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person · Reporting owner

Stultz Timothy J

Disclosed activity across 2 companies

Tapewire entity
149244
SEC CIK
0001410399

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ONTO INNOVATION INC.

Report date May 12, 2020 · Filed May 14, 2020 · Amendment

Section 16 reporting ended · disclosed 2020-05-14. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

No balance rows disclosed in this filing.

RUDOLPH TECHNOLOGIES INC

Report date May 12, 2020 · Filed May 14, 2020

Section 16 reporting ended · disclosed 2020-05-14. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2018 Filed Feb 13, 2018 02:23 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionPerformance Stock Units · Derivative 4,195 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009420 · doc4.xml · derivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 4,195 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares are represented by performance stock units, each of which represents a contingent right to receive one share of NANO common stock. Of these performance stock units, performance stock units covering 22,500 shares converted into restricted stock units to acquire 15,000 shares, which will vest as set forth in note (1) above, and are reflected on Table I. The remaining performance stock units covering 22,500 shares will vest on February 22, 2018, provided that certain price performance targets are met. 2/3rds will vest if target price performance is met, and 100% will vest if maximum price performance is met.

F2 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F3 · balance_after: Total reflects 9,055 shares forfeited due to performance measures having not been met.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 02:23 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionCommon Stock 4,195 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009420 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 23:45 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionPerformance Stock Units · Derivative 26,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062741 · doc4.xml · derivative · entry 5

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Underlying: Common Stock · 26,500 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares are represented by performance stock units, each of which represents a contingent right to receive one share of NANO common stock. Of these performance stock units, performance stock units covering 26,500 shares converted into restricted stock units to acquire 17,666 shares, which will vest as set forth in note (2) above, and are reflected on Table I. The remaining performance stock units covering 13,250 shares will vest on February 8, 2018, provided that certain price performance targets are met. 2/3rds will vest if target price performance is met, and 100% will vest if maximum price performance is met.

F5 · derivative.exercise_date: Shares are represented by performance stock units, each of which represents a contingent right to receive one share of NANO common stock. Of these performance stock units, performance stock units covering 26,500 shares converted into restricted stock units to acquire 17,666 shares, which will vest as set forth in note (2) above, and are reflected on Table I. The remaining performance stock units covering 13,250 shares will vest on February 8, 2018, provided that certain price performance targets are met. 2/3rds will vest if target price performance is met, and 100% will vest if maximum price performance is met.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 23:45 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionPerformance Stock Units · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062741 · doc4.xml · derivative · entry 4

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2019-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares are represented by performance stock units, each of which represents a contingent right to receive one share of NANO common stock. Of these performance stock units, performance stock units covering 22,500 shares converted into restricted stock units to acquire 15,000 shares, which will vest as set forth in note (1) above, and are reflected on Table I. The remaining performance stock units covering 22,500 shares will vest on February 22, 2018, provided that certain price performance targets are met. 2/3rds will vest if target price performance is met, and 100% will vest if maximum price performance is met.

F4 · derivative.exercise_date: Shares are represented by performance stock units, each of which represents a contingent right to receive one share of NANO common stock. Of these performance stock units, performance stock units covering 22,500 shares converted into restricted stock units to acquire 15,000 shares, which will vest as set forth in note (1) above, and are reflected on Table I. The remaining performance stock units covering 22,500 shares will vest on February 22, 2018, provided that certain price performance targets are met. 2/3rds will vest if target price performance is met, and 100% will vest if maximum price performance is met.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 23:45 UTC ONTO INNOVATION INC. NANO · Entity 3340 GrantCommon Stock 2,075 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062741 · doc4.xml · nonDerivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,392

F3 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 23, 2018 or the next annual shareholder's meeting.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 23:45 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionCommon Stock 17,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062741 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares are represented by restricted stock units into which performance stock units converted. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest 50% on February 8, 2019 and 50% on February 8, 2020.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 23:45 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062741 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares are represented by restricted stock units into which performance stock units converted. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on February 22, 2019.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 01:46 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 14,166 $0.00 Strike: $11.37 $0.00
Disclosure

SEC source: 0001209191-17-060775 · doc4.xml · derivative · entry 4

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,166 shares

Expires 2017-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 01:46 UTC ONTO INNOVATION INC. NANO · Entity 3340 SaleCommon Stock 400 $26.49 $10,596.00
Disclosure

SEC source: 0001209191-17-060775 · doc4.xml · nonDerivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 01:46 UTC ONTO INNOVATION INC. NANO · Entity 3340 SaleCommon Stock 13,766 $25.91 $356,677.06
Disclosure

SEC source: 0001209191-17-060775 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,051

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $25.44 to $26.425. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 01:46 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionCommon Stock 14,166 $11.37 $161,067.42
Disclosure

