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FCMI FINANCIAL CORP ET AL

Disclosed activity across 1 company

Tapewire entity
147857
SEC CIK
0000931301

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Paramount Gold Nevada Corp.PZG · Entity 901610% ownerJuly 10, 2020July 14, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Paramount Gold Nevada Corp.

Report date July 10, 2020 · Filed July 14, 2020

Jointly reported with FCMI Parent Co., FRIEDBERG ALBERT

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2020-07-10Direct0 Reported balance After 2020-07-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-07-10 · Other · Disposed 380,000 · Balance 0

F2: On July 10, 2020, the Warrants described in Table II expired in accordance with their terms. No consideration was paid to FCMI Parent Co. upon expiration of the Warrants.

F1: Of such 4,976,310 shares, 3,754,099 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. FCMI Financial Corporation is a wholly-owned subsidiary of FCMI Parent Co. All of the Warrants reported as expired in Table II were owned directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect4,976,310 Reported balance Holding disclosure · report date 2020-07-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,976,310

F1: Of such 4,976,310 shares, 3,754,099 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. FCMI Financial Corporation is a wholly-owned subsidiary of FCMI Parent Co. All of the Warrants reported as expired in Table II were owned directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Filing footnotes · ownership attribution and instrument terms

F1: Of such 4,976,310 shares, 3,754,099 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. FCMI Financial Corporation is a wholly-owned subsidiary of FCMI Parent Co. All of the Warrants reported as expired in Table II were owned directly by FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2: On July 10, 2020, the Warrants described in Table II expired in accordance with their terms. No consideration was paid to FCMI Parent Co. upon expiration of the Warrants.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 05, 2017 Filed Jan 24, 2018 21:44 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,300 $1.46 $1,898.00
Disclosure

SEC source: 0001019056-18-000190 · paramount_5.xml · nonDerivative · entry 13

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
July 03, 2017 Filed Jan 24, 2018 21:44 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,700 $1.51 $2,567.00
Disclosure

SEC source: 0001019056-18-000190 · paramount_5.xml · nonDerivative · entry 12

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
June 30, 2017 Filed Jan 24, 2018 21:44 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 3,100 $1.55 $4,805.00
Disclosure

SEC source: 0001019056-18-000190 · paramount_5.xml · nonDerivative · entry 11

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
June 29, 2017 Filed Jan 24, 2018 21:44 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,312 $1.54 $2,020.48
Disclosure

SEC source: 0001019056-18-000190 · paramount_5.xml · nonDerivative · entry 10

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
June 28, 2017 Filed Jan 24, 2018 21:44 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 5,100 $1.57 $8,007.00
Disclosure

SEC source: 0001019056-18-000190 · paramount_5.xml · nonDerivative · entry 9

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
June 27, 2017 Filed Jan 24, 2018 21:44 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,420 $1.56 $2,215.20
Disclosure

SEC source: 0001019056-18-000190 · paramount_5.xml · nonDerivative · entry 8

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
June 26, 2017 Filed Jan 24, 2018 21:44 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 5,200 $1.60 $8,320.00
Disclosure

SEC source: 0001019056-18-000190 · paramount_5.xml · nonDerivative · entry 7

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
June 23, 2017 Filed Jan 24, 2018 21:44 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 2,800 $1.58 $4,424.00
Disclosure

SEC source: 0001019056-18-000190 · paramount_5.xml · nonDerivative · entry 6

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
June 22, 2017 Filed Jan 24, 2018 21:44 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 400 $1.58 $632.00
Disclosure

SEC source: 0001019056-18-000190 · paramount_5.xml · nonDerivative · entry 5

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

Read SEC document
June 21, 2017 Filed Jan 24, 2018 21:44 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,400 $1.58 $2,212.00
Disclosure

SEC source: 0001019056-18-000190 · paramount_5.xml · nonDerivative · entry 4

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

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June 20, 2017 Filed Jan 24, 2018 21:44 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,800 $1.59 $2,862.00
Disclosure

SEC source: 0001019056-18-000190 · paramount_5.xml · nonDerivative · entry 3

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

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June 19, 2017 Filed Jan 24, 2018 21:44 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,600 $1.60 $2,560.00
Disclosure

SEC source: 0001019056-18-000190 · paramount_5.xml · nonDerivative · entry 2

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

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June 16, 2017 Filed Jan 24, 2018 21:44 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 1,600 $1.59 $2,544.00
Disclosure

SEC source: 0001019056-18-000190 · paramount_5.xml · nonDerivative · entry 1

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247,178

F1 · acquired: All shares acquired in the transactions reported in Table I of this Form 5 were acquired by FCMI Parent Co. and were included in the total beneficial ownership of the Reporting Persons shown in Column 5, "Amount of Securities Beneficially Owned Following Reported Transaction(s)," of the Form 4 filed by the Reporting Persons on October 16. 2017.

F2 · balance_after: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · balance_after: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F2 · ownership.direct: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3 · ownership.direct: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

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February 14, 2017 Filed Feb 15, 2017 16:15 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseWarrants to purchase Common Stock · Derivative 248,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-17-000220 · paramount_4.xml · derivative · entry 2

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,400

Underlying: Common Stock · 248,400 shares

Expires 2019-02-14

F3 · derivative.exercise_price: Each warrant will have a two-year term and will be exercisable at the following exercise prices: from February 14, 2017 to and including February 14, 2018, $2.00 per share; from February 15, 2018 to and including February 13, 2019, $2.25 per share, in each case subject to adjustment for certain events set forth in the warrants.

F1 · price: On February 14, 2017, FCMI Parent Co. purchased 496,800 Units of the Issuer at a purchase price of $1.75 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one-half of a share of Common Stock.

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February 14, 2017 Filed Feb 15, 2017 16:15 UTC Paramount Gold Nevada Corp. PZG · Entity 9016 PurchaseCommon Stock, par value $0.01 per share 496,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-17-000220 · paramount_4.xml · nonDerivative · entry 1

FCMI Parent Co. · CIK 0001678258 · 10% owner

FCMI FINANCIAL CORP ET AL · CIK 0000931301 · 10% owner

FRIEDBERG ALBERT · CIK 0001268239 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,148,761

F1 · price: On February 14, 2017, FCMI Parent Co. purchased 496,800 Units of the Issuer at a purchase price of $1.75 per Unit. Each Unit consists of one share of Common Stock and one warrant to purchase one-half of a share of Common Stock.

F2 · ownership.direct: Of such 3,148,761 shares, 1,926,550 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, a wholly-owned subsidiary of FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.