Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DANA IncDAN · Entity 6 | Director | August 28, 2026 | September 02, 2026 |
| Otis Worldwide CorpOTIS · Entity 3170 | EVP, General Counsel | February 06, 2026 | February 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DANA Inc
Report date August 28, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 60 |
Reported balance
After 2026-08-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 21 · Balance 60 F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.
Otis Worldwide Corp
Report date February 06, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,880 |
Ending reported balance
After 2026-02-10 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2026-02-06 · Exercise / conversion · Acquired 1,617 · Balance 39,252 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 2 · 2026-02-06 · Tax withholding · Disposed 616 · Balance 38,636 Row 3 · 2026-02-07 · Exercise / conversion · Acquired 1,620 · Balance 40,256 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 4 · 2026-02-07 · Tax withholding · Disposed 751 · Balance 39,505 Row 5 · 2026-02-10 · Exercise / conversion · Acquired 5,107 · Balance 44,612 Row 6 · 2026-02-10 · Disposition to issuer · Disposed 3,314 · Balance 41,298 Row 7 · 2026-02-10 · Sale · Disposed 1,793 · Balance 39,505 Row 8 · 2026-02-10 · Sale · Disposed 25,625 · Balance 13,880 F4: The shares sold in multiple trades at prices ranging from $90.21 to $90.55. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,629 |
Reported balance
After 2026-02-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-02-06 · Exercise / conversion · Disposed 1,617 · Balance 1,629 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-02-07 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-02-07 · Exercise / conversion · Disposed 1,620 · Balance 0 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $58.66 · Expires 2027-01-02 | Direct | 0 |
Reported balance
After 2026-02-10 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-02-10 · Exercise / conversion · Disposed 5,107 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.
F3: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.
F4: The shares sold in multiple trades at prices ranging from $90.21 to $90.55. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2024 Filed Jul 25, 2024 22:52 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 30,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-014098 · form4.xml · derivative · entry 1 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,808 Underlying: Common Stock · 30,808 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis and include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: One third of the RSUs are eligible to vest on the first anniversary of the Transaction Date and the remainder are eligible to vest on the third anniversary of the Transaction Date. F2 · derivative.expiration_date: One third of the RSUs are eligible to vest on the first anniversary of the Transaction Date and the remainder are eligible to vest on the third anniversary of the Transaction Date. Read SEC document |
| February 20, 2024 Filed Feb 20, 2024 23:01 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Rights · Derivative | 8,938 | $0.00 Strike: $50.58 | $0.00 |
DisclosureSEC source: 0001062993-24-003744 · form4.xml · derivative · entry 6 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,938 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2024 Filed Feb 20, 2024 23:01 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Rights · Derivative | 5,873 | $0.00 Strike: $60.88 | $0.00 |
DisclosureSEC source: 0001062993-24-003744 · form4.xml · derivative · entry 5 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,873 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2024 Filed Feb 20, 2024 23:01 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 22,106 | $90.87 | $2,008,831.91 |
DisclosureSEC source: 0001062993-24-003744 · form4.xml · nonDerivative · entry 4 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,927 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.835 to $90.93, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 20, 2024 Filed Feb 20, 2024 23:01 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 8,906 | $90.90 | $809,555.40 |
DisclosureSEC source: 0001062993-24-003744 · form4.xml · nonDerivative · entry 3 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,033 Read SEC document |
| February 20, 2024 Filed Feb 20, 2024 23:01 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 8,938 | $50.58 | $452,084.04 |
DisclosureSEC source: 0001062993-24-003744 · form4.xml · nonDerivative · entry 2 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2024 Filed Feb 20, 2024 23:01 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 5,873 | $60.88 | $357,548.24 |
DisclosureSEC source: 0001062993-24-003744 · form4.xml · nonDerivative · entry 1 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 22:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002587 · form4.xml · derivative · entry 7 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,122 Underlying: Common Stock · 1,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. F3 · derivative.expiration_date: On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 22:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 722 | $91.77 | $66,257.94 |
DisclosureSEC source: 0001062993-24-002587 · form4.xml · nonDerivative · entry 4 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,128 Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 22:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-002587 · form4.xml · nonDerivative · entry 3 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 22:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 17,781 | $0.00 Strike: $91.94 | $0.00 |
DisclosureSEC source: 0001062993-24-002587 · form4.xml · derivative · entry 6 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,781 Underlying: Common Stock · 17,781 shares Expires 2034-02-05 F2 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 22:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 4,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002587 · form4.xml · derivative · entry 5 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,705 Underlying: Common Stock · 4,705 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. F2 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 22:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 9,246 | $91.94 | $850,077.24 |
DisclosureSEC source: 0001062993-24-002587 · form4.xml · nonDerivative · entry 2 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,294 Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 22:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantCommon Stock | 22,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-002587 · form4.xml · nonDerivative · entry 1 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,540 F4 · shares: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 5, 2021. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 200% level. F4 · price: The acquisition of Otis common stock represents the vesting of performance share units (PSUs) previously awarded on February 5, 2021. Each PSU has a value equal to one share of Otis common stock. These PSUs vested on the Transaction Date upon the achievement of the 3-year cycle preestablished performance targets. The performance criteria were certified to be achieved at the 200% level. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 21:47 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002093 · form4.xml · derivative · entry 6 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,712 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 21:47 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 497 | $90.89 | $45,172.33 |
DisclosureSEC source: 0001062993-24-002093 · form4.xml · nonDerivative · entry 4 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,094 Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 21:47 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-002093 · form4.xml · nonDerivative · entry 3 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2024 Filed Feb 6, 2024 21:47 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002093 · form4.xml · derivative · entry 5 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,485 Underlying: Common Stock · 1,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. Read SEC document |
| February 03, 2024 Filed Feb 6, 2024 21:47 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 525 | $90.97 | $47,759.25 |
