Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director · Chairman and CEO | March 09, 2026 | March 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 09, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,056,875 |
Reported balance
After 2026-03-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-09 · Grant · Acquired 55,638 · Balance 4,056,875 F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 4,031,782 |
Reported balance
After 2026-03-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-09 · Tax withholding · Disposed 25,093 · Balance 4,031,782 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
| Common StockSEC Table I · non-derivative | Direct | 4,098,683 |
Reported balance
After 2026-03-09 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-09 · Grant · Acquired 66,901 · Balance 4,098,683 F4: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. |
| Common StockSEC Table I · non-derivative | Direct | 4,068,510 |
Reported balance
After 2026-03-09 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-03-09 · Tax withholding · Disposed 30,173 · Balance 4,068,510 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
F4: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2021 Filed Feb 8, 2021 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2020 Restricted Stock Units · Derivative | 213 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000047 · wf-form4_161282225491720.xml · derivative · entry 11 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,363 Underlying: Common Stock · 213 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Represents restricted stock units granted on January 30, 2020 for performance year 2019. F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2020 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2020 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 323 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000047 · wf-form4_161282225491720.xml · derivative · entry 10 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,094 Underlying: Common Stock · 323 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents restricted stock units granted on January 31, 2019 for performance year 2019. F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2019 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2019 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2019 Restricted Stock Units · Derivative | 377 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000047 · wf-form4_161282225491720.xml · derivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,891 Underlying: Common Stock · 377 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents restricted stock units granted on January 31, 2019 for performance year 2018. F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2019 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2019 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 186 | $112.66 | $20,954.76 |
DisclosureSEC source: 0000927628-21-000047 · wf-form4_161282225491720.xml · nonDerivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,622,087 F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2020 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 213 | $112.66 | $23,996.58 |
DisclosureSEC source: 0000927628-21-000047 · wf-form4_161282225491720.xml · nonDerivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,622,273 F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2020 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 323 | $112.66 | $36,389.18 |
DisclosureSEC source: 0000927628-21-000047 · wf-form4_161282225491720.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,622,486 F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2019 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 377 | $112.66 | $42,472.82 |
DisclosureSEC source: 0000927628-21-000047 · wf-form4_161282225491720.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,622,809 F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2019 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 186 | $112.66 | $20,954.76 |
DisclosureSEC source: 0000927628-21-000047 · wf-form4_161282225491720.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,623,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2020 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 213 | $112.66 | $23,996.58 |
DisclosureSEC source: 0000927628-21-000047 · wf-form4_161282225491720.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,623,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2020 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 323 | $112.66 | $36,389.18 |
DisclosureSEC source: 0000927628-21-000047 · wf-form4_161282225491720.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,622,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2019 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 377 | $112.66 | $42,472.82 |
DisclosureSEC source: 0000927628-21-000047 · wf-form4_161282225491720.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,622,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2019 which settled in cash based on fair market value on February 4, 2021, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 40,558 | $0.00 Strike: $48.28 | $0.00 |
DisclosureSEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · derivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,558 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 150 | $86.80 | $13,020.00 |
DisclosureSEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,622,086 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.80 to $86.81. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,457 | $85.46 | $466,355.22 |
DisclosureSEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,622,236 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.38 to $85.68. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 25,443 | $84.96 | $2,161,637.28 |
DisclosureSEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,627,693 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.38 to $85.37. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 40,558 | $48.28 | $1,958,140.24 |
DisclosureSEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,653,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 40,558 | $0.00 Strike: $48.28 | $0.00 |
DisclosureSEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · derivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,558 Underlying: Common Stock · 40,558 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,786 | $84.07 | $486,429.02 |
DisclosureSEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,612,578 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.72 to $84.35. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 25,419 | $83.32 | $2,117,911.08 |
DisclosureSEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,618,364 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.70 to $83.69. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 40,558 | $48.28 | $1,958,140.24 |
DisclosureSEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,643,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 40,558 | $0.00 Strike: $48.28 | $0.00 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · derivative · entry 15 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,116 Underlying: Common Stock · 40,558 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,648 | $87.01 | $404,422.48 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 12 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,603,225 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.53 to $87.41. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,518 | $85.55 | $386,514.90 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 11 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,607,873 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.05 to $86.00. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 21,774 | $84.46 | $1,839,032.04 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 10 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,612,391 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.99 to $84.92. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 40,558 | $48.28 | $1,958,140.24 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,634,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 40,558 | $0.00 Strike: $48.28 | $0.00 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · derivative · entry 14 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,674 Underlying: Common Stock · 40,558 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,647 | $88.46 | $145,693.62 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,593,607 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.42 to $88.61. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 15,671 | $87.94 | $1,378,107.74 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,595,254 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.41 to $88.39. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 13,242 | $86.97 | $1,151,656.74 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,610,925 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.41 to $87.39. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 40,558 | $48.28 | $1,958,140.24 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,624,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 40,558 | $0.00 Strike: $48.28 | $0.00 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · derivative · entry 13 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,232 Underlying: Common Stock · 40,558 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 13,771 | $89.25 | $1,229,061.75 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,583,609 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.98 to $89.73. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 13,247 | $88.51 | $1,172,491.97 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,597,380 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.97 to $88.96. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,327 | $87.66 | $291,644.82 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,610,627 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.96 to $87.83. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 40,558 | $48.28 | $1,958,140.24 |
DisclosureSEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,613,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 40,558 | $0.00 Strike: $48.28 | $0.00 |
DisclosureSEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · derivative · entry 10 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,790 Underlying: Common Stock · 40,558 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 8,291 | $79.45 | $658,719.95 |
DisclosureSEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,573,396 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.31 to $79.58. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 20,512 | $78.67 | $1,613,679.04 |
DisclosureSEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,581,687 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.22 to $79.17. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,107 | $78.03 | $242,439.21 |
DisclosureSEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,602,199 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.22 to $78.20. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 40,558 | $48.28 | $1,958,140.24 |
DisclosureSEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,605,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 40,558 | $0.00 Strike: $48.28 | $0.00 |
DisclosureSEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · derivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,348 Underlying: Common Stock · 40,558 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 8,821 | $78.58 | $693,154.18 |
DisclosureSEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,564,748 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.30 to $79.01. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,984 | $77.70 | $464,956.80 |
DisclosureSEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,573,569 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.29 to $78.25. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 17,450 | $76.83 | $1,340,683.50 |
DisclosureSEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,579,553 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.24 to $77.23. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 21:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 40,558 | $48.28 | $1,958,140.24 |
DisclosureSEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,597,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 21:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 40,558 | $0.00 Strike: $48.28 | $0.00 |
DisclosureSEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · derivative · entry 11 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,906 Underlying: Common Stock · 40,558 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 21:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 10,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · nonDerivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,556,445 Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 21:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 9,408 | $76.81 | $722,628.48 |
DisclosureSEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · nonDerivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,566,805 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.46 to $77.13. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 21:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 12,595 | $76.07 | $958,101.65 |
DisclosureSEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · nonDerivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,576,213 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.46 to $76.44. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 21:24 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 7,208 | $74.83 | $539,374.64 |
DisclosureSEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,588,808 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.46 to $75.40. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.