organization · Reporting owner
Emergence Capital Partners III, L.P.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Zoom Communications, Inc.ZM · Entity 889 | 10% owner | June 16, 2020 | June 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Zoom Communications, Inc.
Report date June 16, 2020 · Filed June 18, 2020
Jointly reported with Emergence Equity Partners III, L.P., EZP Opportunity, L.P., Emergence GP Partners, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Emergence Capital Partners III, L.P. | 0 |
Last balance in matching sequence
After 2020-06-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-06-16 · Conversion · Acquired 5,348,400 · Balance 5,348,400 F1: On June 16, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 5,348,400 shares of the Issuer's Class B Common Stock into 5,348,400 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 5,348,400 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by EEP III of its pro rata interest of the distribution (1,142,664) shares of Class A Common Stock), EEP III distributed in-kind, without consideration, 1,077,516 of such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F2: Shares held directly by Emergence. The sole general partner of Emergence is EEP III, and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Row 2 · 2020-06-16 · Other · Disposed 5,348,400 · Balance 0 F1: On June 16, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 5,348,400 shares of the Issuer's Class B Common Stock into 5,348,400 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 5,348,400 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by EEP III of its pro rata interest of the distribution (1,142,664) shares of Class A Common Stock), EEP III distributed in-kind, without consideration, 1,077,516 of such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F2: Shares held directly by Emergence. The sole general partner of Emergence is EEP III, and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy EZP Opportunity, L.P. | 0 |
Last balance in matching sequence
After 2020-06-16 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2020-06-16 · Conversion · Acquired 651,600 · Balance 651,600 F3: On June 16, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 651,600 shares of the Issuer's Class B Common Stock into 651,600 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 651,600 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, EEP III, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by EEP III of its pro rata interest of the distribution (130,320 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, 122,300 of such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F4: Shares held directly by EZP. The sole general partner of EZP is EEP III, and the sole general partner of EEP III is EGP. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Row 4 · 2020-06-16 · Other · Disposed 651,600 · Balance 0 F3: On June 16, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 651,600 shares of the Issuer's Class B Common Stock into 651,600 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 651,600 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, EEP III, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by EEP III of its pro rata interest of the distribution (130,320 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, 122,300 of such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F4: Shares held directly by EZP. The sole general partner of EZP is EEP III, and the sole general partner of EEP III is EGP. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Emergence Capital Partners III, L.P. | 10,687,268 |
Reported balance
After 2020-06-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-06-16 · Conversion · Disposed 5,348,400 · Balance 10,687,268 F1: On June 16, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 5,348,400 shares of the Issuer's Class B Common Stock into 5,348,400 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 5,348,400 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by EEP III of its pro rata interest of the distribution (1,142,664) shares of Class A Common Stock), EEP III distributed in-kind, without consideration, 1,077,516 of such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F5: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. F2: Shares held directly by Emergence. The sole general partner of Emergence is EEP III, and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy EZP Opportunity, L.P. | 1,301,557 |
Reported balance
After 2020-06-16 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-06-16 · Conversion · Disposed 651,600 · Balance 1,301,557 F3: On June 16, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 651,600 shares of the Issuer's Class B Common Stock into 651,600 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 651,600 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, EEP III, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by EEP III of its pro rata interest of the distribution (130,320 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, 122,300 of such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F5: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. F4: Shares held directly by EZP. The sole general partner of EZP is EEP III, and the sole general partner of EEP III is EGP. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Emergence Equity Partners III, L.P. | 73,168 |
Reported balance
Holding disclosure · report date 2020-06-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 73,168 F1: On June 16, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 5,348,400 shares of the Issuer's Class B Common Stock into 5,348,400 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 5,348,400 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by EEP III of its pro rata interest of the distribution (1,142,664) shares of Class A Common Stock), EEP III distributed in-kind, without consideration, 1,077,516 of such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F3: On June 16, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 651,600 shares of the Issuer's Class B Common Stock into 651,600 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 651,600 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, EEP III, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by EEP III of its pro rata interest of the distribution (130,320 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, 122,300 of such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 16, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 5,348,400 shares of the Issuer's Class B Common Stock into 5,348,400 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 5,348,400 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by EEP III of its pro rata interest of the distribution (1,142,664) shares of Class A Common Stock), EEP III distributed in-kind, without consideration, 1,077,516 of such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
F2: Shares held directly by Emergence. The sole general partner of Emergence is EEP III, and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.
