Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | President, Financial Services | March 09, 2026 | March 11, 2026 |
| CBRE GROUP, INC.CBRE · Entity 3066 | Director | May 21, 2026 | May 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 09, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,858 |
Reported balance
After 2026-03-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-09 · Grant · Acquired 9,922 · Balance 153,858 F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 149,383 |
Reported balance
After 2026-03-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-09 · Tax withholding · Disposed 4,475 · Balance 149,383 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
CBRE GROUP, INC.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,433 |
Ending reported balance
After 2026-05-26 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-21 · Grant · Acquired 1,907 · Balance 3,975 F1: The restricted stock units reported herein were issued pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders. Row 2 · 2026-05-21 · Grant · Acquired 1,526 · Balance 5,501 F2: The restricted stock units reported herein were issued to the reporting person in lieu of cash payment for director fees. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders. Row 3 · 2026-05-26 · Gift · Disposed 2,068 · Balance 3,433 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sanjiv Yajnik Revocable Trust | 29,587 |
Reported balance
After 2026-05-26 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-05-26 · Gift · Acquired 2,068 · Balance 29,587 |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units reported herein were issued pursuant to the Issuer's Director Compensation Policy. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders.
F2: The restricted stock units reported herein were issued to the reporting person in lieu of cash payment for director fees. This award vests in full on the earlier of May 21, 2027 or the Issuer's next annual meeting of stockholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 18,601 | $0.00 Strike: $48.28 | $0.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · derivative · entry 12 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,204 Underlying: Common Stock · 18,601 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 54,870 | $60.00 | $3,292,200.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 11 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,963 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 42,679 | $60.00 | $2,560,740.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 10 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,833 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 22,810 | $60.00 | $1,368,600.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 9 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,512 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 17,373 | $60.00 | $1,042,380.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 8 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,322 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,575 | $60.00 | $334,500.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 7 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,695 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,934 | $60.00 | $236,040.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 6 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,270 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,734 | $60.00 | $224,040.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 5 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,204 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3,734 | $56.28 | $210,149.52 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 4 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 18,601 | $48.28 | $898,056.28 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 42,679 | $18.28 | $780,172.12 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 54,870 | $48.95 | $2,685,886.50 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 14,279 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-12-025628 · doc4.xml · derivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,279 shares Expires 2012-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 14,279 | $57.73 | $824,326.67 |
DisclosureSEC source: 0001225208-12-025628 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,054 Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 14,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025628 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 38,515 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · derivative · entry 8 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,515 Underlying: Common Stock · 38,515 shares Expires 2022-01-30 F8 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 14,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · derivative · entry 7 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,279 Underlying: Common Stock · 14,279 shares Expires 2012-12-15 F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 24,020 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · derivative · entry 6 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,020 Underlying: Common Stock · 24,020 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantPerformance Share Units · Derivative | 30,692 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · derivative · entry 5 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,692 Underlying: Common Stock · 30,692 shares Expires 2015-03-15 F5 · derivative.exercise_price: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F5 · derivative.exercise_date: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2009 Performance Share Units · Derivative | 8,774 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · derivative · entry 4 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,774 shares Expires 2012-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F4 · derivative.exercise_date: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,199 | $45.75 | $146,354.25 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,360 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 29, 2009 grant. This is authorized in the performance share award agreement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 8,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These performance shares for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 25,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,785 F1 · security: This restricted stock will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 26, 2012 Filed Jan 31, 2012 00:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 6,705 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002528 · doc4.xml · derivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,413 Underlying: Common Stock · 6,705 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F2 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2012 Filed Jan 31, 2012 00:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 6,705 | $45.81 | $307,156.05 |
DisclosureSEC source: 0001225208-12-002528 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,208 Read SEC document |
| January 26, 2012 Filed Jan 31, 2012 00:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 6,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002528 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2011 Filed Dec 19, 2011 22:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 12,645 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-11-026614 · doc4.xml · derivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,645 shares Expires 2011-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2011, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2011, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2011 Filed Dec 19, 2011 22:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 12,645 | $43.41 | $548,919.45 |
DisclosureSEC source: 0001225208-11-026614 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,208 F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| December 15, 2011 Filed Dec 19, 2011 22:03 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 12,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-026614 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2011, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| September 05, 2011 Filed Sep 7, 2011 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 8,289 | $42.28 | $350,458.92 |
