Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director · Chairman and CEO | March 09, 2026 | March 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 09, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,056,875 |
Reported balance
After 2026-03-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-09 · Grant · Acquired 55,638 · Balance 4,056,875 F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 4,031,782 |
Reported balance
After 2026-03-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-09 · Tax withholding · Disposed 25,093 · Balance 4,031,782 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
| Common StockSEC Table I · non-derivative | Direct | 4,098,683 |
Reported balance
After 2026-03-09 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-09 · Grant · Acquired 66,901 · Balance 4,098,683 F4: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. |
| Common StockSEC Table I · non-derivative | Direct | 4,068,510 |
Reported balance
After 2026-03-09 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-03-09 · Tax withholding · Disposed 30,173 · Balance 4,068,510 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
F4: These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2025 Filed Mar 12, 2025 23:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 67,338 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000114 · wk-form4_1741822822.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,028,510 F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 16,404 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000085 · wk-form4_1740005145.xml · derivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,404 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents restricted stock units granted on February 3, 2022 for performance year 2022. F1 · derivative.exercise_price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2022 Restricted Stock Units · Derivative | 19,791 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000085 · wk-form4_1740005145.xml · derivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,791 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents restricted stock units granted on February 3, 2022 for performance year 2021. F1 · derivative.exercise_price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 16,404 | $201.77 | $3,309,835.08 |
DisclosureSEC source: 0000927628-25-000085 · wk-form4_1740005145.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,961,168 F1 · price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 19,791 | $201.77 | $3,993,230.07 |
DisclosureSEC source: 0000927628-25-000085 · wk-form4_1740005145.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,977,572 F1 · price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 16,404 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000085 · wk-form4_1740005145.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,997,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 19,791 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000085 · wk-form4_1740005145.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,980,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2025, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 12,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · derivative · entry 14 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,493 Underlying: Common Stock · 12,493 shares Expires 2028-02-15 F10 · security: Represents restricted stock units granted February 4, 2025, for performance year 2025. F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2025 Restricted Stock Units · Derivative | 24,986 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · derivative · entry 13 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,986 Underlying: Common Stock · 24,986 shares Expires 2028-02-15 F8 · security: Represents restricted stock units granted February 4, 2025 for performance year 2024. F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 202 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · derivative · entry 12 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,378 Underlying: Common Stock · 202 shares Expires 2027-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Represents restricted stock units granted February 1, 2024 for performance year 2024 F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2024 Restricted Stock Units · Derivative | 379 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · derivative · entry 11 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,550 Underlying: Common Stock · 379 shares Expires 2027-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Represents restricted stock units granted February 1, 2024 for performance year 2023. F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 297 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · derivative · entry 10 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,008 Underlying: Common Stock · 297 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents restricted stock units granted January 26, 2023 for performance year 2023. F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2023 Restricted Stock Units · Derivative | 267 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · derivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,021 Underlying: Common Stock · 267 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents restricted stock units granted January 26, 2023 for performance year 2022. F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 202 | $200.12 | $40,424.24 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,961,168 F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 379 | $200.12 | $75,845.48 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,961,370 F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 297 | $200.12 | $59,435.64 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,961,749 F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 267 | $200.12 | $53,432.04 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,962,046 F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 202 | $200.12 | $40,424.24 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,962,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 379 | $200.12 | $75,845.48 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,962,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the automatic withholding of restricted stock units granted in February 2024 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 297 | $200.12 | $59,435.64 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,961,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 04, 2025 Filed Feb 7, 2025 00:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 267 | $200.12 | $53,432.04 |
DisclosureSEC source: 0000927628-25-000029 · wk-form4_1738886775.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,961,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 4, 2025, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 20:05 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 115,812 | $0.00 Strike: $74.96 | $0.00 |
DisclosureSEC source: 0000927628-24-000266 · wk-form4_1722974718.xml · derivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,812 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 20:05 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 87,245 | $136.12 | $11,875,789.40 |
DisclosureSEC source: 0000927628-24-000266 · wk-form4_1722974718.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,961,159 F1 · shares: Total reflects shares withheld to pay the exercise price for the options to purchase common stock and to pay the withholding tax incurred in connection with the exercise. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 20:05 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 115,812 | $74.96 | $8,681,267.52 |
