Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CADENCE DESIGN SYSTEMS INCCDNS · Entity 2935 | Sr. VP, General Counsel | April 23, 2020 | April 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CADENCE DESIGN SYSTEMS INC
Report date April 23, 2020 · Filed April 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,724 |
Ending reported balance
After 2020-04-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-04-23 · Exercise / conversion · Acquired 15,815 · Balance 94,539 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Row 2 · 2020-04-23 · Sale · Disposed 15,815 · Balance 78,724 F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.58 · Expires 2025-02-06 | Direct | 15,816 |
Reported balance
After 2020-04-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-04-23 · Exercise / conversion · Disposed 15,815 · Balance 15,816 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,251 |
Reported balance
Holding disclosure · report date 2020-04-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,251 F2: Shares held by the Cowie Family Trust UAD 12/14/2012, of which the Reporting Person and the Reporting Person's spouse are trustees. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.
F2: Shares held by the Cowie Family Trust UAD 12/14/2012, of which the Reporting Person and the Reporting Person's spouse are trustees.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2017 Filed Aug 10, 2017 21:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Tax withholdingCommon Stock | 2,071 | $36.80 | $76,212.80 |
DisclosureSEC source: 0001209191-17-048436 · doc4.xml · nonDerivative · entry 1 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,261 F1 · shares: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock. Read SEC document |
| May 23, 2017 Filed May 25, 2017 00:06 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001209191-17-035165 · doc4.xml · derivative · entry 7 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires 2020-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 25, 2017 00:06 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 11,000 | $34.03 | $374,359.70 |
DisclosureSEC source: 0001209191-17-035165 · doc4.xml · nonDerivative · entry 5 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,332 F2 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| May 23, 2017 Filed May 25, 2017 00:06 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 11,000 | $14.22 | $156,420.00 |
DisclosureSEC source: 0001209191-17-035165 · doc4.xml · nonDerivative · entry 4 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 25, 2017 00:06 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 44,000 | $0.00 Strike: $14.22 | $0.00 |
DisclosureSEC source: 0001209191-17-035165 · doc4.xml · derivative · entry 6 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 44,000 shares Expires 2020-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 25, 2017 00:06 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 44,000 | $33.09 | $1,455,828.00 |
DisclosureSEC source: 0001209191-17-035165 · doc4.xml · nonDerivative · entry 3 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,332 F2 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| May 22, 2017 Filed May 25, 2017 00:06 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 44,000 | $14.22 | $625,680.00 |
DisclosureSEC source: 0001209191-17-035165 · doc4.xml · nonDerivative · entry 2 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 1, 2017 12:32 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 47,500 | $0.00 Strike: $11.62 | $0.00 |
DisclosureSEC source: 0001209191-17-028832 · doc4.xml · derivative · entry 4 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,500 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 1, 2017 12:32 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 47,500 | $32.13 | $1,526,355.50 |
DisclosureSEC source: 0001209191-17-028832 · doc4.xml · nonDerivative · entry 3 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,332 F2 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| April 28, 2017 Filed May 1, 2017 12:32 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 47,500 | $11.62 | $551,950.00 |
DisclosureSEC source: 0001209191-17-028832 · doc4.xml · nonDerivative · entry 2 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:46 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $30.79 | $0.00 |
DisclosureSEC source: 0001209191-17-014055 · doc4.xml · derivative · entry 3 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2024-02-21 F3 · shares: Option vests at a rate of 1/48th per month. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:46 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014055 · doc4.xml · nonDerivative · entry 2 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,332 F2 · shares: Grant of performance-based incentive stock. Read SEC document |
| February 14, 2017 Filed Feb 14, 2017 23:58 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 1,865 | $29.64 | $55,278.60 |
DisclosureSEC source: 0001209191-17-010822 · doc4.xml · nonDerivative · entry 3 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 25,416 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. F2 · ownership.nature: Shares held by the Cowie Family Trust UAD 12/14/2012, of which Reporting Person and Reporting Person's spouse are trustees. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:58 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 1,695 | $29.60 | $50,172.00 |
DisclosureSEC source: 0001209191-17-010822 · doc4.xml · nonDerivative · entry 2 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 27,281 F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. F2 · ownership.nature: Shares held by the Cowie Family Trust UAD 12/14/2012, of which Reporting Person and Reporting Person's spouse are trustees. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 22:36 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 2,087 | $29.31 | $61,169.97 |
DisclosureSEC source: 0001209191-17-009170 · doc4.xml · nonDerivative · entry 4 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 27,111 F4 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. F3 · ownership.nature: Shares held by the Cowie Family Trust UAD 12/14/2012, of which Reporting Person and Reporting Person's spouse are trustees. Read SEC document |