F3: On June 16, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 651,600 shares of the Issuer's Class B Common Stock into 651,600 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 651,600 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, EEP III, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Upon receipt by EEP III of its pro rata interest of the distribution (130,320 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, 122,300 of such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
F4: Shares held directly by EZP. The sole general partner of EZP is EEP III, and the sole general partner of EEP III is EGP. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.
F5: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2019 Filed Nov 20, 2019 21:57 UTC | Zoom Communications, Inc. ZM · Entity 889 | OtherClass A Common Stock | 27,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-027700 · doc4.xml · nonDerivative · entry 4 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By EZP Opportunity, L.P. Disclosed balance after: 0 F4 · kind: On November 18, 2019, EZP Opportunity, L.P. ("EZP") converted in the aggregate 27,150 shares of the Issuer's Class B Common Stock into 27,150 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 27,150 shares of Class A Common Stock pro-rata to its limited partners, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by EZP on September 27, 2019. F4 · price: On November 18, 2019, EZP Opportunity, L.P. ("EZP") converted in the aggregate 27,150 shares of the Issuer's Class B Common Stock into 27,150 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 27,150 shares of Class A Common Stock pro-rata to its limited partners, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by EZP on September 27, 2019. F5 · ownership.nature: Shares held directly by EZP. The sole general partner of EZP is EEP III, and the sole general partner of EEP III is EGP. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:57 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass A Common Stock | 27,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-027700 · doc4.xml · nonDerivative · entry 3 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By EZP Opportunity, L.P. Disclosed balance after: 27,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On November 18, 2019, EZP Opportunity, L.P. ("EZP") converted in the aggregate 27,150 shares of the Issuer's Class B Common Stock into 27,150 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 27,150 shares of Class A Common Stock pro-rata to its limited partners, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by EZP on September 27, 2019. F4 · price: On November 18, 2019, EZP Opportunity, L.P. ("EZP") converted in the aggregate 27,150 shares of the Issuer's Class B Common Stock into 27,150 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 27,150 shares of Class A Common Stock pro-rata to its limited partners, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by EZP on September 27, 2019. F5 · ownership.nature: Shares held directly by EZP. The sole general partner of EZP is EEP III, and the sole general partner of EEP III is EGP. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:57 UTC | Zoom Communications, Inc. ZM · Entity 889 | OtherClass A Common Stock | 222,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-027700 · doc4.xml · nonDerivative · entry 2 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Emergence Capital Partners III, L.P. Disclosed balance after: 0 F1 · kind: On November 18, 2019, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 222,850 shares of the Issuer's Class B Common Stock into 222,850 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 222,850 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by Emergence on September 27, 2019. F2 · kind: (continued from footnote 1) Upon receipt by EEP III of its pro rata interest of the distribution (9,607 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F1 · price: On November 18, 2019, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 222,850 shares of the Issuer's Class B Common Stock into 222,850 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 222,850 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by Emergence on September 27, 2019. F2 · price: (continued from footnote 1) Upon receipt by EEP III of its pro rata interest of the distribution (9,607 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Shares held directly by Emergence. The sole general partner of Emergence is EEP III, and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:57 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass A Common Stock | 222,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-027700 · doc4.xml · nonDerivative · entry 1 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Emergence Capital Partners III, L.P. Disclosed balance after: 222,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 18, 2019, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 222,850 shares of the Issuer's Class B Common Stock into 222,850 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 222,850 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by Emergence on September 27, 2019. F2 · kind: (continued from footnote 1) Upon receipt by EEP III of its pro rata interest of the distribution (9,607 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F1 · price: On November 18, 2019, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 222,850 shares of the Issuer's Class B Common Stock into 222,850 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 222,850 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by Emergence on September 27, 2019. F2 · price: (continued from footnote 1) Upon receipt by EEP III of its pro rata interest of the distribution (9,607 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Shares held directly by Emergence. The sole general partner of Emergence is EEP III, and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass B Common Stock · Derivative | 214,167 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · derivative · entry 17 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Red Porphyry, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 214,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F5 · ownership.nature: Shares held directly by Red Porphyry, LLC ("Red Porphyry"). Red