Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INDEPENDENT BANK CORP /MI/IBCP · Entity 5179 | EVP & CFO | June 23, 2020 | June 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INDEPENDENT BANK CORP /MI/
Report date June 23, 2020 · Filed June 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,060 |
Reported balance
Holding disclosure · report date 2020-06-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,060 |
| Performance RightSEC Table II · derivative / convertible security · Expires 2021-01-23 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-06-23 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. |
| Performance RightSEC Table II · derivative / convertible security · Expires 2022-01-22 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-06-23 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F1: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2019 Filed Nov 19, 2019 17:31 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | SaleCommon Stock | 100 | $22.48 | $2,248.00 |
DisclosureSEC source: 0000039311-19-000043 · primary_doc.xml · nonDerivative · entry 2 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,988 Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 17:31 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | SaleCommon Stock | 100 | $22.63 | $2,263.00 |
DisclosureSEC source: 0000039311-19-000043 · primary_doc.xml · nonDerivative · entry 1 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,088 Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 15:39 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | SaleCommon Stock | 5,255 | $23.25 | $122,192.94 |
DisclosureSEC source: 0000039311-19-000016 · primary_doc.xml · nonDerivative · entry 1 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,188 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.19 to $23.35, inclusive. The reporting person undertakes to provide Independent Bank Corporation, any security holder of Independent Bank Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 16:57 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | GrantPerformance Right · Derivative | 2,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-19-000009 · primary_doc.xml · derivative · entry 7 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,379 Underlying: Common Stock · Not disclosed shares Expires 2022-01-22 F2 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F2 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F2 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 16:57 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | GrantCommon Stock | 2,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-19-000009 · primary_doc.xml · nonDerivative · entry 4 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,443 Read SEC document |
| January 21, 2019 Filed Jan 24, 2019 16:57 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Exercise / conversionPerformance Right · Derivative | 3,526 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-19-000009 · primary_doc.xml · derivative · entry 6 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2019-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. Read SEC document |
| January 21, 2019 Filed Jan 24, 2019 16:57 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Tax withholdingCommon Stock | 1,654 | $22.80 | $37,711.20 |
DisclosureSEC source: 0000039311-19-000009 · primary_doc.xml · nonDerivative · entry 3 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,064 Read SEC document |
| January 21, 2019 Filed Jan 24, 2019 16:57 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Tax withholdingCommon Stock | 1,584 | $22.80 | $36,115.20 |
DisclosureSEC source: 0000039311-19-000009 · primary_doc.xml · nonDerivative · entry 2 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,718 Read SEC document |
| January 21, 2019 Filed Jan 24, 2019 16:57 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Exercise / conversionCommon Stock | 3,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000039311-19-000009 · primary_doc.xml · nonDerivative · entry 1 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 15:19 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,856 | $0.00 Strike: $15.90 | $0.00 |
DisclosureSEC source: 0000039311-18-000035 · primary_doc.xml · derivative · entry 4 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,856 shares Expires 2019-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 15:19 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | SaleCommon Stock | 1,447 | $24.60 | $35,596.20 |
DisclosureSEC source: 0000039311-18-000035 · primary_doc.xml · nonDerivative · entry 2 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,567 Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 15:19 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Exercise / conversionCommon Stock | 1,856 | $15.90 | $29,510.40 |
DisclosureSEC source: 0000039311-18-000035 · primary_doc.xml · nonDerivative · entry 1 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 17:22 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | GrantPerformance Right · Derivative | 2,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-18-000017 · primary_doc.xml · derivative · entry 3 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216 Underlying: Common Stock · Not disclosed shares Expires 2021-01-23 F1 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F1 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F1 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 17:22 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | GrantCommon Stock | 2,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-18-000017 · primary_doc.xml · nonDerivative · entry 1 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,158 Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 16:26 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Exercise / conversionPerformance Right · Derivative | 3,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-18-000010 · primary_doc.xml · derivative · entry 5 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 16:26 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Tax withholdingCommon Stock | 1,826 | $23.80 | $43,458.80 |
DisclosureSEC source: 0000039311-18-000010 · primary_doc.xml · nonDerivative · entry 3 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,942 Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 16:26 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Tax withholdingCommon Stock | 1,666 | $23.80 | $39,650.80 |
DisclosureSEC source: 0000039311-18-000010 · primary_doc.xml · nonDerivative · entry 2 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,768 Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 16:26 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Exercise / conversionCommon Stock | 4,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000039311-18-000010 · primary_doc.xml · nonDerivative · entry 1 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 20:07 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | SaleCommon Stock | 1,800 | $20.71 | $37,269.00 |
DisclosureSEC source: 0000039311-17-000013 · primary_doc.xml · nonDerivative · entry 3 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 20:07 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | SaleCommon Stock | 3,560 | $20.72 | $73,759.64 |
DisclosureSEC source: 0000039311-17-000013 · primary_doc.xml · nonDerivative · entry 2 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 1,800 Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 20:07 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | SaleCommon Stock | 300 | $20.73 | $6,217.50 |
DisclosureSEC source: 0000039311-17-000013 · primary_doc.xml · nonDerivative · entry 1 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 5,360 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:27 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Exercise / conversionPerformance Right · Derivative | 3,781 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-17-000015 · primary_doc.xml · derivative · entry 5 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COmmon Stock · Not disclosed shares Expires 2017-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F1 · derivative.exercise_date: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F1 · derivative.underlying_shares: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:27 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Tax withholdingCommon Stock | 513 | $21.05 | $10,798.65 |
DisclosureSEC source: 0000039311-17-000015 · primary_doc.xml · nonDerivative · entry 3 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,375 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:27 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Tax withholdingCommon Stock | 1,456 | $21.05 | $30,648.80 |
DisclosureSEC source: 0000039311-17-000015 · primary_doc.xml · nonDerivative · entry 2 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,888 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:27 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | Exercise / conversionCommon Stock | 3,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000039311-17-000015 · primary_doc.xml · nonDerivative · entry 1 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Right (PSU) represented a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 15:04 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | GrantPerformance Right · Derivative | 2,416 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-17-000006 · primary_doc.xml · derivative · entry 4 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,416 Underlying: Common Stock · Not disclosed shares Expires 2020-01-24 F1 · derivative.exercise_price: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F1 · derivative.exercise_date: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. F1 · derivative.underlying_shares: Each Performance Right (PSU) represents a contingent right to receive not more than two (2) shares of Issuer Common Stock, based upon the total shareholder return of Issuer's common stock, relative to its peer group index. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 15:04 UTC | INDEPENDENT BANK CORP /MI/ IBCP · Entity 5179 | GrantCommon Stock | 2,416 | $0.00 | $0.00 |
DisclosureSEC source: 0000039311-17-000006 · primary_doc.xml · nonDerivative · entry 1 SHUSTER ROBERT N · CIK 0001198784 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,766 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.