Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director · Chairman and CEO | March 09, 2026 | March 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 09, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,056,875 |
Reported balance
After 2026-03-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-09 · Grant · Acquired 55,638 · Balance 4,056,875 F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 4,031,782 |
Reported balance
After 2026-03-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-09 · Tax withholding · Disposed 25,093 · Balance 4,031,782 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
| Common StockSEC Table I · non-derivative | Direct | 4,098,683 |
Reported balance
After 2026-03-09 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-09 · Grant · Acquired 66,901 · Balance 4,098,683 F4: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. |
| Common StockSEC Table I · non-derivative | Direct | 4,068,510 |
Reported balance
After 2026-03-09 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-03-09 · Tax withholding · Disposed 30,173 · Balance 4,068,510 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
F4: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2004 Filed May 19, 2004 22:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantPerformance Units · Derivative | 355,410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001242043-04-000019 · fai319.xml · derivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,410 Underlying: Common Stock · 355,410 shares Expires 2007-03-31 F1 · security: The Performance Shares were cancelled by mutual agreement of the reporting person and the Company on May 17, 2004. In return, the reporting person was awarded a similar grant of restricted stock units and the amount reported represents the maximum number of restricted stock units to be issued. The actual number of restricted stock units will depend on the Company's fully diluted compound earnings per share growth rate compared with that of a peer group of companies over the three-year period beginning January 1, 2004 and ending December 31, 2006. The restricted stock units, if any, will vest on March 31, 2007 and will become issuable on the January 1 following the reporting person's retirement or other departure from employment with the Company. The cancellation of the Performance Shares and the issuance of the restricted stock units were done pursuant to the terms of the reporting person's original grant. F1 · derivative.exercise_date: The Performance Shares were cancelled by mutual agreement of the reporting person and the Company on May 17, 2004. In return, the reporting person was awarded a similar grant of restricted stock units and the amount reported represents the maximum number of restricted stock units to be issued. The actual number of restricted stock units will depend on the Company's fully diluted compound earnings per share growth rate compared with that of a peer group of companies over the three-year period beginning January 1, 2004 and ending December 31, 2006. The restricted stock units, if any, will vest on March 31, 2007 and will become issuable on the January 1 following the reporting person's retirement or other departure from employment with the Company. The cancellation of the Performance Shares and the issuance of the restricted stock units were done pursuant to the terms of the reporting person's original grant. Read SEC document |
| May 17, 2004 Filed May 19, 2004 22:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerPerformance Shares · Derivative | 355,410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001242043-04-000019 · fai319.xml · derivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 355,410 shares Expires 2007-03-31 F1 · security: The Performance Shares were cancelled by mutual agreement of the reporting person and the Company on May 17, 2004. In return, the reporting person was awarded a similar grant of restricted stock units and the amount reported represents the maximum number of restricted stock units to be issued. The actual number of restricted stock units will depend on the Company's fully diluted compound earnings per share growth rate compared with that of a peer group of companies over the three-year period beginning January 1, 2004 and ending December 31, 2006. The restricted stock units, if any, will vest on March 31, 2007 and will become issuable on the January 1 following the reporting person's retirement or other departure from employment with the Company. The cancellation of the Performance Shares and the issuance of the restricted stock units were done pursuant to the terms of the reporting person's original grant. F1 · derivative.exercise_date: The Performance Shares were cancelled by mutual agreement of the reporting person and the Company on May 17, 2004. In return, the reporting person was awarded a similar grant of restricted stock units and the amount reported represents the maximum number of restricted stock units to be issued. The actual number of restricted stock units will depend on the Company's fully diluted compound earnings per share growth rate compared with that of a peer group of companies over the three-year period beginning January 1, 2004 and ending December 31, 2006. The restricted stock units, if any, will vest on March 31, 2007 and will become issuable on the January 1 following the reporting person's retirement or other departure from employment with the Company. The cancellation of the Performance Shares and the issuance of the restricted stock units were done pursuant to the terms of the reporting person's original grant. Read SEC document |
| May 12, 2004 Filed May 19, 2004 22:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 7,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001242043-04-000019 · fai319.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,848 Read SEC document |
| December 15, 2003 Filed Dec 18, 2003 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantPerformance Shares · Derivative | 355,410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001242043-03-000136 · fai296.xml · derivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,410 Underlying: Common Stock · 355,410 shares Expires 2007-03-31 F2 · security: Represents the maximum number of shares to be issued. The actual number of shares will depend on the Company's fully diluted compound earnings per share growth rate compared with that of a peer group of companies over the three-year period beginning January 1, 2004 and ending December 31, 2006. The shares, if any, will become issuable on March 31, 2007. F2 · derivative.exercise_date: Represents the maximum number of shares to be issued. The actual number of shares will depend on the Company's fully diluted compound earnings per share growth rate compared with that of a peer group of companies over the three-year period beginning January 1, 2004 and ending December 31, 2006. The shares, if any, will become issuable on March 31, 2007. Read SEC document |
| December 15, 2003 Filed Dec 18, 2003 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 360,000 | $0.00 Strike: $56.27 | $0.00 |
DisclosureSEC source: 0001242043-03-000136 · fai296.xml · derivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,000 Underlying: Common Stock · 360,000 shares Expires 2013-12-15 F1 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter. Read SEC document |
| August 28, 2003 Filed Feb 12, 2004 22:37 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 1,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001242043-04-000008 · fai308.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,748 F1 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment and Stock Purchase Plan through December 31, 2003. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.