Porphyry is filing this report solely by virtue of having appointed Emergence as its proxy with respect to the shares held directly by Red Porphyry. Such proxy is irrevocable until the earliest to occur of the six-month anniversary of the IPO (as defined below), the sale of all or substantially all assets of the Issuer, or certain mergers involving the Issuer. Each of the Reporting Persons on this filing (other than Red Porphyry) disclaims Section 16 beneficial ownership of the shares held by Red Porphyry, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass B Common Stock · Derivative | 98,896 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · derivative · entry 16 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Red Porphyry, LLC Disclosed balance after: 214,167 Underlying: Class A Common Stock · 98,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F5 · ownership.nature: Shares held directly by Red Porphyry, LLC ("Red Porphyry"). Red Porphyry is filing this report solely by virtue of having appointed Emergence as its proxy with respect to the shares held directly by Red Porphyry. Such proxy is irrevocable until the earliest to occur of the six-month anniversary of the IPO (as defined below), the sale of all or substantially all assets of the Issuer, or certain mergers involving the Issuer. Each of the Reporting Persons on this filing (other than Red Porphyry) disclaims Section 16 beneficial ownership of the shares held by Red Porphyry, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionSeries A Convertible Preferred Stock · Derivative | 98,896 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · derivative · entry 15 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Red Porphyry, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 98,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · kind: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · derivative.exercise_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · derivative.expiration_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F5 · ownership.nature: Shares held directly by Red Porphyry, LLC ("Red Porphyry"). Red Porphyry is filing this report solely by virtue of having appointed Emergence as its proxy with respect to the shares held directly by Red Porphyry. Such proxy is irrevocable until the earliest to occur of the six-month anniversary of the IPO (as defined below), the sale of all or substantially all assets of the Issuer, or certain mergers involving the Issuer. Each of the Reporting Persons on this filing (other than Red Porphyry) disclaims Section 16 beneficial ownership of the shares held by Red Porphyry, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass B Common Stock · Derivative | 75,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · derivative · entry 14 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By EZP Opportunity, L.P. Disclosed balance after: 3,202,059 Underlying: Class A Common Stock · 75,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F4 · ownership.nature: Shares held directly by EZP Opportunity, L.P. ("EZP"). The sole general partner of EZP is EEP III. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass B Common Stock · Derivative | 3,175,468 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · derivative · entry 13 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By EZP Opportunity, L.P. Disclosed balance after: 3,277,836 Underlying: Class A Common Stock · 3,175,468 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F4 · ownership.nature: Shares held directly by EZP Opportunity, L.P. ("EZP"). The sole general partner of EZP is EEP III. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionSeries D Convertible Preferred Stock · Derivative | 2,850,724 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · derivative · entry 12 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By EZP Opportunity, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 2,850,724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · kind: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · derivative.exercise_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · derivative.expiration_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F4 · ownership.nature: Shares held directly by EZP Opportunity, L.P. ("EZP"). The sole general partner of EZP is EEP III. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionSeries A Convertible Preferred Stock · Derivative | 324,744 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · derivative · entry 11 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By EZP Opportunity, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 324,744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · kind: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · derivative.exercise_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · derivative.expiration_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F4 · ownership.nature: Shares held directly by EZP Opportunity, L.P. ("EZP"). The sole general partner of EZP is EEP III. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass B Common Stock · Derivative | 622,082 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · derivative · entry 10 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Emergence Capital Partners III, L.P. Disclosed balance after: 26,286,766 Underlying: Class A Common Stock · 622,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F2 · ownership.nature: Shares held directly by Emergence Capital Partners III, L.P. ("Emergence"). The sole general partner of Emergence is Emergence Equity Partners III, L.P. ("EEP III"), and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass B Common Stock · Derivative | 26,908,848 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · derivative · entry 9 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Emergence Capital Partners III, L.P. Disclosed balance after: 26,908,848 Underlying: Class A Common Stock · 26,908,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F2 · ownership.nature: Shares held directly by Emergence Capital Partners III, L.P. ("Emergence"). The sole general partner of Emergence is Emergence Equity Partners III, L.P. ("EEP III"), and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionSeries C Convertible Preferred Stock · Derivative | 22,908,848 