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person · Reporting owner

KEATING MELVIN L

Disclosed activity across 7 companies

Tapewire entity
1477
SEC CIK
0001263463

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGILYSYS INCAGYS · Entity 897DirectorMay 27, 2026May 29, 2026
HARTE HANKS INCHRTH · Entity 7438DirectorMarch 21, 2020September 02, 2020
MAGNACHIP SEMICONDUCTOR CorpMX · Entity 6704DirectorJune 01, 2023June 05, 2023
Red Lion Hotels CORPRLH · Entity 141073DirectorJanuary 09, 2017January 10, 2017
Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473DirectorSeptember 22, 2026September 22, 2026
SPS COMMERCE INCSPSC · Entity 4230DirectorMay 31, 2018June 04, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGILYSYS INC

Report date May 27, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,424 Reported balance After 2026-05-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-27 · Grant · Acquired 1,424 · Balance 1,424

F1: Restricted stock units granted under the Agilysys, Inc. 2024 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Agilysys, Inc.

F2: The restricted stock units vest on May 27, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted under the Agilysys, Inc. 2024 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Agilysys, Inc.

F2: The restricted stock units vest on May 27, 2027.

HARTE HANKS INC

Report date March 21, 2020 · Filed September 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,676 Ending reported balance After 2020-07-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-03-21 · Exercise / conversion · Acquired 23,136 · Balance 31,992

F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Row 2 · 2020-07-22 · Exercise / conversion · Acquired 6,684 · Balance 38,676

F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-03-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-03-21 · Exercise / conversion · Disposed 23,136 · Balance 0

F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F2: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-07-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-07-22 · Exercise / conversion · Disposed 6,684 · Balance 0

F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3: On July 27, 2018, the reporting person was granted 6,835 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. On August 3, 2017, the reporting person was granted 6,382 RSUs, vesting in three equal installments beginning on the first anniversary of the grant date. We accelerated the vesting of these two awards in connection with the reporting person's departure from the Board.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F2: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date.

F3: On July 27, 2018, the reporting person was granted 6,835 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. On August 3, 2017, the reporting person was granted 6,382 RSUs, vesting in three equal installments beginning on the first anniversary of the grant date. We accelerated the vesting of these two awards in connection with the reporting person's departure from the Board.

MAGNACHIP SEMICONDUCTOR Corp

Report date June 01, 2023 · Filed June 05, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect124,445 Reported balance After 2023-06-01 transaction · row 1
1 source row

Row 1 · 2023-06-01 · Grant · Acquired 20,657 · Balance 124,445

Red Lion Hotels CORP

Report date January 09, 2017 · Filed January 10, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect64,516 Reported balance After 2017-01-09 transaction · row 1
1 source row

Row 1 · 2017-01-09 · Grant · Acquired 2,071 · Balance 64,516

F1: Represents the portion of first quarter 2017 director fees paid to the recipient in stock. Based on the closing price of our common stock on January 3, 2017 of $8.45.

F2: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the portion of first quarter 2017 director fees paid to the recipient in stock. Based on the closing price of our common stock on January 3, 2017 of $8.45.

F2: Not applicable.

Rocky Mountain Chocolate Factory, Inc.

Report date September 22, 2026 · Filed September 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect110,079 Reported balance After 2026-09-22 transaction · row 1
1 source row

Row 1 · 2026-09-22 · Grant · Acquired 7,000 · Balance 110,079

SPS COMMERCE INC

Report date May 31, 2018 · Filed June 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect913 Reported balance After 2018-05-31 transaction · row 1
1 source row

Row 1 · 2018-05-31 · Grant · Acquired 913 · Balance 913

F1: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2018, provided the recipient remains a member of the board as of the vesting date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.43 · Expires 2025-05-31Direct3,285 Reported balance After 2018-05-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-05-31 · Grant · Acquired 3,285 · Balance 3,285

F2: Shares subject to this option vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2018, provided the recipient remains a member of the board as of the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2018, provided the recipient remains a member of the board as of the vesting date.

F2: Shares subject to this option vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2018, provided the recipient remains a member of the board as of the vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Vitamin Shoppe, Inc.

