FARLEY JR JAMES D

SEC source: 0001209191-23-016990 · doc4.xml · nonDerivative · entry 3

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-23-016990 · doc4.xml · nonDerivative · entry 2

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-23-016990 · doc4.xml · nonDerivative · entry 1

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-23-015888 · doc4.xml · derivative · entry 3

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 79,921 shares

Expires 2023-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.

F1 · kind: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.

F1 · price: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.

F1 · derivative.exercise_date: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.

F1 · derivative.expiration_date: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.

SEC source: 0001209191-23-015888 · doc4.xml · nonDerivative · entry 2

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,638,667

F2 · price: The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $12.850 to $12.865. A breakdown of each transaction will be provided upon request.

SEC source: 0001209191-23-015888 · doc4.xml · nonDerivative · entry 1

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,718,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.

SEC source: 0001209191-23-016990 · doc4.xml · derivative · entry 9

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,636

Underlying: Common Stock, $0.01 par value · 496,636 shares

Expires not disclosed

F4 · derivative.exercise_price: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/03/2023), 66% after two years, and in full after three years.

F4 · kind: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/03/2023), 66% after two years, and in full after three years.

F4 · price: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/03/2023), 66% after two years, and in full after three years.

F4 · derivative.exercise_date: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/03/2023), 66% after two years, and in full after three years.

F4 · derivative.expiration_date: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/03/2023), 66% after two years, and in full after three years.

SEC source: 0001225208-22-007338 · doc4.xml · derivative · entry 2

FARLEY JR JAMES D · CIK 0001415834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-22-007338 · doc4.xml · nonDerivative · entry 1

FARLEY JR JAMES D · CIK 0001415834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,409.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-029681 · doc4.xml · derivative · entry 5

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 22,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.exercise_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.expiration_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-22-029681 · doc4.xml · derivative · entry 4

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 8,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.exercise_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.expiration_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-22-029681 · doc4.xml · nonDerivative · entry 3

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,638,667

F3 · kind: These shares were withheld by the Company to cover my income tax liability relating to the award vesting of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-22-029681 · doc4.xml · nonDerivative · entry 2

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,690,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2019 performance-based restricted stock unit opportunity.

F2 · price: These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2019 performance-based restricted stock unit opportunity.

SEC source: 0001209191-22-029681 · doc4.xml · nonDerivative · entry 1

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,602,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001225208-22-007083 · doc4.xml · derivative · entry 2

FARLEY JR JAMES D · CIK 0001415834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,529

Underlying: Common Stock · 3,529 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

SEC source: 0001225208-22-007083 · doc4.xml · nonDerivative · entry 1

FARLEY JR JAMES D · CIK 0001415834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,767.41

F1 · kind: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

SEC source: 0001209191-22-017169 · doc4.xml · derivative · entry 11

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,213

Underlying: Common Stock, $0.01 par value · 344,213 shares

Expires not disclosed

F4 · derivative.exercise_price: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2022), 66% after two years, and in full after three years.

F4 · kind: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2022), 66% after two years, and in full after three years.

F4 · price: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2022), 66% after two years, and in full after three years.

F4 · derivative.exercise_date: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2022), 66% after two years, and in full after three years.

F4 · derivative.expiration_date: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2022), 66% after two years, and in full after three years.

SEC source: 0001209191-22-017169 · doc4.xml · derivative · entry 10

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 57,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · derivative.expiration_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-22-017169 · doc4.xml · derivative · entry 9

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,241

Underlying: Common Stock, $0.01 par value · 158,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · derivative.expiration_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-22-017169 · doc4.xml · derivative · entry 8

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,045

Underlying: Common Stock, $0.01 par value · 93,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · derivative.expiration_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-22-017169 · doc4.xml · derivative · entry 7

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 58,970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · derivative.expiration_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-22-017169 · doc4.xml · nonDerivative · entry 6

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,571,130

F3 · kind: These shares were withheld by the Company to cover my income tax liability relating to the award vesting of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-22-017169 · doc4.xml · nonDerivative · entry 5

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,804,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-22-017169 · doc4.xml · nonDerivative · entry 4

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,746,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-22-017169 · doc4.xml · nonDerivative · entry 3

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-22-017169 · doc4.xml · nonDerivative · entry 2

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F2 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-22-017169 · doc4.xml · nonDerivative · entry 1

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,436,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2019 performance-based restricted stock unit opportunity.

