Lance Ryan Michael

SEC source: 0001209191-22-059228 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,193

SEC source: 0001209191-22-059228 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

SEC source: 0001209191-22-059228 · doc4.xml · nonDerivative · entry 3

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,027

SEC source: 0001209191-22-052976 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: On October 5, 2022, the HRCC approved a request of Mr. Lance to receive 100% of his restricted stock/units in shares. The HRCC customarily reviews such requests after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

SEC source: 0001209191-22-052976 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,193

F2 · shares: Includes Federal Tax withholding resulting from lapsing 1,168 Restricted Stock Units and 169 shares of Restricted Stock. The Human Resources and Compensation Committee ("HRCC") customarily reviews such requests to lapse restrictions after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review. The HRCC approved the request on October 5, 2022.

SEC source: 0001209191-22-052976 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in shares.

SEC source: 0001209191-22-048018 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lance Family Trust

Disclosed balance after: 32,132

F1 · price: The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $31.84 - $31.91. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-22-035085 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 584,900 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-035085 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,522

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.63 to $122.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.

SEC source: 0001209191-22-035085 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-033646 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

F1 · security: Amount beneficially owned following the reported transaction represents 7,000 common stock restricted stock units ("RSUs").

F2 · kind: Represents a grant of RSUs.

SEC source: 0001209191-22-011728 · doc4.xml · derivative · entry 6

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 202,171 shares

Expires 2022-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2022. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 20, 2022 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

SEC source: 0001209191-22-011728 · doc4.xml · nonDerivative · entry 3

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,522

SEC source: 0001209191-22-011728 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,076

SEC source: 0001209191-22-011728 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in cash.

SEC source: 0001209191-22-010151 · doc4.xml · derivative · entry 6

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,515.6653 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units grant settles 3 years from date of grant, subject to earlier or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change in control.

SEC source: 0001209191-22-010151 · doc4.xml · nonDerivative · entry 3

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,522

SEC source: 0001209191-22-010151 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,873

SEC source: 0001209191-22-010151 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,037.6653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in cash.

SEC source: 0001209191-22-008495 · doc4.xml · derivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,171

Underlying: Common Stock · 202,171 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2022. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death; (ii) February 20, 2022; or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.

F3 · derivative.expiration_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2022. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death; (ii) February 20, 2022; or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.

SEC source: 0001209191-22-008495 · doc4.xml · derivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,689

Underlying: Common Stock · 54,689 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control.

F2 · derivative.expiration_date: The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control.

SEC source: 0001209191-21-071394 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,098 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.

F4 · derivative.exercise_date: The stock options were exercisable on February 9, 2015.

SEC source: 0001209191-21-071394 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,522

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.83 to $73.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.

SEC source: 0001209191-21-071394 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-067620 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,497.4434

Underlying: Common Stock · 4,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the 2021 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock unit grant settles 3 years from February 9, 2021, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

F7 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

SEC source: 0001209191-21-067620 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,522

SEC source: 0001209191-21-067620 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

SEC source: 0001209191-21-067911 · doc4.xml · nonDerivative · entry 4

Lance Ryan Michael · CIK 0001464560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse as Trustee of Child's Trust

Disclosed balance after: 145

SEC source: 0001209191-21-067911 · doc4.xml · nonDerivative · entry 3

Lance Ryan Michael · CIK 0001464560 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee of Child's Trust

Disclosed balance after: 145

SEC source: 0001246360-21-000981 · form.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · security: Amount beneficially owned following the reported transaction represents 2,500 common stock restricted stock units ("RSUs").

F2 · kind: Represents a grant of RSUs.

SEC source: 0001209191-21-059914 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: On October 6, 2021, the HRCC approved a request of Mr. Lance to receive 100% of his restricted stock/units in shares. The HRCC customarily reviews such requests after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

SEC source: 0001209191-21-059914 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,361

F2 · shares: Includes Federal Tax withholding resulting from lapsing 1,167 Restricted Stock Units and 169 shares of Restricted Stock. The Human Resources and Compensation Committee ("HRCC") customarily reviews such requests to lapse restrictions after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review. The HRCC approved the request on October 6, 2021.

SEC source: 0001209191-21-059914 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in shares.

SEC source: 0001209191-21-013197 · doc4.xml · derivative · entry 6

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 211,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2021. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 20, 2021 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

SEC source: 0001209191-21-013197 · doc4.xml · nonDerivative · entry 3

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,691

SEC source: 0001209191-21-013197 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,734

SEC source: 0001209191-21-013197 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in cash.

SEC source: 0001209191-21-011208 · doc4.xml · derivative · entry 6

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,457.7786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units grant settles 3 years from date of grant, subject to earlier or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change in control.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

SEC source: 0001209191-21-011208 · doc4.xml · nonDerivative · entry 3

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,691

SEC source: 0001209191-21-011208 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,610

SEC source: 0001209191-21-011208 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,148.7786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in cash.

SEC source: 0001209191-21-009780 · doc4.xml · derivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,036

Underlying: Common Stock · 211,036 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2021. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death; (ii) February 20, 2021; or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.

F3 · derivative.expiration_date: The stock units do not have an expiration date.

SEC source: 0001209191-21-009780 · doc4.xml · derivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,082

Underlying: Common Stock · 108,082 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control.

F3 · derivative.expiration_date: The stock units do not have an expiration date.

SEC source: 0001209191-20-061074 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,860.3264

Underlying: Common Stock · 2,979 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the 2020 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock unit grant settles 3 years from February 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

F7 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

SEC source: 0001209191-20-061074 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,691

SEC source: 0001209191-20-061074 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

SEC source: 0001209191-20-054529 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: On October 8, 2020, the HRCC approved a request of Mr. Lance to diversify a portion of his restricted stock unit holdings by cancelling the units and creating an account in the Key Employee Deferred Compensation Plan of similar value. The HRCC has customarily reviewed such requests after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

SEC source: 0001209191-20-054529 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,691

F2 · shares: Includes common stock resulting from Mr. Lance's request of the Human Resources and Compensation Committee ("HRCC") to diversify a portion of his holdings by cancelling 1,167 restricted stock units and 169 shares of restricted stock and creating an account in the Key Employee Deferred Compensation Plan of similar value. The HRCC has customarily reviewed such requests after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review. The HRCC approved the request on October 8, 2020.

SEC source: 0001209191-20-054529 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in cash.

SEC source: 0001209191-20-011898 · doc4.xml · derivative · entry 6

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 293,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 20, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.

F5 · derivative.expiration_date: The stock units do not have an expiration date.