Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director · Chairman and CEO | March 09, 2026 | March 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 09, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,056,875 |
Reported balance
After 2026-03-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-09 · Grant · Acquired 55,638 · Balance 4,056,875 F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 4,031,782 |
Reported balance
After 2026-03-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-09 · Tax withholding · Disposed 25,093 · Balance 4,031,782 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
| Common StockSEC Table I · non-derivative | Direct | 4,098,683 |
Reported balance
After 2026-03-09 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-09 · Grant · Acquired 66,901 · Balance 4,098,683 F4: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. |
| Common StockSEC Table I · non-derivative | Direct | 4,068,510 |
Reported balance
After 2026-03-09 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-03-09 · Tax withholding · Disposed 30,173 · Balance 4,068,510 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
F4: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2007 Filed May 4, 2007 18:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $73.94 | $7,394.00 |
DisclosureSEC source: 0000927628-07-000022 · fai1022.xml · nonDerivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216,395 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 18:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $73.89 | $7,389.00 |
DisclosureSEC source: 0000927628-07-000022 · fai1022.xml · nonDerivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216,495 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 18:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $73.87 | $7,387.00 |
DisclosureSEC source: 0000927628-07-000022 · fai1022.xml · nonDerivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216,595 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 18:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $73.82 | $7,382.00 |
DisclosureSEC source: 0000927628-07-000022 · fai1022.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216,695 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 18:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $73.81 | $7,381.00 |
DisclosureSEC source: 0000927628-07-000022 · fai1022.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216,795 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 18:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $73.62 | $7,362.00 |
DisclosureSEC source: 0000927628-07-000022 · fai1022.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216,895 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 18:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 10,739 | $16.25 | $174,508.75 |
DisclosureSEC source: 0000927628-07-000022 · fai1022.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 18:43 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 300 | $74.17 | $22,251.00 |
DisclosureSEC source: 0000927628-07-000022 · fai1022.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,207,256 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 19:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $74.32 | $7,432.00 |
DisclosureSEC source: 0000927628-07-000023 · fai1027.xml · nonDerivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,256 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 19:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $74.27 | $7,427.00 |
DisclosureSEC source: 0000927628-07-000023 · fai1027.xml · nonDerivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,356 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 19:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $74.24 | $7,424.00 |
DisclosureSEC source: 0000927628-07-000023 · fai1027.xml · nonDerivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,456 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 19:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $74.23 | $7,423.00 |
DisclosureSEC source: 0000927628-07-000023 · fai1027.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,556 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 19:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $74.22 | $7,422.00 |
DisclosureSEC source: 0000927628-07-000023 · fai1027.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,656 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 19:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $74.21 | $7,421.00 |
DisclosureSEC source: 0000927628-07-000023 · fai1027.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,756 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 19:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $74.20 | $7,420.00 |
DisclosureSEC source: 0000927628-07-000023 · fai1027.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,856 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 19:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 100 | $74.19 | $7,419.00 |
DisclosureSEC source: 0000927628-07-000023 · fai1027.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,956 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 02, 2007 Filed May 4, 2007 19:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 200 | $74.18 | $14,836.00 |
DisclosureSEC source: 0000927628-07-000023 · fai1027.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,207,056 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · security: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. Read SEC document |
| May 01, 2007 Filed May 3, 2007 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,739 | $16.25 Strike: $16.25 | $174,508.75 |
