Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OMEGA HEALTHCARE INVESTORS INCOHI · Entity 3362 | Chief Accounting Officer | June 30, 2020 | July 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OMEGA HEALTHCARE INVESTORS INC
Report date June 30, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,641 |
Ending reported balance
After 2020-06-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-06-30 · Exercise / conversion · Acquired 3,896 · Balance 16,893 F1: Represents the vesting into common stock, on a one-for-one basis, of 25% of the Performance Restricted Stock Units (PRSUs) that were earned for the 2017-2019 performance period and are subject to quarterly vesting in 2020. These have been reported as Restricted Stock Units since satisfaction of the performance condition. Row 2 · 2020-06-30 · Tax withholding · Disposed 1,252 · Balance 15,641 F2: Represents shares withheld from the common stock issued in respect of vested awards as payment of the associated income tax withholding liability. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,345 |
Reported balance
After 2020-06-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-30 · Exercise / conversion · Disposed 3,896 · Balance 15,345 F3: Represents PRSUs earned for the 2017-2019 performance period. 25% of the units earned based on performance for the 2017-2019 performance period vest at the end of each calendar quarter of 2020, subject to continued employment and accelerated vesting in certain events. These have been reported as Restricted Stock Units since satisfaction of the performance condition and are paid in common stock (or electable as Deferred Stock Units) on a one-for-one basis. |
| Profit Interest UnitsSEC Table II · derivative / convertible security | Direct | 24,013 |
Reported balance
After 2020-06-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-06-30 · Exercise / conversion · Disposed 5,559 · Balance 24,013 F4: Represents Profits Interest Units ("Profits Units") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each Profits Unit can be converted into one unit of limited partnership interest (an "OP Unit") in the Operating Partnership following vesting and the satisfaction of certain tax-driven economic requirements. Profits Units were granted the reporting person on 1/1/2017, and subsequently earned during the 2017-2019 performance period. F5: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. OP Units do not expire. F6: 25% of the Profits Units earned based on the 2017-2019 performance period vest at the end of each quarter of 2020, subject to continued employment and accelerated vesting upon certain events. |
| OP UnitsSEC Table II · derivative / convertible security | Direct | 24,010 |
Reported balance
After 2020-06-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-06-30 · Exercise / conversion · Acquired 5,559 · Balance 24,010 F5: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. OP Units do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting into common stock, on a one-for-one basis, of 25% of the Performance Restricted Stock Units (PRSUs) that were earned for the 2017-2019 performance period and are subject to quarterly vesting in 2020. These have been reported as Restricted Stock Units since satisfaction of the performance condition.
F2: Represents shares withheld from the common stock issued in respect of vested awards as payment of the associated income tax withholding liability.
F3: Represents PRSUs earned for the 2017-2019 performance period. 25% of the units earned based on performance for the 2017-2019 performance period vest at the end of each calendar quarter of 2020, subject to continued employment and accelerated vesting in certain events. These have been reported as Restricted Stock Units since satisfaction of the performance condition and are paid in common stock (or electable as Deferred Stock Units) on a one-for-one basis.
F4: Represents Profits Interest Units ("Profits Units") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each Profits Unit can be converted into one unit of limited partnership interest (an "OP Unit") in the Operating Partnership following vesting and the satisfaction of certain tax-driven economic requirements. Profits Units were granted the reporting person on 1/1/2017, and subsequently earned during the 2017-2019 performance period.
F5: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. OP Units do not expire.
