Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| A10 Networks, Inc.ATEN · Entity 4574 | 10% owner | May 18, 2020 | May 20, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
A10 Networks, Inc.
Report date May 18, 2020 · Filed May 20, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,670,224 |
Reported balance
After 2020-05-18 transaction · row 1
1 source rowRow 1 · 2020-05-18 · Sale · Disposed 2,200,000 · Balance 7,670,224 F1: The Issuer and Reporting Person entered into a Common Stock Repurchase and Option Exchange Agreement (the "Repurchase Agreement") for the purchase by the Issuer, and sale by the Reporting Person, of 2,200,000 shares of the Issuer's common stock in a privately-negotiated transaction for an aggregate purchase price of $13,200,000. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.52 · Expires 2020-05-31 | Direct | 0 |
Reported balance
After 2020-05-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-05-18 · Sale · Disposed 282,500 · Balance 0 F3: Represents fully vested stock options. F4: Pursuant to the Repurchase Agreement, in addition to the purchase and sale of common stock referenced in footnote 1, the Reporting Person agreed to cancel such options in exchange for the payment by the Issuer to the Reporting Person of $135,600. F5: Following Reporting Person's separation from service, the stock options expire if not exercised by May 31, 2020. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,200 |
Reported balance
Holding disclosure · report date 2020-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,200 F2: Shares held of record by the U/A DTD 07/25/2000 Lee Chen Family Trust, for which the Reporting Person serves as a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer and Reporting Person entered into a Common Stock Repurchase and Option Exchange Agreement (the "Repurchase Agreement") for the purchase by the Issuer, and sale by the Reporting Person, of 2,200,000 shares of the Issuer's common stock in a privately-negotiated transaction for an aggregate purchase price of $13,200,000.
F2: Shares held of record by the U/A DTD 07/25/2000 Lee Chen Family Trust, for which the Reporting Person serves as a trustee.
F3: Represents fully vested stock options.
F4: Pursuant to the Repurchase Agreement, in addition to the purchase and sale of common stock referenced in footnote 1, the Reporting Person agreed to cancel such options in exchange for the payment by the Issuer to the Reporting Person of $135,600.
F5: Following Reporting Person's separation from service, the stock options expire if not exercised by May 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2020 Filed May 20, 2020 15:43 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleEmployee Stock Option (right to buy) · Derivative | 282,500 | $0.00 Strike: $5.52 | $0.00 |
DisclosureSEC source: 0001193805-20-000614 · e619650_4-lee.xml · derivative · entry 3 CHEN LEE · CIK 0001206124 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 282,500 shares Expires 2020-05-31 F3 · security: Represents fully vested stock options. F4 · kind: Pursuant to the Repurchase Agreement, in addition to the purchase and sale of common stock referenced in footnote 1, the Reporting Person agreed to cancel such options in exchange for the payment by the Issuer to the Reporting Person of $135,600. F4 · derivative.exercise_date: Pursuant to the Repurchase Agreement, in addition to the purchase and sale of common stock referenced in footnote 1, the Reporting Person agreed to cancel such options in exchange for the payment by the Issuer to the Reporting Person of $135,600. F5 · derivative.expiration_date: Following Reporting Person's separation from service, the stock options expire if not exercised by May 31, 2020. Read SEC document |
| May 18, 2020 Filed May 20, 2020 15:43 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 2,200,000 | $6.00 | $13,200,000.00 |
DisclosureSEC source: 0001193805-20-000614 · e619650_4-lee.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,670,224 F1 · price: The Issuer and Reporting Person entered into a Common Stock Repurchase and Option Exchange Agreement (the "Repurchase Agreement") for the purchase by the Issuer, and sale by the Reporting Person, of 2,200,000 shares of the Issuer's common stock in a privately-negotiated transaction for an aggregate purchase price of $13,200,000. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 20:22 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.54 | $188,375.00 |
DisclosureSEC source: 0001209191-18-003206 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,961,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.50 to $7.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:07 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.71 | $192,650.00 |
DisclosureSEC source: 0001209191-18-001902 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,986,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.615 to $7.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 16:23 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.74 | $193,450.00 |
DisclosureSEC source: 0001209191-18-000203 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,011,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.688 to $7.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 16:11 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.81 | $195,275.00 |
DisclosureSEC source: 0001209191-17-067056 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,036,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.725 to $7.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 17:26 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.76 | $194,000.00 |
DisclosureSEC source: 0001209191-17-065713 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,061,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.70 to $7.81 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 05, 2017 Filed Dec 6, 2017 18:36 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.66 | $191,450.00 |
DisclosureSEC source: 0001209191-17-064256 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,086,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.59 to $7.695 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 16:02 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.11 | $202,700.00 |
DisclosureSEC source: 0001209191-17-062815 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,111,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $8.045 to $8.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 16:38 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.07 | $201,675.00 |