| February 09, 2017 Filed Feb 11, 2017 00:53 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 1,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009792 · doc4.xml · nonDerivative · entry 3 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 28,976 F3 · ownership.nature: Shares held by the Cowie Family Trust UAD 12/14/2012, of which Reporting Person and Reporting Person's spouse are trustees. Read SEC document |
| February 09, 2017 Filed Feb 11, 2017 00:53 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 1,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009792 · doc4.xml · nonDerivative · entry 2 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,332 F2 · shares: Shares transferred to the Cowie Family Trust UAD 12/14/2012, of which Reporting Person and Reporting Person's spouse are trustees. Read SEC document |
| February 09, 2017 Filed Feb 11, 2017 00:53 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Tax withholdingCommon Stock | 2,302 | $29.55 | $68,024.10 |
DisclosureSEC source: 0001209191-17-009792 · doc4.xml · nonDerivative · entry 1 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,197 F1 · shares: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 22:36 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 1,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009170 · doc4.xml · nonDerivative · entry 3 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 29,198 F3 · ownership.nature: Shares held by the Cowie Family Trust UAD 12/14/2012, of which Reporting Person and Reporting Person's spouse are trustees. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 22:36 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 1,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009170 · doc4.xml · nonDerivative · entry 2 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,499 F2 · shares: Shares transferred to the Cowie Family Trust UAD 12/14/2012, of which Reporting Person and Reporting Person's spouse are trustees. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 22:36 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Tax withholdingCommon Stock | 2,055 | $29.24 | $60,088.20 |
DisclosureSEC source: 0001209191-17-009170 · doc4.xml · nonDerivative · entry 1 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,194 F1 · shares: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 2,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008403 · doc4.xml · nonDerivative · entry 3 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 27,503 F3 · ownership.nature: Shares are held by the Cowie Family Trust UAD 12/14/2012, of which Reporting Person and Reporting Person's spouse are trustees. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | OtherCommon Stock | 2,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008403 · doc4.xml · nonDerivative · entry 2 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,249 F2 · shares: Shares transferred to the Cowie Family Trust UAD 12/14/2012, of which Reporting Person and Reporting Person's spouse are trustees. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:01 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Tax withholdingCommon Stock | 2,913 | $29.38 | $85,583.94 |
DisclosureSEC source: 0001209191-17-008403 · doc4.xml · nonDerivative · entry 1 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,336 F1 · shares: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:16 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (Right to buy) · Derivative | 32,500 | $0.00 Strike: $11.62 | $0.00 |
DisclosureSEC source: 0001209191-16-151966 · doc4.xml · derivative · entry 10 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Underlying: Common Stock · 32,500 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:16 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (Right to buy) · Derivative | 32,500 | $0.00 Strike: $9.66 | $0.00 |
DisclosureSEC source: 0001209191-16-151966 · doc4.xml · derivative · entry 9 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,500 shares Expires 2018-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:16 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionNon-Qualified Stock Option (Right to buy) · Derivative | 32,500 | $0.00 Strike: $9.66 | $0.00 |
DisclosureSEC source: 0001209191-16-151966 · doc4.xml · derivative · entry 8 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2018-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:16 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 32,500 | $26.69 | $867,425.00 |
DisclosureSEC source: 0001209191-16-151966 · doc4.xml · nonDerivative · entry 7 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,249 F2 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:16 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 32,500 | $11.62 | $377,650.00 |
DisclosureSEC source: 0001209191-16-151966 · doc4.xml · nonDerivative · entry 6 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:16 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 32,500 | $26.69 | $867,425.00 |
DisclosureSEC source: 0001209191-16-151966 · doc4.xml · nonDerivative · entry 5 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,249 F2 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:16 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 32,500 | $9.66 | $313,950.00 |
DisclosureSEC source: 0001209191-16-151966 · doc4.xml · nonDerivative · entry 4 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:16 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | SaleCommon Stock | 32,500 | $26.62 | $865,163.00 |
DisclosureSEC source: 0001209191-16-151966 · doc4.xml · nonDerivative · entry 3 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,249 F2 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:16 UTC | CADENCE DESIGN SYSTEMS INC CDNS · Entity 2935 | Exercise / conversionCommon Stock | 32,500 | $9.66 | $313,950.00 |
DisclosureSEC source: 0001209191-16-151966 · doc4.xml · nonDerivative · entry 2 Cowie James J · CIK 0001431680 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.