Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Happen, Inc.
Report date November 23, 2018 · Filed November 28, 2018
Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
ServiceNow, Inc.
Report date February 09, 2026 · Filed February 11, 2026
Section 16 reporting ended · disclosed 2026-02-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 24,729 |
Reported balance
After 2026-02-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-09 · Grant · Acquired 12,359 · Balance 24,729 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2: Additional shares scheduled to vest on February 17, 2026, pursuant to the terms of the performance-based restricted stock units ("RSUs") granted February 15, 2023, based on the Issuer's total shareholder return relative to the S&P 500 for the three years ended December 31, 2025, as determined by the Compensation Committee on February 9, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: Additional shares scheduled to vest on February 17, 2026, pursuant to the terms of the performance-based restricted stock units ("RSUs") granted February 15, 2023, based on the Issuer's total shareholder return relative to the S&P 500 for the three years ended December 31, 2025, as determined by the Compensation Committee on February 9, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2020 Filed Feb 11, 2020 17:45 UTC | ServiceNow, Inc. NOW · Entity 2869 | Exercise / conversionCommon Stock | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-20-000036 · wf-form4_158146110686728.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 19:15 UTC | ServiceNow, Inc. NOW · Entity 2869 | GrantRestricted Stock Units · Derivative | 13,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-20-000012 · wf-form4_158034331355256.xml · derivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,254 Underlying: Common Stock · 13,254 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: Acquired upon achievement of certain performance criteria pursuant to the performance-based restricted stock units granted February 12, 2019 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2019 until December 31, 2019, with achievement of the applicable performance criteria subject to determination by the Issuer's Compensation Committee. This determination was obtained on January 27, 2020. As a result, 33.3% of the shares subject to the restricted stock units will vest on February 12, 2020, and 8.3% of the shares subject to the restricted stock units will vest quarterly thereafter until February 12, 2022, subject to the reporting person's continued service to the Issuer on each vesting date. F2 · derivative.expiration_date: Acquired upon achievement of certain performance criteria pursuant to the performance-based restricted stock units granted February 12, 2019 under the Issuer's 2012 Equity Incentive Plan. The performance period for the restricted stock units was January 1, 2019 until December 31, 2019, with achievement of the applicable performance criteria subject to determination by the Issuer's Compensation Committee. This determination was obtained on January 27, 2020. As a result, 33.3% of the shares subject to the restricted stock units will vest on February 12, 2020, and 8.3% of the shares subject to the restricted stock units will vest quarterly thereafter until February 12, 2022, subject to the reporting person's continued service to the Issuer on each vesting date. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 19:56 UTC | ServiceNow, Inc. NOW · Entity 2869 | Exercise / conversionRestricted Stock Units · Derivative | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000289 · wf-form4_157369299682487.xml · derivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,855 Underlying: Common Stock · 219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest as to 1/16th of the total shares quarterly, with the first vesting occurring on May 12, 2019, and subject to the continued service of the Reporting Person on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest as to 1/16th of the total shares quarterly, with the first vesting occurring on May 12, 2019, and subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 19:56 UTC | ServiceNow, Inc. NOW · Entity 2869 | Tax withholdingCommon Stock | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000289 · wf-form4_157369299682487.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,318 F1 · shares: Represents shares relinquished by the Reporting Person in exchange for the Issuer's payment of federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs, in accordance with Rule 16b-3. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 19:56 UTC | ServiceNow, Inc. NOW · Entity 2869 | Exercise / conversionCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000289 · wf-form4_157369299682487.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 17:51 UTC | ServiceNow, Inc. NOW · Entity 2869 | Exercise / conversionRestricted Stock Units · Derivative | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000279 · wf-form4_157359905855751.xml · derivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,889 Underlying: Common Stock · 963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest as to 1/6th of the total shares on May 7th, 2019 and thereafter shall vest as to 1/6th of the total number of shares in equal quarterly installments. F3 · derivative.expiration_date: The restricted stock units vest as to 1/6th of the total shares on May 7th, 2019 and thereafter shall vest as to 1/6th of the total number of shares in equal quarterly installments. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 17:51 UTC | ServiceNow, Inc. NOW · Entity 2869 | Tax withholdingCommon Stock | 334 | $240.89 | $80,457.26 |
DisclosureSEC source: 0001373715-19-000279 · wf-form4_157359905855751.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175 F1 · shares: Represents shares relinquished by the Reporting Person in exchange for the Issuer's payment of federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs, in accordance with Rule 16b-3. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 17:51 UTC | ServiceNow, Inc. NOW · Entity 2869 | Exercise / conversionCommon Stock | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000279 · wf-form4_157359905855751.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 19:52 UTC | ServiceNow, Inc. NOW · Entity 2869 | Exercise / conversionRestricted Stock Units · Derivative | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000230 · wf-form4_156582673325635.xml · derivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,074 Underlying: Common Stock · 220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest as to 1/16th of the total shares quarterly, with the first vesting occurring on May 12, 2019, and subject to the continued service of the Reporting Person on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest as to 1/16th of the total shares quarterly, with the first vesting occurring on May 12, 2019, and subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 19:52 UTC | ServiceNow, Inc. NOW · Entity 2869 | Tax withholdingCommon Stock | 77 | $258.56 | $19,909.12 |