DisclosureSEC source: 0001209191-17-062579 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,136,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.945 to $8.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 19:35 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.30 | $182,500.00 |
DisclosureSEC source: 0001209191-17-061651 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,161,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.20 to $7.39 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 18:02 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.29 | $182,150.00 |
DisclosureSEC source: 0001209191-17-060047 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,186,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.18 to $7.39 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 16:17 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.38 | $184,500.00 |
DisclosureSEC source: 0001209191-17-058598 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,211,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.295 to $7.475 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 16:24 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.53 | $188,200.00 |
DisclosureSEC source: 0001209191-17-057843 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,236,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.47 to $7.605 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| October 20, 2017 Filed Oct 23, 2017 16:24 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.54 | $188,450.00 |
DisclosureSEC source: 0001209191-17-057741 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,261,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.515 to $7.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 16:46 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.62 | $190,500.00 |
DisclosureSEC source: 0001209191-17-056890 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,286,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.595 to $7.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 16:04 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.73 | $193,225.00 |
DisclosureSEC source: 0001209191-17-056287 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,311,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.63 to $7.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 26, 2017 Filed Sep 27, 2017 16:02 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $6.57 | $164,275.00 |
DisclosureSEC source: 0001209191-17-054120 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,336,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $6.535 to $6.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 16:08 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $6.66 | $166,525.00 |
DisclosureSEC source: 0001209191-17-053280 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,361,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $6.61 to $6.73 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 16:09 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $6.72 | $167,975.00 |
DisclosureSEC source: 0001209191-17-053150 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,386,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $6.60 to $6.90 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 16:10 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $6.57 | $164,350.00 |
DisclosureSEC source: 0001209191-17-052037 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,411,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $6.515 to $6.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 16:03 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $6.48 | $161,900.00 |
DisclosureSEC source: 0001209191-17-050873 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,436,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $6.375 to $6.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 16:06 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $6.09 | $152,125.00 |
DisclosureSEC source: 0001209191-17-049928 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,461,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $6.065 to $6.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 16:02 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $6.41 | $160,275.00 |
DisclosureSEC source: 0001209191-17-048941 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,486,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $6.35 to $6.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 11, 2017 Filed Aug 11, 2017 18:35 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $6.34 | $158,450.00 |
DisclosureSEC source: 0001209191-17-048666 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $6.22 to $6.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 16:01 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $6.81 | $170,125.00 |
DisclosureSEC source: 0001209191-17-047690 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,536,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $6.70 to $7.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| July 26, 2017 Filed Jul 26, 2017 18:15 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $6.35 | $158,825.00 |
DisclosureSEC source: 0001209191-17-046354 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,561,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $6.255 to $6.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| July 18, 2017 Filed Jul 19, 2017 16:59 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $6.99 | $174,750.00 |
DisclosureSEC source: 0001209191-17-045723 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,586,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $6.95 to $7.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 16:56 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.02 | $200,525.00 |
DisclosureSEC source: 0001209191-17-044791 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,611,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.945 to $8.11 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| July 07, 2017 Filed Jul 10, 2017 17:29 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.06 | $201,450.00 |
DisclosureSEC source: 0001209191-17-044638 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,636,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.99 to $8.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 16:31 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.48 | $211,925.00 |