DisclosureSEC source: 0001062993-24-002093 · form4.xml · nonDerivative · entry 2 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,879 Read SEC document |
| February 03, 2024 Filed Feb 6, 2024 21:47 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-002093 · form4.xml · nonDerivative · entry 1 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:59 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 20,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012798 · form4.xml · derivative · entry 3 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On June 1, 2020, the reporting person was granted Founders RSUs that vested in full on the third anniversary of the date of grant (the Transaction Date). These Founders RSUs included the right to receive dividend equivalents credited as additional RSUs. F2 · derivative.expiration_date: On June 1, 2020, the reporting person was granted Founders RSUs that vested in full on the third anniversary of the date of grant (the Transaction Date). These Founders RSUs included the right to receive dividend equivalents credited as additional RSUs. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:59 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 9,552 | $81.51 | $778,583.52 |
DisclosureSEC source: 0001062993-23-012798 · form4.xml · nonDerivative · entry 2 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,927 Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:59 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 20,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-012798 · form4.xml · nonDerivative · entry 1 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 07, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 15,730 | $0.00 Strike: $83.63 | $0.00 |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · derivative · entry 16 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,730 Underlying: Common Stock · 15,730 shares Expires 2033-02-06 F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 07, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 4,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · derivative · entry 15 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,607 Underlying: Common Stock · 4,607 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. F5 · derivative.expiration_date: RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · derivative · entry 14 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,686 Underlying: Common Stock · 1,845 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F4 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. F4 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 829 | $84.73 | $70,241.17 |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 10 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,880 Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 9 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 8,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · derivative · entry 13 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date. F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 3,005 | $84.73 | $254,613.65 |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 8 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,864 Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 8,496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 7 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Rights · Derivative | 19,049 | $0.00 Strike: $59.53 | $0.00 |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · derivative · entry 12 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,049 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · derivative · entry 11 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,917 Underlying: Common Stock · 1,454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 457 | $84.73 | $38,721.61 |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 6 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,373 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,454 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 5 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 6,000 | $83.81 | $502,860.00 |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 4 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,376 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 5,514 | $83.85 | $462,348.90 |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 3 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,376 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 13,535 | $83.77 | $1,133,826.95 |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 2 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,890 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 19,049 | $59.53 | $1,133,986.97 |
DisclosureSEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 1 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 155 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022191 · form4.xml · derivative · entry 3 LaFreniere Nora E. · CIK 0001807121 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,518 Underlying: Common Stock · 155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F2 · shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents and were awarded on February 5, 2021. F2 · price: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents and were awarded on February 5, 2021. F2 · derivative.exercise_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents and were awarded on February 5, 2021. F2 · derivative.expiration_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents and were awarded on February 5, 2021. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 155 | $77.37 | $11,992.35 |
DisclosureSEC source: 0001062993-22-022191 · form4.xml · nonDerivative · entry 2 LaFreniere Nora E. · CIK 0001807121 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,376 Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 155 | $77.37 | $11,992.35 |
DisclosureSEC source: 0001062993-22-022191 · form4.xml · nonDerivative · entry 1 LaFreniere Nora E. · CIK 0001807121 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 21:39 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Rights · Derivative | 5,362 | $0.00 Strike: $44.46 | $0.00 |
DisclosureSEC source: 0001062993-22-016992 · form4.xml · derivative · entry 4 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,362 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 21:39 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 13,576 | $76.54 | $1,039,126.05 |
DisclosureSEC source: 0001062993-22-016992 · form4.xml · nonDerivative · entry 3 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,376 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.40 to $76.58, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 21:39 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 3,118 | $76.45 | $238,371.10 |
DisclosureSEC source: 0001062993-22-016992 · form4.xml · nonDerivative · entry 2 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,952 Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 21:39 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 5,362 | $44.46 | $238,394.52 |
DisclosureSEC source: 0001062993-22-016992 · form4.xml · nonDerivative · entry 1 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 11,926 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002916 · form4.xml · derivative · entry 8 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F4 · derivative.exercise_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date. F4 · derivative.expiration_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date. Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,812 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002916 · form4.xml · derivative · entry 7 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,632 Underlying: Common Stock · 1,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs. F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 17,454 | $81.85 Strike: $81.85 | $1,428,609.90 |
DisclosureSEC source: 0001062993-22-002916 · form4.xml · derivative · entry 6 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,454 Underlying: Common Stock · 17,454 shares Expires 2032-02-02 F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 21:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 4,307 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002916 · form4.xml · derivative · entry 5 LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,307 Underlying: Common Stock · 4,307 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.