SEC source: 0001209191-17-060775 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 20:50 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.37 $0.00
Disclosure

SEC source: 0001209191-17-056654 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,166

Underlying: Common Stock · 20,000 shares

Expires 2017-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 20:50 UTC ONTO INNOVATION INC. NANO · Entity 3340 SaleCommon Stock 20,000 $28.15 $563,000.00
Disclosure

SEC source: 0001209191-17-056654 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $27.96 to $28.49. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 20:50 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionCommon Stock 20,000 $11.37 $227,400.00
Disclosure

SEC source: 0001209191-17-056654 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:29 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.37 $0.00
Disclosure

SEC source: 0001209191-17-052678 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,166

Underlying: Common Stock · 20,000 shares

Expires 2017-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:29 UTC ONTO INNOVATION INC. NANO · Entity 3340 SaleCommon Stock 20,000 $26.17 $523,400.00
Disclosure

SEC source: 0001209191-17-052678 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $25.88 to $26.305. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:29 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionCommon Stock 20,000 $11.37 $227,400.00
Disclosure

SEC source: 0001209191-17-052678 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 20:29 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.37 $0.00
Disclosure

SEC source: 0001209191-17-048251 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,166

Underlying: Common Stock · 20,000 shares

Expires 2017-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 20:29 UTC ONTO INNOVATION INC. NANO · Entity 3340 SaleCommon Stock 20,000 $25.19 $503,800.00
Disclosure

SEC source: 0001209191-17-048251 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $25.0601 to $25.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 20:29 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionCommon Stock 20,000 $11.37 $227,400.00
Disclosure

SEC source: 0001209191-17-048251 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 21:38 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.37 $0.00
Disclosure

SEC source: 0001209191-17-044923 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,166

Underlying: Common Stock · 20,000 shares

Expires 2017-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 21:38 UTC ONTO INNOVATION INC. NANO · Entity 3340 SaleCommon Stock 20,000 $26.30 $526,000.00
Disclosure

SEC source: 0001209191-17-044923 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $26.04 to $26.5601. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 21:38 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionCommon Stock 20,000 $11.37 $227,400.00
Disclosure

SEC source: 0001209191-17-044923 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 20:46 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.37 $0.00
Disclosure

SEC source: 0001209191-17-039852 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,166

Underlying: Common Stock · 20,000 shares

Expires 2017-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 20:46 UTC ONTO INNOVATION INC. NANO · Entity 3340 SaleCommon Stock 20,000 $26.93 $538,600.00
Disclosure

SEC source: 0001209191-17-039852 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $26.52 to $27.3901. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 20:46 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionCommon Stock 20,000 $11.37 $227,400.00
Disclosure

SEC source: 0001209191-17-039852 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:01 UTC ONTO INNOVATION INC. NANO · Entity 3340 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038211 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

Read SEC document
March 06, 2017 Filed Mar 8, 2017 00:06 UTC ONTO INNOVATION INC. NANO · Entity 3340 SaleCommon Stock 14,784 $28.14 $416,021.76
Disclosure

SEC source: 0001209191-17-019023 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,651

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:13 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionPerformance Stock Units · Derivative 16,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015266 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,667

Underlying: Common Stock · 16,000 shares

Expires 2018-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F1 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:13 UTC ONTO INNOVATION INC. NANO · Entity 3340 SaleCommon Stock 15,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015266 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,435

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:13 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015266 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
February 24, 2017 Filed Mar 8, 2017 00:03 UTC Amendment ONTO INNOVATION INC. NANO · Entity 3340 SaleCommon Stock 15,305 $28.41 $434,815.05
Disclosure

SEC source: 0001209191-17-019011 · doc4a.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,435

F1 · price: The amendment is being filed solely to report correctly a sale that was initially reported with the wrong sale price.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 01:17 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionPerformance Stock Units · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014072 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 22,500 shares

Expires 2019-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F1 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

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February 22, 2017 Filed Feb 24, 2017 01:17 UTC ONTO INNOVATION INC. NANO · Entity 3340 SaleCommon Stock 14,419 $27.94 $402,866.86
Disclosure

SEC source: 0001209191-17-014072 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,740

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February 22, 2017 Filed Feb 24, 2017 01:17 UTC ONTO INNOVATION INC. NANO · Entity 3340 Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014072 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

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February 08, 2017 Filed Feb 11, 2017 02:05 UTC ONTO INNOVATION INC. NANO · Entity 3340 GrantPerformance Stock Units · Derivative 39,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009798 · doc4.xml · derivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,750

Underlying: Common Stock · 39,750 shares

Expires 2020-02-08

F2 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F2 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

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February 08, 2017 Filed Feb 11, 2017 02:05 UTC ONTO INNOVATION INC. NANO · Entity 3340 GrantCommon Stock 26,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009798 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,659

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.