F1 · price: These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2019 performance-based restricted stock unit opportunity.

SEC source: 0001209191-22-016203 · doc4.xml · derivative · entry 5

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659,954

Underlying: Common Stock, $0.01 par value · 150,000 shares

Expires 2030-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2020) with the performance condition of the price of Ford stock closing on the New York Stock Exchange at $9.24 or higher for twenty consecutive business days during any period of the 10-year life of the options having been met prior to the first anniversary of the date of grant. The remainder of the option will become exercisable in substantially equal annual installments on August 5, 2022 and August 5, 2023.

F1 · kind: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2020) with the performance condition of the price of Ford stock closing on the New York Stock Exchange at $9.24 or higher for twenty consecutive business days during any period of the 10-year life of the options having been met prior to the first anniversary of the date of grant. The remainder of the option will become exercisable in substantially equal annual installments on August 5, 2022 and August 5, 2023.

F1 · price: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2020) with the performance condition of the price of Ford stock closing on the New York Stock Exchange at $9.24 or higher for twenty consecutive business days during any period of the 10-year life of the options having been met prior to the first anniversary of the date of grant. The remainder of the option will become exercisable in substantially equal annual installments on August 5, 2022 and August 5, 2023.

F1 · derivative.exercise_date: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2020) with the performance condition of the price of Ford stock closing on the New York Stock Exchange at $9.24 or higher for twenty consecutive business days during any period of the 10-year life of the options having been met prior to the first anniversary of the date of grant. The remainder of the option will become exercisable in substantially equal annual installments on August 5, 2022 and August 5, 2023.

F1 · derivative.expiration_date: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2020) with the performance condition of the price of Ford stock closing on the New York Stock Exchange at $9.24 or higher for twenty consecutive business days during any period of the 10-year life of the options having been met prior to the first anniversary of the date of grant. The remainder of the option will become exercisable in substantially equal annual installments on August 5, 2022 and August 5, 2023.

SEC source: 0001209191-22-016203 · doc4.xml · derivative · entry 4

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 35,343 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.

F2 · kind: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.

F2 · price: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.

F2 · derivative.exercise_date: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.

F2 · derivative.expiration_date: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.

SEC source: 0001209191-22-016203 · doc4.xml · nonDerivative · entry 3

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269,656

F3 · price: The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $17.7700 to $17.9950. A breakdown of each transaction will be provided upon request.

SEC source: 0001209191-22-016203 · doc4.xml · nonDerivative · entry 2

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.

SEC source: 0001209191-22-016203 · doc4.xml · nonDerivative · entry 1

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2020) with the performance condition of the price of Ford stock closing on the New York Stock Exchange at $9.24 or higher for twenty consecutive business days during any period of the 10-year life of the options having been met prior to the first anniversary of the date of grant. The remainder of the option will become exercisable in substantially equal annual installments on August 5, 2022 and August 5, 2023.

SEC source: 0001209191-22-011739 · doc4.xml · derivative · entry 3

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,343

Underlying: Common Stock, $0.01 par value · 8,025 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.

F1 · kind: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.

F1 · price: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.

F1 · derivative.exercise_date: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.

F1 · derivative.expiration_date: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.

SEC source: 0001209191-22-011739 · doc4.xml · nonDerivative · entry 2

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269,656

F2 · kind: Represents shares surrendered by the reporting person to the Company in a swap to cover the exercise price of the option being exercised.

F2 · shares: Represents shares surrendered by the reporting person to the Company in a swap to cover the exercise price of the option being exercised.

SEC source: 0001209191-22-011739 · doc4.xml · nonDerivative · entry 1

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.

SEC source: 0001225208-21-009023 · doc4.xml · derivative · entry 2

FARLEY JR JAMES D · CIK 0001415834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600.92

Underlying: Common Stock · 2,600.92 shares

Expires not disclosed

F3 · derivative.exercise_price: 1-for-1

F1 · date: Grants were made following the reporting person's submission of initial eligibility elections under the Harley-Davidson, Inc. Director Stock Plan, as amended.