F6: 25% of the Profits Units earned based on the 2017-2019 performance period vest at the end of each quarter of 2020, subject to continued employment and accelerated vesting upon certain events.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2018 Filed Nov 21, 2018 15:30 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | SaleCommon Stock | 2,000 | $36.00 | $72,000.00 |
DisclosureSEC source: 0001127602-18-034069 · form4.xml · nonDerivative · entry 1 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,076 F1 · shares: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 15:52 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | SaleCommon Stock | 2,000 | $35.50 | $71,000.00 |
DisclosureSEC source: 0001127602-18-033886 · form4.xml · nonDerivative · entry 1 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,076 F1 · shares: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 15:59 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | SaleCommon Stock | 6,000 | $34.75 | $208,500.00 |
DisclosureSEC source: 0001127602-18-033611 · form4.xml · nonDerivative · entry 1 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,076 F1 · shares: The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 20:05 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001675 · form4.xml · derivative · entry 4 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,830 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted Stock Units granted in 2015 subject to three-year cliff vesting on December 31, 2017 F4 · derivative.exercise_date: Restricted Stock Units granted in 2015 subject to three-year cliff vesting on December 31, 2017 F4 · derivative.expiration_date: Restricted Stock Units granted in 2015 subject to three-year cliff vesting on December 31, 2017 Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 20:05 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Tax withholdingCommon Stock | 2,654 | $27.54 | $73,091.16 |
DisclosureSEC source: 0001127602-18-001675 · form4.xml · nonDerivative · entry 2 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,076 F2 · shares: Represents a portion of restricted stock that vested on December 31, 2017 and was delivered by the reporting person as payment of income tax liability in connection with such vesting. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 20:05 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionCommon Stock | 5,000 | $27.54 | $137,700.00 |
DisclosureSEC source: 0001127602-18-001675 · form4.xml · nonDerivative · entry 1 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of Restricted Stock Units subject to three-year cliff vesting granted in 2015 Read SEC document |
| January 01, 2018 Filed Jan 12, 2018 20:05 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | GrantRestricted Stock Units · Derivative | 7,553 | $27.54 | $208,009.62 |
DisclosureSEC source: 0001127602-18-001675 · form4.xml · derivative · entry 3 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,830 Underlying: Common Stock · 7,553 shares Expires not disclosed F3 · derivative.exercise_price: Represents grant of Restricted Stock Units subject to three-year cliff vesting on December 31, 2020 subject to continued employment on the vesting date. F3 · derivative.exercise_date: Represents grant of Restricted Stock Units subject to three-year cliff vesting on December 31, 2020 subject to continued employment on the vesting date. F3 · derivative.expiration_date: Represents grant of Restricted Stock Units subject to three-year cliff vesting on December 31, 2020 subject to continued employment on the vesting date. Read SEC document |
| February 28, 2017 Filed Apr 17, 2017 18:14 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionDeferred Stock Units · Derivative | 3,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014832 · form4.xml · derivative · entry 5 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,555 Underlying: Common Stock · 3,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents Deferred Stock Units which the reporting person elected to receive in lieu of common stock upon the vesting of Restricted Stock Units. Each Deferred Stock Unit represents a right to receive one share of common stock. If the participant previously elected, dividends will also be converted into Deferred Stock Units. F5 · derivative.exercise_date: The Deferred Stock Units became payable February, 2017. F5 · derivative.expiration_date: The Deferred Stock Units became payable February, 2017. Read SEC document |
| February 28, 2017 Filed Apr 17, 2017 18:14 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionDeferred Stock Units · Derivative | 2,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014832 · form4.xml · derivative · entry 4 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,196 Underlying: Common Stock · 2,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents Deferred Stock Units which the reporting person elected to receive in lieu of common stock upon the vesting of Restricted Stock Units. Each Deferred Stock Unit represents a right to receive one share of common stock. If the participant previously elected, dividends will also be converted into Deferred Stock Units. F5 · derivative.exercise_date: The Deferred Stock Units became payable February, 2017. F5 · derivative.expiration_date: The Deferred Stock Units became payable February, 2017. Read SEC document |
| February 28, 2017 Filed Apr 17, 2017 18:14 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Tax withholdingCommon Stock | 2,156 | $32.64 | $70,371.84 |