DisclosureSEC source: 0000927628-07-000021 · fai1011.xml · derivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 923,620 Underlying: Common Stock · 10,739 shares Expires 2007-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable upon stockholder approval on April 23, 1998, since the performance-based vesting criteria of the option was satisfied on April 16, 1998, the date on which the trading price of the Common Stock first exceeded $84.00 (pre-stock split) for at least ten trading days in any thirty calendar-day period. This requirement had to be satisfied on or before the third anniversary of the grant date of this option. Read SEC document |
| May 01, 2007 Filed May 3, 2007 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 10,739 | $73.55 | $789,853.45 |
DisclosureSEC source: 0000927628-07-000021 · fai1011.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,256 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2007 Filed May 3, 2007 21:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 10,739 | $16.25 | $174,508.75 |
DisclosureSEC source: 0000927628-07-000021 · fai1011.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 31, 2007 Filed Apr 3, 2007 00:41 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 113,730 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-07-000017 · fai986.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,256 F1 · shares: Represents the number of units withheld by the issuer upon the vesting on March 31, 2007, of restricted stock units granted on December 15, 2003. The shares were withheld based on the Company's fully diluted earnings per share compound growth over the three-year performance period beginning January 1, 2004 and ending on December 31, 2006. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| March 31, 2007 Filed Feb 6, 2008 00:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionPerformance Shares · Derivative | 241,680 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-002203 · doc4.xml · derivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 241,680 shares Expires 2007-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These performance shares were issued on March 31, 2007. Read SEC document |
| March 31, 2007 Filed Feb 6, 2008 00:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 241,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-002203 · doc4.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,561,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed to fully reflect the transaction previously reported on a Form 4 filed on April 2, 2007, consisting of (i) the vesting and issuance of shares in settlement of 241,680 performance shares, and (ii) the forfeiture without payment of 113,730 performance units, based upon the 2004-2006 performance period. F2 · balance_after: Reflects the number of shares directly held on March 31, 2007 after giving effect to the transaction described in note 1. Read SEC document |
| January 16, 2007 Filed Jan 19, 2007 23:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | OtherCommon Stock | 5,311 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-07-000003 · fai941.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,319,985 Read SEC document |
| December 11, 2006 Filed Dec 13, 2006 23:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 594,851 | $76.45 Strike: $76.45 | $45,476,358.95 |
DisclosureSEC source: 0001181431-06-069483 · rrd139416.xml · derivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,851 Underlying: Common Stock · 594,851 shares Expires 2016-12-10 F1 · derivative.exercise_date: This grant will become exercisable in full on the fifth anniversary of the grant date. Read SEC document |
| June 15, 2006 Filed Jun 19, 2006 17:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000063 · fai916.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,314,674 Read SEC document |
| April 07, 2006 Filed May 11, 2006 19:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 1,207 | $82.87 | $100,024.09 |
DisclosureSEC source: 0000927628-06-000050 · fai868.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,315,888 Read SEC document |
| March 02, 2006 Filed Mar 22, 2006 20:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 564 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000037 · fai851.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,317,095 Read SEC document |
| December 20, 2005 Filed Dec 21, 2005 23:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 573,000 | $0.00 Strike: $87.28 | $0.00 |
DisclosureSEC source: 0000927628-05-000130 · fai762.xml · derivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,000 Underlying: Common Stock · 573,000 shares Expires 2015-12-19 F1 · derivative.exercise_date: This grant will become exercisable in full on the fith anniversary of the grant date. Read SEC document |
| October 10, 2005 Filed Feb 15, 2006 01:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 659 | $75.88 | $50,004.92 |
DisclosureSEC source: 0000927628-06-000006 · fai787.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,317,659 F1 · balance_after: Includes 3 shares acquired by the reporting person under the Company's Dividend Reinvestment and Stock Purchase Plan. Read SEC document |
| September 01, 2005 Filed Feb 15, 2006 01:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 3,335 | $80.46 | $268,334.10 |
DisclosureSEC source: 0000927628-06-000006 · fai787.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,318,318 Read SEC document |
| August 30, 2005 Filed Sep 1, 2005 17:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,039 | $9.73 Strike: $9.73 | $49,029.47 |
DisclosureSEC source: 0000927628-05-000090 · fai707.xml · derivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,039 shares Expires 2005-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment. Read SEC document |
| August 30, 2005 Filed Sep 1, 2005 17:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,039 | $81.24 | $84,408.36 |
DisclosureSEC source: 0000927628-05-000090 · fai707.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,331,067 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 30, 2005 Filed Sep 1, 2005 17:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,039 | $9.73 | $49,029.47 |