DisclosureSEC source: 0001373715-19-000230 · wf-form4_156582673325635.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546 F1 · shares: Represents shares relinquished by the Reporting Person in exchange for the Issuer's payment of federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs, in accordance with Rule 16b-3. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 19:52 UTC | ServiceNow, Inc. NOW · Entity 2869 | Exercise / conversionCommon Stock | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000230 · wf-form4_156582673325635.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 18:10 UTC | ServiceNow, Inc. NOW · Entity 2869 | Exercise / conversionRestricted Stock Units · Derivative | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000216 · wf-form4_156538858363223.xml · derivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,852 Underlying: Common Stock · 963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest as to 1/6th of the total shares on May 7th, 2019 and thereafter shall vest as to 1/6th of the total number of shares in equal quarterly installments. F3 · derivative.expiration_date: The restricted stock units vest as to 1/6th of the total shares on May 7th, 2019 and thereafter shall vest as to 1/6th of the total number of shares in equal quarterly installments. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 18:10 UTC | ServiceNow, Inc. NOW · Entity 2869 | Tax withholdingCommon Stock | 334 | $260.69 | $87,070.46 |
DisclosureSEC source: 0001373715-19-000216 · wf-form4_156538858363223.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403 F1 · shares: Represents shares relinquished by the Reporting Person in exchange for the Issuer's payment of federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs, in accordance with Rule 16b-3. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 18:10 UTC | ServiceNow, Inc. NOW · Entity 2869 | Exercise / conversionCommon Stock | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000216 · wf-form4_156538858363223.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2019 Filed May 14, 2019 19:01 UTC | ServiceNow, Inc. NOW · Entity 2869 | Exercise / conversionRestricted Stock Units · Derivative | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000134 · wf-form4_155787490430694.xml · derivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,294 Underlying: Common Stock · 219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest as to 1/16th of the total shares quarterly, with the first vesting occurring on May 12, 2019, and subject to the continued service of the Reporting Person on each vesting date. F3 · derivative.expiration_date: The restricted stock units vest as to 1/16th of the total shares quarterly, with the first vesting occurring on May 12, 2019, and subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| May 10, 2019 Filed May 14, 2019 19:01 UTC | ServiceNow, Inc. NOW · Entity 2869 | Tax withholdingCommon Stock | 76 | $274.90 | $20,892.40 |
DisclosureSEC source: 0001373715-19-000134 · wf-form4_155787490430694.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774 F1 · shares: Represents shares relinquished by the Reporting Person in exchange for the Issuer's payment of federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs, in accordance with Rule 16b-3. Read SEC document |
| May 10, 2019 Filed May 14, 2019 19:01 UTC | ServiceNow, Inc. NOW · Entity 2869 | Exercise / conversionCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000134 · wf-form4_155787490430694.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2019 Filed May 9, 2019 19:36 UTC | ServiceNow, Inc. NOW · Entity 2869 | Exercise / conversionRestricted Stock Units · Derivative | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000122 · wf-form4_155744497422754.xml · derivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,815 Underlying: Common Stock · 963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest as to 1/6th of the total shares on May 7th, 2019 and thereafter shall vest as to 1/6th of the total number of shares in equal quarterly installments. F3 · derivative.expiration_date: The restricted stock units vest as to 1/6th of the total shares on May 7th, 2019 and thereafter shall vest as to 1/6th of the total number of shares in equal quarterly installments. Read SEC document |
| May 07, 2019 Filed May 9, 2019 19:36 UTC | ServiceNow, Inc. NOW · Entity 2869 | Tax withholdingCommon Stock | 332 | $264.81 | $87,916.92 |
DisclosureSEC source: 0001373715-19-000122 · wf-form4_155744497422754.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631 F1 · shares: Represents shares relinquished by the Reporting Person in exchange for the Issuer's payment of federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs, in accordance with Rule 16b-3. Read SEC document |
| May 07, 2019 Filed May 9, 2019 19:36 UTC | ServiceNow, Inc. NOW · Entity 2869 | Exercise / conversionCommon Stock | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000122 · wf-form4_155744497422754.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 19:59 UTC | ServiceNow, Inc. NOW · Entity 2869 | GrantRestricted Stock Units · Derivative | 3,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001373715-19-000048 · wf-form4_155019232815374.xml · derivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,513 Underlying: Common Stock · 3,513 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest as to 1/16th of the total shares quarterly, with the first vesting occurring on May 12, 2019, and subject to the continued service of the Reporting Person on each vesting date. F2 · derivative.expiration_date: The restricted stock units vest as to 1/16th of the total shares quarterly, with the first vesting occurring on May 12, 2019, and subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 18:39 UTC | ServiceNow, Inc. NOW · Entity 2869 | GrantRestricted Stock Units · Derivative | 5,778 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001373715-18-000227 · wf-form4_154457157196943.xml · derivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,778 Underlying: Common Stock · 5,778 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest as to 1/6th of the total shares on May 7th, 2019 and thereafter shall vest as to 1/6th of the total number of shares in equal quarterly installments. F3 · derivative.expiration_date: The restricted stock units vest as to 1/6th of the total shares on May 7th, 2019 and thereafter shall vest as to 1/6th of the total number of shares in equal quarterly installments. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 18:39 UTC | ServiceNow, Inc. NOW · Entity 2869 | GrantRestricted Stock Units · Derivative | 14,443 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001373715-18-000227 · wf-form4_154457157196943.xml · derivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,443 Underlying: Common Stock · 14,443 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest as to 1/4th of the total shares on February 7th, 2020 and thereafter shall vest as to 1/16th of the total number of shares in equal quarterly installments. F2 · derivative.expiration_date: The restricted stock units vest as to 1/4th of the total shares on February 7th, 2020 and thereafter shall vest as to 1/16th of the total number of shares in equal quarterly installments. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 21:59 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 37,313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026421 · form4.xml · derivative · entry 5 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,389 Underlying: Common Stock · 37,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 21:59 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 40,917 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026421 · form4.xml · derivative · entry 4 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,333 Underlying: Common Stock · 40,917 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 21:59 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 38,787 | $3.84 | $148,942.08 |