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · derivative · entry 8 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Emergence Capital Partners III, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 22,908,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · kind: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · derivative.exercise_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · derivative.expiration_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F2 · ownership.nature: Shares held directly by Emergence Capital Partners III, L.P. ("Emergence"). The sole general partner of Emergence is Emergence Equity Partners III, L.P. ("EEP III"), and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionSeries A Convertible Preferred Stock · Derivative | 4,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · derivative · entry 7 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Emergence Capital Partners III, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 4,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · kind: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · derivative.exercise_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F6 · derivative.expiration_date: Each share of convertible preferred stock automatically converted into one (1) share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock (the "IPO"), and had no expiration date. F2 · ownership.nature: Shares held directly by Emergence Capital Partners III, L.P. ("Emergence"). The sole general partner of Emergence is Emergence Equity Partners III, L.P. ("EEP III"), and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 214,167 | $34.20 | $7,324,511.40 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · nonDerivative · entry 6 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Red Porphyry, LLC Disclosed balance after: 0 F3 · price: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's initial public offering. The reported sale price reflects the price at which the Reporting Persons sold shares to the underwriters, which is net of underwriting commissions. F5 · ownership.nature: Shares held directly by Red Porphyry, LLC ("Red Porphyry"). Red Porphyry is filing this report solely by virtue of having appointed Emergence as its proxy with respect to the shares held directly by Red Porphyry. Such proxy is irrevocable until the earliest to occur of the six-month anniversary of the IPO (as defined below), the sale of all or substantially all assets of the Issuer, or certain mergers involving the Issuer. Each of the Reporting Persons on this filing (other than Red Porphyry) disclaims Section 16 beneficial ownership of the shares held by Red Porphyry, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass A Common Stock | 214,167 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · nonDerivative · entry 5 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Red Porphyry, LLC Disclosed balance after: 214,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F5 · ownership.nature: Shares held directly by Red Porphyry, LLC ("Red Porphyry"). Red Porphyry is filing this report solely by virtue of having appointed Emergence as its proxy with respect to the shares held directly by Red Porphyry. Such proxy is irrevocable until the earliest to occur of the six-month anniversary of the IPO (as defined below), the sale of all or substantially all assets of the Issuer, or certain mergers involving the Issuer. Each of the Reporting Persons on this filing (other than Red Porphyry) disclaims Section 16 beneficial ownership of the shares held by Red Porphyry, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 75,777 | $34.20 | $2,591,573.40 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · nonDerivative · entry 4 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By EZP Opportunity, L.P. Disclosed balance after: 0 F3 · price: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's initial public offering. The reported sale price reflects the price at which the Reporting Persons sold shares to the underwriters, which is net of underwriting commissions. F4 · ownership.nature: Shares held directly by EZP Opportunity, L.P. ("EZP"). The sole general partner of EZP is EEP III. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass A Common Stock | 75,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · nonDerivative · entry 3 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By EZP Opportunity, L.P. Disclosed balance after: 75,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F4 · ownership.nature: Shares held directly by EZP Opportunity, L.P. ("EZP"). The sole general partner of EZP is EEP III. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | SaleClass A Common Stock | 622,082 | $34.20 | $21,275,204.40 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · nonDerivative · entry 2 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Emergence Capital Partners III, L.P. Disclosed balance after: 0 F3 · price: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's initial public offering. The reported sale price reflects the price at which the Reporting Persons sold shares to the underwriters, which is net of underwriting commissions. F2 · ownership.nature: Shares held directly by Emergence Capital Partners III, L.P. ("Emergence"). The sole general partner of Emergence is Emergence Equity Partners III, L.P. ("EEP III"), and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 23:59 UTC | Zoom Communications, Inc. ZM · Entity 889 | ConversionClass A Common Stock | 622,082 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011083 · doc4.xml · nonDerivative · entry 1 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Red Porphyry, LLC · CIK 0001773418 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Emergence Capital Partners III, L.P. Disclosed balance after: 622,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. In connection with the sale of the Class A Common Stock by certain Reporting Persons as reported above, each share of Class B Common Stock converted into Shares held directly by Emergence Capital Partners III, L.P. one (1) share of Class A Common Stock. F2 · ownership.nature: Shares held directly by Emergence Capital Partners III, L.P. ("Emergence"). The sole general partner of Emergence is Emergence Equity Partners III, L.P. ("EEP III"), and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.