DisclosureSEC source: 0000927628-05-000090 · fai707.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,332,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 29, 2005 Filed Aug 29, 2005 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,038 | $9.73 Strike: $9.73 | $49,019.74 |
DisclosureSEC source: 0000927628-05-000089 · fai706.xml · derivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,039 Underlying: Common Stock · 5,038 shares Expires 2005-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment. Read SEC document |
| August 29, 2005 Filed Aug 29, 2005 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,400 | $81.60 | $195,840.00 |
DisclosureSEC source: 0000927628-05-000089 · fai706.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,327,067 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 29, 2005 Filed Aug 29, 2005 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 138 | $81.63 | $11,264.94 |
DisclosureSEC source: 0000927628-05-000089 · fai706.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,329,467 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 29, 2005 Filed Aug 29, 2005 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,038 | $9.73 | $49,019.74 |
DisclosureSEC source: 0000927628-05-000089 · fai706.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,329,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 26, 2005 Filed Aug 29, 2005 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,038 | $9.73 Strike: $9.73 | $49,019.74 |
DisclosureSEC source: 0000927628-05-000089 · fai706.xml · derivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,077 Underlying: Common Stock · 5,038 shares Expires 2005-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment. Read SEC document |
| August 26, 2005 Filed Aug 29, 2005 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 500 | $81.12 | $40,560.00 |
DisclosureSEC source: 0000927628-05-000089 · fai706.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,324,567 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 26, 2005 Filed Aug 29, 2005 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,038 | $81.21 | $165,505.98 |
DisclosureSEC source: 0000927628-05-000089 · fai706.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,325,067 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 26, 2005 Filed Aug 29, 2005 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,038 | $9.73 | $49,019.74 |
DisclosureSEC source: 0000927628-05-000089 · fai706.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,327,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 25, 2005 Filed Aug 26, 2005 15:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,038 | $9.73 Strike: $9.73 | $49,019.74 |
DisclosureSEC source: 0000927628-05-000088 · fai705.xml · derivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,115 Underlying: Common Stock · 5,038 shares Expires 2005-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment. Read SEC document |
| August 25, 2005 Filed Aug 26, 2005 15:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,538 | $82.77 | $210,070.26 |
DisclosureSEC source: 0000927628-05-000088 · fai705.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,322,067 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 25, 2005 Filed Aug 26, 2005 15:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,038 | $9.73 | $49,019.74 |
DisclosureSEC source: 0000927628-05-000088 · fai705.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,324,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 24, 2005 Filed Aug 26, 2005 15:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,038 | $9.73 Strike: $9.73 | $49,019.74 |
DisclosureSEC source: 0000927628-05-000088 · fai705.xml · derivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,153 Underlying: Common Stock · 5,038 shares Expires 2005-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment. Read SEC document |
| August 24, 2005 Filed Aug 26, 2005 15:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,538 | $82.89 | $210,374.82 |
DisclosureSEC source: 0000927628-05-000088 · fai705.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,319,567 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 24, 2005 Filed Aug 26, 2005 15:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,038 | $9.73 | $49,019.74 |
DisclosureSEC source: 0000927628-05-000088 · fai705.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,322,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 23, 2005 Filed Aug 24, 2005 18:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,038 | $9.73 Strike: $9.73 | $49,019.74 |
DisclosureSEC source: 0000927628-05-000087 · fai704.xml · derivative · entry 11 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,191 Underlying: Common Stock · 5,038 shares Expires 2005-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. The option vested in 1997 and 1998 in accordance with the following schedule: 50% vested when the trading price of the Common Stock equaled or exceeded $37.50 for at least 10 business days within any period of 30 consecutive days; 25% when the trading price of the Common Stock equaled or exceeded $43.75 for at least 10 business days within any period of 30 consecutive days; and the remaining 25% when the trading price of the Common Stock equaled or exceeded $50.00 for 10 business days within any period of 30 consecutive days. This vesting schedule does not reflect the June 1, 1999, 3-for-1 stock split adjustment. Read SEC document |
| August 23, 2005 Filed Aug 24, 2005 18:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 700 | $84.27 | $58,989.00 |
DisclosureSEC source: 0000927628-05-000087 · fai704.xml · nonDerivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,317,067 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment and Stock Purchase Plan through the current reported transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.