DisclosureSEC source: 0001127602-18-026421 · form4.xml · nonDerivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,741 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 21:59 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 37,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026421 · form4.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 21:59 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 40,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026421 · form4.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 37,313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019272 · form4.xml · derivative · entry 6 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,702 Underlying: Common Stock · 37,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 40,916 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019272 · form4.xml · derivative · entry 5 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,250 Underlying: Common Stock · 40,916 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:31 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 18,500 | $3.26 | $60,310.00 |
DisclosureSEC source: 0001127602-18-019272 · form4.xml · nonDerivative · entry 4 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,298 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:31 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 20,287 | $3.37 | $68,367.19 |
DisclosureSEC source: 0001127602-18-019272 · form4.xml · nonDerivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,798 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 37,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019272 · form4.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 40,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019272 · form4.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 23:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 40,917 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008827 · form4.xml · derivative · entry 4 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,166 Underlying: Common Stock · 40,917 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 23:41 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 20,287 | $3.35 | $67,961.45 |
DisclosureSEC source: 0001127602-18-008827 · form4.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,856 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs." Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 23:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 40,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008827 · form4.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 23:41 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 597,015 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008827 · form4.xml · derivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,015 Underlying: Common Stock · 597,015 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 22:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 40,916 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033387 · form4.xml · derivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,083 Underlying: Common Stock · 40,916 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 22:42 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 20,833 | $4.26 | $88,748.58 |
DisclosureSEC source: 0001127602-17-033387 · form4.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,226 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs." Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 22:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 40,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033387 · form4.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 28, 2017 Filed Aug 29, 2017 22:24 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 15,544 | $6.08 | $94,574.36 |
DisclosureSEC source: 0001127602-17-026667 · form4.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,143 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $6.035 to $6.17. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 22:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 40,917 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026667 · form4.xml · derivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,999 Underlying: Common Stock · 40,917 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The restricted stock units vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 22:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 40,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026667 · form4.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 26, 2017 Filed May 30, 2017 22:30 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 15,445 | $5.70 | $87,963.91 |
DisclosureSEC source: 0001127602-17-019753 · form4.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,770 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.63 to $5.73. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:30 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 40,916 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019753 · form4.xml · derivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,916 Underlying: Common Stock · 40,916 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:30 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 40,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019753 · form4.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:39 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 14,757 | $5.65 | $83,440.51 |
DisclosureSEC source: 0001127602-17-009368 · form4.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,299 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $5.6222 to $5.68. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 40,917 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009368 · form4.xml · derivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,832 Underlying: Common Stock · 40,917 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 22:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 40,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009368 · form4.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock units into common stock. Such restricted stock units were previously reported in Table II. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.