Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Happen, Inc.
Report date July 01, 2020 · Filed July 10, 2020
Section 16 reporting ended · disclosed 2020-07-10. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2019 Filed Aug 27, 2019 20:14 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027477 · form4.xml · nonDerivative · entry 5 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2019 Filed Aug 27, 2019 20:14 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,385 | $13.06 | $31,148.10 |
DisclosureSEC source: 0001127602-19-027477 · form4.xml · nonDerivative · entry 4 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,193 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2019 Filed Aug 27, 2019 20:14 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027477 · form4.xml · nonDerivative · entry 3 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2019 Filed Aug 27, 2019 20:14 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 588 | $13.06 | $7,679.28 |
DisclosureSEC source: 0001127602-19-027477 · form4.xml · nonDerivative · entry 2 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,049 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2019 Filed Aug 27, 2019 20:14 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-027477 · form4.xml · nonDerivative · entry 1 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · balance_after: A 1-for-5 reverse stock split of the Issuer's common stock became effective on July 5, 2019 (the "Reverse Stock Split"). This amount has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| May 25, 2019 Filed May 29, 2019 19:32 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 29,952 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020208 · form4.xml · derivative · entry 12 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,282 Underlying: Common Stock · 29,952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2019 Filed May 29, 2019 19:32 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 41,978 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020208 · form4.xml · derivative · entry 11 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,754 Underlying: Common Stock · 41,978 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2019 Filed May 29, 2019 19:32 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020208 · form4.xml · derivative · entry 10 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,225 Underlying: Common Stock · 22,645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2019 Filed May 29, 2019 19:32 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,573 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020208 · form4.xml · derivative · entry 9 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,722 Underlying: Common Stock · 5,573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2019 Filed May 29, 2019 19:32 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 15,770 | $3.09 | $48,729.30 |
DisclosureSEC source: 0001127602-19-020208 · form4.xml · nonDerivative · entry 8 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,614 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2019 Filed May 29, 2019 19:32 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 29,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020208 · form4.xml · nonDerivative · entry 7 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2019 Filed May 29, 2019 19:32 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 22,102 | $3.09 | $68,295.18 |
DisclosureSEC source: 0001127602-19-020208 · form4.xml · nonDerivative · entry 6 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,432 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2019 Filed May 29, 2019 19:32 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 41,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020208 · form4.xml · nonDerivative · entry 5 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2019 Filed May 29, 2019 19:32 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 11,923 | $3.09 | $36,842.07 |
DisclosureSEC source: 0001127602-19-020208 · form4.xml · nonDerivative · entry 4 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,556 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2019 Filed May 29, 2019 19:32 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 22,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020208 · form4.xml · nonDerivative · entry 3 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2019 Filed May 29, 2019 19:32 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,935 | $3.09 | $9,069.15 |
DisclosureSEC source: 0001127602-19-020208 · form4.xml · nonDerivative · entry 2 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,834 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2019 Filed May 29, 2019 19:32 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020208 · form4.xml · nonDerivative · entry 1 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · balance_after: Includes 609 shares acquired under the LendingClub Corporation 2014 Employee Stock Purchase Plan on May 10, 2019. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 41,978 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · derivative · entry 11 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,732 Underlying: Common Stock · 41,978 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · derivative · entry 10 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,870 Underlying: Common Stock · 22,645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,574 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · derivative · entry 9 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,295 Underlying: Common Stock · 5,574 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 610 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · derivative · entry 8 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2015, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 22,102 | $3.13 | $69,179.26 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · nonDerivative · entry 6 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,587 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 41,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · nonDerivative · entry 5 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 15,180 | $3.10 | $47,058.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · nonDerivative · entry 4 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,711 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 22,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · nonDerivative · entry 3 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · nonDerivative · entry 2 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · nonDerivative · entry 1 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 21:22 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 479,234 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008583 · form4.xml · derivative · entry 7 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,234 Underlying: Common Stock · 479,234 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 41,977 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034553 · form4.xml · derivative · entry 9 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,710 Underlying: Common Stock · 41,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F7 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034553 · form4.xml · derivative · entry 8 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,515 Underlying: Common Stock · 22,645 shares Expires 2026-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,574 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034553 · form4.xml · derivative · entry 7 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,869 Underlying: Common Stock · 5,574 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 609 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034553 · form4.xml · derivative · entry 6 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610 Underlying: Common Stock · 609 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2015, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:39 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 35,107 | $3.47 | $121,821.29 |
DisclosureSEC source: 0001127602-18-034553 · form4.xml · nonDerivative · entry 5 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,062 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 41,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034553 · form4.xml · nonDerivative · entry 4 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 22,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034553 · form4.xml · nonDerivative · entry 3 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034553 · form4.xml · nonDerivative · entry 2 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 609 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034553 · form4.xml · nonDerivative · entry 1 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · balance_after: Includes 620 shares acquired under the LendingClub Corporation 2014 Employee Stock Purchase Plan. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 41,978 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · derivative · entry 9 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,687 Underlying: Common Stock · 41,978 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · derivative · entry 8 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,160 Underlying: Common Stock · 22,645 shares Expires 2026-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,574 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · derivative · entry 7 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,443 Underlying: Common Stock · 5,574 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 610 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · derivative · entry 6 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,219 Underlying: Common Stock · 610 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2015, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 35,108 | $3.84 | $134,814.72 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · nonDerivative · entry 5 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,744 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 41,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · nonDerivative · entry 4 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 22,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · nonDerivative · entry 3 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · nonDerivative · entry 2 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · nonDerivative · entry 1 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 16:57 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 25,000 | $4.50 | $112,500.00 |
DisclosureSEC source: 0001127602-18-023518 · form4.xml · nonDerivative · entry 1 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,045 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 25, 2018 Filed May 30, 2018 17:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 41,977 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019247 · form4.xml · derivative · entry 10 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,665 Underlying: Common Stock · 41,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F7 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2018 Filed May 30, 2018 17:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019247 · form4.xml · derivative · entry 9 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,805 Underlying: Common Stock · 22,645 shares Expires 2026-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2018 Filed May 30, 2018 17:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,573 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019247 · form4.xml · derivative · entry 8 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,017 Underlying: Common Stock · 5,573 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.