DisclosureSEC source: 0001209191-17-042529 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,661,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $8.34 to $8.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 16:08 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.46 | $211,450.00 |
DisclosureSEC source: 0001209191-17-041637 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,686,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $8.375 to $8.52 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 16:02 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.49 | $212,325.00 |
DisclosureSEC source: 0001209191-17-039808 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,711,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $8.455 to $8.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 16:18 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.37 | $209,345.00 |
DisclosureSEC source: 0001209191-17-038288 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,736,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $8.325 to $8.46 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 16:17 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.48 | $212,075.00 |
DisclosureSEC source: 0001209191-17-037692 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,761,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $8.415 to $8.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 25, 2017 Filed May 26, 2017 16:11 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.26 | $206,575.00 |
DisclosureSEC source: 0001209191-17-035799 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,786,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $8.165 to $8.34 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 17, 2017 Filed May 19, 2017 16:22 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.15 | $203,625.00 |
DisclosureSEC source: 0001209191-17-033934 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,811,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $8.03 to $8.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 09, 2017 Filed May 11, 2017 16:16 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.19 | $204,700.00 |
DisclosureSEC source: 0001209191-17-031528 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,836,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $8.145 to $8.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 01, 2017 Filed May 3, 2017 16:06 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $7.95 | $198,825.00 |
DisclosureSEC source: 0001209191-17-029613 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,861,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.845 to $8.115 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| April 28, 2017 Filed May 1, 2017 16:05 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 700 | $9.19 | $6,430.90 |
DisclosureSEC source: 0001209191-17-028920 · doc4.xml · nonDerivative · entry 2 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,886,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: This is the weighted average sale price of the shares, which ranged from $9.17 to $9.21 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| April 28, 2017 Filed May 1, 2017 16:05 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 24,300 | $8.07 | $196,076.70 |
DisclosureSEC source: 0001209191-17-028920 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,887,238 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $7.77 to $8.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 16:17 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.78 | $219,375.00 |
DisclosureSEC source: 0001209191-17-027824 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,911,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $8.715 to $8.86 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 18:38 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $8.86 | $221,375.00 |
DisclosureSEC source: 0001209191-17-026931 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,936,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $8.815 to $8.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 16:01 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $9.04 | $226,100.00 |
DisclosureSEC source: 0001209191-17-026067 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,961,538 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $8.935 to $9.17 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:04 UTC | A10 Networks, Inc. ATEN · Entity 4574 | GrantCommon Stock | 121,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025211 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,986,538 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (2/12/2017), provided that the Reporting Person continues to serve through each vesting date. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 17:27 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $9.14 | $228,375.00 |
DisclosureSEC source: 0001209191-17-023561 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,864,788 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $9.05 to $9.19 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 17:13 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $9.21 | $230,200.00 |
DisclosureSEC source: 0001209191-17-022973 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,889,788 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $9.145 to $9.295 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 16:16 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $9.24 | $230,875.00 |
DisclosureSEC source: 0001209191-17-021357 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,914,788 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $9.21 to $9.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 16:05 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $9.16 | $228,900.00 |
DisclosureSEC source: 0001209191-17-019827 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,939,788 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $9.105 to $9.24 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 16:42 UTC | A10 Networks, Inc. ATEN · Entity 4574 | SaleCommon Stock | 25,000 | $9.51 | $237,675.00 |
DisclosureSEC source: 0001209191-17-016674 · doc4.xml · nonDerivative · entry 1 CHEN LEE · CIK 0001206124 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,964,788 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This is the weighted average sale price of the shares, which ranged from $9.41 to $9.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.