Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AZZ INCAZZ · Entity 4043 | SVP & CFO | April 27, 2020 | April 29, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AZZ INC
Report date April 27, 2020 · Filed April 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 16,295 |
Ending reported balance
After 2020-04-27 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2020-04-27 · Exercise / conversion · Acquired 762 · Balance 16,299 Row 2 · 2020-04-27 · Exercise / conversion · Acquired 255 · Balance 16,554 Row 3 · 2020-04-27 · Exercise / conversion · Acquired 31 · Balance 16,585 F1: Represents the vesting of dividend equivalent rights accrued on 762 RSUs granted on 4/27/2017, which AZZ has elected to pay in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest. Row 4 · 2020-04-27 · Exercise / conversion · Acquired 10 · Balance 16,595 F2: Represents the vesting of dividend equivalent rights accrued on 255 RSUs granted on 7/11/2017, which AZZ has elected to pay in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest. Row 5 · 2020-04-27 · Tax withholding · Disposed 300 · Balance 16,295 F3: The reporting person disposed of 300 shares of common stock to satisfy tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-04-27 · Exercise / conversion · Disposed 762 · Balance 0 F4: Each RSU represents a contingent right to receive one share of AZZ common stock. F5: The RSUs granted on 4/27/2017, vest ratably over a 3-year period beginning on 4/27/2018. F6: Once vested, the shares of common stock are not subject to expiration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-04-27 · Exercise / conversion · Disposed 255 · Balance 0 F4: Each RSU represents a contingent right to receive one share of AZZ common stock. F7: The RSUs granted on 7/11/2017, vest over a 3-year period with 1/3rd vesting on 4/27/2018, 4/27/2019 and 4/27/2020. F6: Once vested, the shares of common stock are not subject to expiration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of dividend equivalent rights accrued on 762 RSUs granted on 4/27/2017, which AZZ has elected to pay in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest.
F2: Represents the vesting of dividend equivalent rights accrued on 255 RSUs granted on 7/11/2017, which AZZ has elected to pay in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest.
F3: The reporting person disposed of 300 shares of common stock to satisfy tax withholding obligations.
F4: Each RSU represents a contingent right to receive one share of AZZ common stock.
F5: The RSUs granted on 4/27/2017, vest ratably over a 3-year period beginning on 4/27/2018.
F6: Once vested, the shares of common stock are not subject to expiration.
F7: The RSUs granted on 7/11/2017, vest over a 3-year period with 1/3rd vesting on 4/27/2018, 4/27/2019 and 4/27/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2017 Filed May 1, 2017 23:53 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000058 · wf-form4_149368279994149.xml · nonDerivative · entry 5 Fehlman Paul Wesley · CIK 0001601686 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the vesting of dividend equivalent rights accrued on 797 RSUs granted on 4/27/2016, which AZZ has elected to pay in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest. Read SEC document |
| April 27, 2017 Filed May 1, 2017 23:53 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000058 · wf-form4_149368279994149.xml · nonDerivative · entry 4 Fehlman Paul Wesley · CIK 0001601686 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the vesting of dividend equivalent rights accrued on 948 restricted stock units ("RSUs") granted on 4/27/2015, which AZZ has elected to pay in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest. Read SEC document |
| April 27, 2017 Filed May 1, 2017 23:53 UTC | AZZ INC AZZ · Entity 4043 | Tax withholdingCOMMON STOCK | 467 | $60.20 | $28,113.40 |
DisclosureSEC source: 0000008947-17-000058 · wf-form4_149368279994149.xml · nonDerivative · entry 3 Fehlman Paul Wesley · CIK 0001601686 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,763 F1 · shares: The reporting person disposed of 467 shares of common stock to satisfy tax withholding obligations. Read SEC document |
| April 27, 2017 Filed May 1, 2017 23:53 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 797 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000058 · wf-form4_149368279994149.xml · nonDerivative · entry 2 Fehlman Paul Wesley · CIK 0001601686 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed May 1, 2017 23:53 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000058 · wf-form4_149368279994149.xml · nonDerivative · entry 1 Fehlman Paul Wesley · CIK 0001601686 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 23:28 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionRestricted Stock Units · Derivative | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000027 · wf-form4_148849728366466.xml · derivative · entry 3 Fehlman Paul Wesley · CIK 0001601686 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 3,206 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AZZ common stock. F3 · derivative.exercise_date: The RSUs granted on March 1, 2014 vested in their entirety on March 1, 2017. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 23:28 UTC | AZZ INC AZZ · Entity 4043 | Tax withholdingCOMMON STOCK | 926 | $60.55 | $56,069.30 |
DisclosureSEC source: 0000008947-17-000027 · wf-form4_148849728366466.xml · nonDerivative · entry 2 Fehlman Paul Wesley · CIK 0001601686 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,485 F1 · shares: Shares disposed of represent withholding to satisfy a tax obligation upon the vesting of 3,206 restricted stock units ("RSUs"). Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 23:28 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 3,206 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000027 · wf-form4_148849728366466.xml · nonDerivative · entry 1 Fehlman Paul Wesley · CIK 0001601686 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.