DisclosureSEC source: 0001225208-11-021540 · doc4.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,452 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the restricted stock granted on January 29, 2009, as a result of the reporting person's eligibility for retirement. This is authorized in the applicable grant agreement. Read SEC document |
| September 05, 2011 Filed Sep 7, 2011 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 7,334 | $42.28 | $310,081.52 |
DisclosureSEC source: 0001225208-11-021540 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,741 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the restricted stock granted on January 26, 2011, as a result of the reporting person's eligibility for retirement. This is authorized in the applicable grant agreement. Read SEC document |
| September 05, 2011 Filed Sep 7, 2011 21:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 6,226 | $42.28 | $263,235.28 |
DisclosureSEC source: 0001225208-11-021540 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,075 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the restricted stock granted on January 27, 2010, as a result of the reporting person's eligibility for retirement. This is authorized in the applicable grant agreement. Read SEC document |
| February 21, 2011 Filed Feb 23, 2011 21:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,172 | $52.69 | $114,442.68 |
DisclosureSEC source: 0001225208-11-006869 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,301 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 21, 2008. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 29, 2011 Filed Jan 31, 2011 21:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,007 | $48.24 | $145,057.68 |
DisclosureSEC source: 0001225208-11-004255 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,473 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 27, 2011 Filed Jan 31, 2011 21:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,324 | $48.40 | $112,481.60 |
DisclosureSEC source: 0001225208-11-004255 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,480 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 27, 2010. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 55,805 | $0.00 Strike: $48.28 | $0.00 |
DisclosureSEC source: 0001225208-11-004160 · doc4.xml · derivative · entry 5 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,805 Underlying: Common Stock · 55,805 shares Expires 2021-01-25 F5 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 12,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004160 · doc4.xml · derivative · entry 4 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,645 Underlying: Common Stock · 12,645 shares Expires 2011-12-15 F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 20,118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004160 · doc4.xml · derivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,118 Underlying: Common Stock · 20,118 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantPerformance Share Units · Derivative | 12,876 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004160 · doc4.xml · derivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,876 Underlying: Common Stock · 12,876 shares Expires not disclosed F2 · derivative.exercise_price: These performance shares are settled at the end of a three-year performance period (January 1, 2011 to December 31, 2013) based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. The number of shares reported represents 200% of the target award amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable atsettlement. F2 · derivative.exercise_date: These performance shares are settled at the end of a three-year performance period (January 1, 2011 to December 31, 2013) based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. The number of shares reported represents 200% of the target award amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable atsettlement. F2 · derivative.expiration_date: These performance shares are settled at the end of a three-year performance period (January 1, 2011 to December 31, 2013) based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. The number of shares reported represents 200% of the target award amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable atsettlement. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 22:14 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 20,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004160 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,804 F1 · security: This restricted stock will vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| December 31, 2010 Filed Jan 5, 2011 00:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 10,580 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-11-000809 · doc4.xml · derivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,580 shares Expires 2010-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is settled in cash at $41.23 representing the Company's average stock price over the twenty trading days preceding the vesting date. F1 · price: Each restricted stock unit is settled in cash at $41.23 representing the Company's average stock price over the twenty trading days preceding the vesting date. Read SEC document |
| December 31, 2010 Filed Jan 5, 2011 00:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 10,580 | $41.23 | $436,213.40 |
DisclosureSEC source: 0001225208-11-000809 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,686 F2 · balance_after: Includes 7 shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| December 31, 2010 Filed Jan 5, 2011 00:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 10,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-000809 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is settled in cash at $41.23 representing the Company's average stock price over the twenty trading days preceding the vesting date. Read SEC document |
| July 13, 2010 Filed Jul 15, 2010 20:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 21,338 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-10-017199 · doc4.xml · derivative · entry 5 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,679 Underlying: Common Stock · 21,338 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: This option is exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| July 13, 2010 Filed Jul 15, 2010 20:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 5,867 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0001225208-10-017199 · doc4.xml · derivative · entry 4 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,867 shares Expires 2012-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option became exercisable in 33 1/3 increments beginning on December 6, 2003 and annually thereafter. Read SEC document |
| July 13, 2010 Filed Jul 15, 2010 20:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 84,951 | $45.00 | $3,822,795.00 |
DisclosureSEC source: 0001225208-10-017199 · doc4.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,679 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| July 13, 2010 Filed Jul 15, 2010 20:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,867 | $34.13 | $200,240.71 |
DisclosureSEC source: 0001225208-10-017199 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 13, 2010 Filed Jul 15, 2010 20:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 21,338 | $18.28 | $390,058.64 |
DisclosureSEC source: 0001225208-10-017199 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 21:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 790 | $37.98 | $30,004.20 |
DisclosureSEC source: 0001225208-10-007142 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,851 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 2, 2007. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 21, 2010 Filed Feb 23, 2010 21:51 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 808 | $37.79 | $30,534.32 |
DisclosureSEC source: 0001225208-10-005360 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,624 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 21, 2008. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.