Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOLLAR TREE, INC.DLTR · Entity 3189 | Chief Information Officer | April 01, 2020 | April 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOLLAR TREE, INC.
Report date April 01, 2020 · Filed April 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,735 |
Ending reported balance
After 2020-04-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-04-01 · Exercise / conversion · Acquired 1,362 · Balance 10,145 F1: Portion vested at anniversary of three-year award. F2: Convert without cost to shares of common stock on a one-for-one basis. Row 2 · 2020-04-01 · Tax withholding · Disposed 410 · Balance 9,735 F3: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-04-01 | Direct | 2,726 |
Reported balance
After 2020-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-04-01 · Exercise / conversion · Disposed 1,362 · Balance 2,726 F2: Convert without cost to shares of common stock on a one-for-one basis. F1: Portion vested at anniversary of three-year award. |
Filing footnotes · ownership attribution and instrument terms
F1: Portion vested at anniversary of three-year award.
F2: Convert without cost to shares of common stock on a one-for-one basis.
F3: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2017 Filed Aug 29, 2017 15:30 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionRestricted Stock Unit · Derivative | 869 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-026612 · form4.xml · derivative · entry 3 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870 Underlying: Common Stock · 869 shares Expires 2017-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F1 · price: Convert without cost to shares of common stock on a one-for-one basis. F3 · derivative.exercise_date: Restricted Stock Unit awarded on August 28, 2015. F4 · derivative.exercise_date: Vests in three approximately equal annual installments, beginning the first anniversary of the award date, subject to continued employment. Read SEC document |
| August 28, 2017 Filed Aug 29, 2017 15:30 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Tax withholdingCommon Stock | 287 | $80.38 | $23,069.06 |
DisclosureSEC source: 0001127602-17-026612 · form4.xml · nonDerivative · entry 2 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,292 F2 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Read SEC document |
| August 28, 2017 Filed Aug 29, 2017 15:30 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionCommon Stock | 869 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026612 · form4.xml · nonDerivative · entry 1 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| March 18, 2017 Filed Mar 21, 2017 21:10 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionRestricted Stock Unit · Derivative | 1,664 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-012544 · form4.xml · derivative · entry 3 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,331 Underlying: Common Stock · 1,664 shares Expires 2017-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F1 · kind: Portion vested at anniversary of three-year award. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Portion vested at anniversary of three-year award. Read SEC document |
| March 18, 2017 Filed Mar 21, 2017 21:10 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Tax withholdingCommon Stock | 565 | $75.70 | $42,770.50 |
DisclosureSEC source: 0001127602-17-012544 · form4.xml · nonDerivative · entry 2 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,710 F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Read SEC document |
| March 18, 2017 Filed Mar 21, 2017 21:10 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionCommon Stock | 1,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012544 · form4.xml · nonDerivative · entry 1 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Portion vested at anniversary of three-year award. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 22:52 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GrantRestricted Stock Unit · Derivative | 4,995 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011127 · form4.xml · derivative · entry 1 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,995 Underlying: Common Stock · 4,995 shares Expires 2017-03-18 F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F2 · date: The Compensation Committee certified on 3/8/2017 that the Company achieved its 2016 performance target for performance-based restricted stock units granted on 3/18/2016, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment. F3 · derivative.exercise_date: Portion vested at anniversary of three-year award. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 19:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionStock Option (right to buy) · Derivative | 1,875 | $0.00 Strike: $67.95 | $0.00 |
DisclosureSEC source: 0001127602-16-068647 · form4.xml · derivative · entry 9 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2017-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Pursuant to the Merger Agreement dated July 6, 2015, each option to purchase shares of Family Dollar common stock that was outstanding immediately prior to the Effective Time was converted into an option to purchase a number of shares of Dollar Tree common stock determined by multiplying the number of shares of Family Dollar common stock subject to such option by the Award Exchange Ratio of 1.000, at an exercise price per share determined by dividing the orginal per share exercise price of the option by the Award Exchange Ratio of 1.000. F4 · derivative.exercise_date: Each option becomes exercisable with respect to 40% of the underlying shares on the second anniversary of grant and with respect to an additional 30% on each of the third and fourth anniversaries of grant. F6 · derivative.exercise_date: Award granted on October 9, 2012. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 19:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionStock Option (right to buy) · Derivative | 2,090 | $0.00 Strike: $68.92 | $0.00 |
DisclosureSEC source: 0001127602-16-068647 · form4.xml · derivative · entry 8 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089 Underlying: Common Stock · 2,090 shares Expires 2018-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Pursuant to the Merger Agreement dated July 6, 2015, each option to purchase shares of Family Dollar common stock that was outstanding immediately prior to the Effective Time was converted into an option to purchase a number of shares of Dollar Tree common stock determined by multiplying the number of shares of Family Dollar common stock subject to such option by the Award Exchange Ratio of 1.000, at an exercise price per share determined by dividing the orginal per share exercise price of the option by the Award Exchange Ratio of 1.000. F4 · derivative.exercise_date: Each option becomes exercisable with respect to 40% of the underlying shares on the second anniversary of grant and with respect to an additional 30% on each of the third and fourth anniversaries of grant. F5 · derivative.exercise_date: Award was granted on October 15, 2013. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 19:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionStock Option (right to buy) · Derivative | 1,974 | $0.00 Strike: $76.97 | $0.00 |
DisclosureSEC source: 0001127602-16-068647 · form4.xml · derivative · entry 7 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,961 Underlying: Common Stock · 1,974 shares Expires 2024-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Pursuant to the Merger Agreement dated July 6, 2015, each option to purchase shares of Family Dollar common stock that was outstanding immediately prior to the Effective Time was converted into an option to purchase a number of shares of Dollar Tree common stock determined by multiplying the number of shares of Family Dollar common stock subject to such option by the Award Exchange Ratio of 1.000, at an exercise price per share determined by dividing the orginal per share exercise price of the option by the Award Exchange Ratio of 1.000. F3 · derivative.exercise_date: Award granted on October 14, 2014. F4 · derivative.exercise_date: Each option becomes exercisable with respect to 40% of the underlying shares on the second anniversary of grant and with respect to an additional 30% on each of the third and fourth anniversaries of grant. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 19:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | SaleCommon Stock | 550 | $88.29 | $48,561.87 |
DisclosureSEC source: 0001127602-16-068647 · form4.xml · nonDerivative · entry 6 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,312 Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 19:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | SaleCommon Stock | 5,732 | $88.59 | $507,777.24 |
DisclosureSEC source: 0001127602-16-068647 · form4.xml · nonDerivative · entry 5 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,862 F1 · price: Represents the weighted average price for shares sold at the range between $88.5833 and $88.6. The filer will provide full information regarding the number of shares sold at each price upon request. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 19:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | SaleCommon Stock | 434 | $88.66 | $38,479.96 |
DisclosureSEC source: 0001127602-16-068647 · form4.xml · nonDerivative · entry 4 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,594 Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 19:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionCommon Stock | 1,875 | $67.95 | $127,406.25 |
DisclosureSEC source: 0001127602-16-068647 · form4.xml · nonDerivative · entry 3 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 19:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionCommon Stock | 2,090 | $68.92 | $144,042.80 |
DisclosureSEC source: 0001127602-16-068647 · form4.xml · nonDerivative · entry 2 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 19:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionCommon Stock | 1,974 | $76.97 | $151,938.78 |
DisclosureSEC source: 0001127602-16-068647 · form4.xml · nonDerivative · entry 1 JEWETT JOSHUA R · CIK 0001222823 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.