DisclosureSEC source: 0000927628-24-000266 · wk-form4_1722974718.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,048,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 19,066 | $138.46 | $2,639,878.36 |
DisclosureSEC source: 0000927628-24-000128 · wk-form4_1710370395.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,932,587 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 42,273 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000128 · wk-form4_1710370395.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,951,653 F4 · kind: These shares were earned pursuant to a performance award agreement granted on February 4, 2021, as amended November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 50,076 | $138.46 | $6,933,522.96 |
DisclosureSEC source: 0000927628-24-000128 · wk-form4_1710370395.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,909,380 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 111,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000128 · wk-form4_1710370395.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,959,456 F1 · kind: These shares were earned pursuant to a performance share award agreement granted on February 4, 2021, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 15,196 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000088 · wk-form4_1708463954.xml · derivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,196 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents restricted stock units granted on February 4, 2021 for performance year 2021. F1 · derivative.exercise_price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2021 Restricted Stock Units · Derivative | 17,270 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000088 · wk-form4_1708463954.xml · derivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,270 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents restricted stock units granted on February 4, 2021 for performance year 2020. F1 · derivative.exercise_price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 15,196 | $135.66 | $2,061,489.36 |
DisclosureSEC source: 0000927628-24-000088 · wk-form4_1708463954.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,848,418 F1 · price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 17,270 | $135.66 | $2,342,848.20 |
DisclosureSEC source: 0000927628-24-000088 · wk-form4_1708463954.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,863,614 F1 · price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 15,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000088 · wk-form4_1708463954.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,880,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 17,270 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000088 · wk-form4_1708463954.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,865,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 18,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · derivative · entry 14 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,580 Underlying: Common Stock · 18,580 shares Expires 2027-02-15 F10 · security: Represents restricted stock units granted February 1, 2024 for performance year 2024. F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading davs preceding the vesting date. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2024 Restricted Stock Units · Derivative | 34,929 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · derivative · entry 13 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,929 Underlying: Common Stock · 34,929 shares Expires 2027-02-15 F8 · security: Represents restricted stock units granted February 1, 2024 for performance year 2023. F9 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading davs preceding the vesting date. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 234 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · derivative · entry 12 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,305 Underlying: Common Stock · 234 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Represents restricted stock units granted January 26, 2023 for performance year 2023. F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2023 Restricted Stock Units · Derivative | 267 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · derivative · entry 11 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,288 Underlying: Common Stock · 267 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Represents restricted stock units granted January 26, 2023 for performance year 2022. F3 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 272 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · derivative · entry 10 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,404 Underlying: Common Stock · 272 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents restricted stock units granted on February 3, 2022 for performance year 2022. F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2022 Restricted Stock Units · Derivative | 220 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · derivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,791 Underlying: Common Stock · 220 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents restricted stock units granted on February 3, 2022 for performance year 2021. F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 234 | $134.56 | $31,487.04 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 8 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,848,418 F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 267 | $134.56 | $35,927.52 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 7 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,848,652 F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 272 | $134.56 | $36,600.32 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,848,919 F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 220 | $134.56 | $29,603.20 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,849,191 F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 234 | $134.56 | $31,487.04 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,849,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 267 | $134.56 | $35,927.52 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,849,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the automatic withholding of restricted stock units granted in January 2023 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 272 | $134.56 | $36,600.32 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,848,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 220 | $134.56 | $29,603.20 |
DisclosureSEC source: 0000927628-24-000040 · wk-form4_1707170014.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,848,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic withholding of restricted stock units granted in February 2022 which settled in cash based on fair market value on February 1, 2024, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| November 14, 2023 Filed Nov 14, 2023 22:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 3,890 | $0.00 Strike: $70.96 | $0.00 |
DisclosureSEC source: 0000927628-23-000306 · wk-form4_1700000264.xml · derivative · entry 9 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,890 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 14, 2023 Filed Nov 14, 2023 22:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,890 | $106.93 | $415,957.70 |
DisclosureSEC source: 0000927628-23-000306 · wk-form4_1700000264.xml · nonDerivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,848,412 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.