F2 · kind: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F4 · derivative.exercise_date: Each Restricted Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · derivative.expiration_date: Each Restricted Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-21-009023 · doc4.xml · nonDerivative · entry 1

FARLEY JR JAMES D · CIK 0001415834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144.41

F1 · date: Grants were made following the reporting person's submission of initial eligibility elections under the Harley-Davidson, Inc. Director Stock Plan, as amended.

F2 · kind: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

SEC source: 0001209191-21-033457 · doc4.xml · nonDerivative · entry 3

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,267,088

F2 · kind: These shares were withheld by the Company to cover my income tax liability relating to May 15, 2021 vesting of awards of Common Stock under the Company's Long-Term Incentive Plan. The amount withheld for taxes was determined using the closing price of Ford stock on May 14, 2021.

SEC source: 0001209191-21-033457 · doc4.xml · derivative · entry 5

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,393

Underlying: Common Stock, $0.01 par value · 21,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.exercise_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.expiration_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-21-033457 · doc4.xml · derivative · entry 4

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,927

Underlying: Common Stock, $0.01 par value · 8,664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.exercise_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.expiration_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-21-033457 · doc4.xml · nonDerivative · entry 2

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-21-033457 · doc4.xml · nonDerivative · entry 1

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-21-018540 · doc4.xml · derivative · entry 6

FARLEY JR JAMES D · CIK 0001415834 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,463

Underlying: Common Stock, $0.01 par value · 479,463 shares

Expires not disclosed

F3 · derivative.exercise_price: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2021), 66% after two years, and in full after three years.

F3 · kind: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2021), 66% after two years, and in full after three years.

F3 · price: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2021), 66% after two years, and in full after three years.

F3 · derivative.exercise_date: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2021), 66% after two years, and in full after three years.

F3 · derivative.expiration_date: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2021), 66% after two years, and in full after three years.

SEC source: 0001209191-21-018540 · doc4.xml · derivative · entry 5

FARLEY JR JAMES D · CIK 0001415834 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,265

Underlying: Common Stock, $0.01 par value · 93,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.exercise_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.expiration_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-21-018540 · doc4.xml · derivative · entry 4

FARLEY JR JAMES D · CIK 0001415834 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,970

Underlying: Common Stock, $0.01 par value · 57,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.exercise_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.expiration_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-21-018540 · doc4.xml · nonDerivative · entry 3

FARLEY JR JAMES D · CIK 0001415834 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249,945

F2 · kind: These shares were withheld by the Company to cover my income tax liability relating to the award vesting of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-21-018540 · doc4.xml · nonDerivative · entry 2

FARLEY JR JAMES D · CIK 0001415834 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-21-018540 · doc4.xml · nonDerivative · entry 1

FARLEY JR JAMES D · CIK 0001415834 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

SEC source: 0001209191-21-063137 · doc4a.xml · derivative · entry 1

FARLEY JR JAMES D · CIK 0001415834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,445

Underlying: Common Stock, $0.01 par value · 57,445 shares

Expires not disclosed

F1 · derivative.exercise_price: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2022.

F2 · derivative.exercise_price: This Form 4/A is filed to include the reported award which was inadvertently omitted from the Form 4 filed on March 8, 2021.

F1 · kind: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2022.

F2 · kind: This Form 4/A is filed to include the reported award which was inadvertently omitted from the Form 4 filed on March 8, 2021.

F1 · price: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2022.

F2 · price: This Form 4/A is filed to include the reported award which was inadvertently omitted from the Form 4 filed on March 8, 2021.

F1 · derivative.exercise_date: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2022.

F2 · derivative.exercise_date: This Form 4/A is filed to include the reported award which was inadvertently omitted from the Form 4 filed on March 8, 2021.

F1 · derivative.expiration_date: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2022.

F2 · derivative.expiration_date: This Form 4/A is filed to include the reported award which was inadvertently omitted from the Form 4 filed on March 8, 2021.

SEC source: 0001209191-21-017807 · doc4.xml · derivative · entry 4

FARLEY JR JAMES D · CIK 0001415834 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 49,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · kind: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · price: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.exercise_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.

F1 · derivative.expiration_date: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.