DisclosureSEC source: 0001127602-17-014832 · form4.xml · nonDerivative · entry 3 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,986 F3 · shares: Represents a portion of the deferred stock units that was delivered by the reporting person as payment of income tax liability in connection with the expiration of the deferral. Read SEC document |
| February 28, 2017 Filed Apr 17, 2017 18:14 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionCommon Stock | 3,641 | $32.64 | $118,842.24 |
DisclosureSEC source: 0001127602-17-014832 · form4.xml · nonDerivative · entry 2 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance Award shares earned December 31, 2013 and vested December 31, 2013. The option to defer as "Deferred Stock Units" until February 2017 was elected on June 11, 2013. Read SEC document |
| February 28, 2017 Filed Apr 17, 2017 18:14 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionCommon Stock | 2,731 | $32.64 | $89,139.84 |
DisclosureSEC source: 0001127602-17-014832 · form4.xml · nonDerivative · entry 1 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Award shares earned December 31, 2013 and vested quarterly in 2014. The option to defer as "Deferred Stock Units" until February 2017 was elected June 11, 2013. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 23:18 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionRestricted Stock Units · Derivative | 1,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001465 · form4.xml · derivative · entry 5 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,751 Underlying: Common Stock · 1,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted Stock Units granted 12/31/2013 subject to three-year ratable time-based (1/3 per year) on December 31, 2014, 2015 and 2016. Vesting subject to continued employment on the vesting date. F5 · derivative.exercise_date: Restricted Stock Units granted 12/31/2013 subject to three-year ratable time-based (1/3 per year) on December 31, 2014, 2015 and 2016. Vesting subject to continued employment on the vesting date. F5 · derivative.expiration_date: Restricted Stock Units granted 12/31/2013 subject to three-year ratable time-based (1/3 per year) on December 31, 2014, 2015 and 2016. Vesting subject to continued employment on the vesting date. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 23:18 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionRestricted Stock Units · Derivative | 3,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001465 · form4.xml · derivative · entry 4 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,535 Underlying: Common Stock · 3,059 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted Stock Units granted 1/1/2014 subject to three-year cliff vesting on December 31, 2016 and subject to continued employment on the vesting date F4 · derivative.exercise_date: Restricted Stock Units granted 1/1/2014 subject to three-year cliff vesting on December 31, 2016 and subject to continued employment on the vesting date F4 · derivative.expiration_date: Restricted Stock Units granted 1/1/2014 subject to three-year cliff vesting on December 31, 2016 and subject to continued employment on the vesting date Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 23:18 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionCommon Stock | 1,784 | $31.26 | $55,767.84 |
DisclosureSEC source: 0001127602-17-001465 · form4.xml · nonDerivative · entry 3 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the vesting of one third of the time based transition restricted stock units for the 2014-2016 service period. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 23:18 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Tax withholdingCommon Stock | 1,961 | $31.26 | $61,300.86 |
DisclosureSEC source: 0001127602-17-001465 · form4.xml · nonDerivative · entry 2 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,986 F2 · shares: Represents a portion of restricted stock that vested on December 31, 2016 and was delivered by the reporting person as payment of income tax liability in connection with such vesting. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 23:18 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionCommon Stock | 3,059 | $31.26 | $95,624.34 |
DisclosureSEC source: 0001127602-17-001465 · form4.xml · nonDerivative · entry 1 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of Restricted Stock Units subject to three-year cliff vesting granted on 1/1/2014 Read SEC document |
| January 01, 2017 Filed Jan 18, 2017 19:03 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | GrantRestricted Stock Units · Derivative | 6,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001842 · form4.xml · derivative · entry 1 Ritz Michael · CIK 0001396485 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,120 Underlying: Common Stock · 6,526 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer. F2 · shares: Represents grant of Restricted Stock Units subject to three-year cliff vesting on December 31, 2019 subject to continued employment on the vesting date. F2 · derivative.exercise_date: Represents grant of Restricted Stock Units subject to three-year cliff vesting on December 31, 2019 subject to continued employment on the vesting date. F2 · derivative.expiration_date: Represents grant of Restricted Stock Units subject to three-year cliff vesting on December 31, 2019 subject to continued employment on the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.