Report date December 16, 2019 · Filed December 16, 2019

Section 16 reporting ended · disclosed 2019-12-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeDirect0 Ending reported balance After 2019-12-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-12-16 · Disposition to issuer · Disposed 12,419 · Balance 19,893

F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of August 7, 2019, by and among Vitamin Shoppe, Inc., Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) ("Parent") and Valor Acquisition, LLC ("Merger Sub"), a wholly owned subsidiary of Parent, as amended by the First Amendment to Agreement and Plan of Merger dated November 11, 2019 (as amended, the "Merger Agreement"), pursuant to which Vitamin Shoppe, Inc. merged with and into Merger Sub (the "Merger") effective December 16, 2019.

Row 2 · 2019-12-16 · Disposition to issuer · Disposed 19,893 · Balance 0

F2: Pursuant to the Merger Agreement, each restricted stock unit outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) $6.50 multiplied by (ii) the total number of shares of common stock subject thereto.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of August 7, 2019, by and among Vitamin Shoppe, Inc., Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) ("Parent") and Valor Acquisition, LLC ("Merger Sub"), a wholly owned subsidiary of Parent, as amended by the First Amendment to Agreement and Plan of Merger dated November 11, 2019 (as amended, the "Merger Agreement"), pursuant to which Vitamin Shoppe, Inc. merged with and into Merger Sub (the "Merger") effective December 16, 2019.

F2: Pursuant to the Merger Agreement, each restricted stock unit outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) $6.50 multiplied by (ii) the total number of shares of common stock subject thereto.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2022 Filed Jun 14, 2022 22:01 UTC AGILYSYS INC AGYS · Entity 897 PurchaseCommon Stock 100 $38.20 $3,820.00
Disclosure

SEC source: 0001209191-22-036776 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,528

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:05 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 2,322 $43.06 $99,985.32
Disclosure

SEC source: 0001209191-22-035813 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,428

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2023.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 00:50 UTC AGILYSYS INC AGYS · Entity 897 PurchaseCommon Stock 300 $34.82 $10,446.00
Disclosure

SEC source: 0001209191-22-005752 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,106

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.52 to $35.05, inclusive. The reporting person undertakes to provide to Agilysys, Inc., any security holder of Agilysys, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:10 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 GrantCommon Stock 10,685 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-034889 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,094

Read SEC document
August 18, 2021 Filed Aug 18, 2021 21:26 UTC AGILYSYS INC AGYS · Entity 897 PurchaseCommon Stock 295 $50.46 $14,885.70
Disclosure

SEC source: 0001209191-21-052279 · doc4.xml · nonDerivative · entry 2

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,806

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.18 to $50.76, inclusive. The reporting person undertakes to provide to Agilysys, Inc., any security holder of Agilysys, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 21:26 UTC AGILYSYS INC AGYS · Entity 897 PurchaseCommon Stock 800 $51.45 $41,160.00
Disclosure

SEC source: 0001209191-21-052279 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,511

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.98 to $51.90, inclusive. The reporting person undertakes to provide to Agilysys, Inc., any security holder of Agilysys, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:56 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 1,435 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036883 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,711

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2022.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 19:16 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 4,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059935 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,276

F1 · security: Restricted shares granted under the Agilysys, Inc. 2020 Equity Incentive Plan. The shares vest on March 31, 2021.

Read SEC document
July 22, 2020 Filed Sep 2, 2020 00:27 UTC HARTE HANKS INC HRTH · Entity 7438 Exercise / conversionRestricted Stock Units · Derivative 6,684 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019164 · rdgdoc.xml · derivative · entry 4

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 27, 2018, the reporting person was granted 6,835 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. On August 3, 2017, the reporting person was granted 6,382 RSUs, vesting in three equal installments beginning on the first anniversary of the grant date. We accelerated the vesting of these two awards in connection with the reporting person's departure from the Board.

F3 · derivative.expiration_date: On July 27, 2018, the reporting person was granted 6,835 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. On August 3, 2017, the reporting person was granted 6,382 RSUs, vesting in three equal installments beginning on the first anniversary of the grant date. We accelerated the vesting of these two awards in connection with the reporting person's departure from the Board.

Read SEC document
July 22, 2020 Filed Sep 2, 2020 00:27 UTC HARTE HANKS INC HRTH · Entity 7438 Exercise / conversionCommon Stock 6,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-019164 · rdgdoc.xml · nonDerivative · entry 2

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 20:16 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 GrantCommon Stock 18,501 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-019653 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,409

Read SEC document
March 21, 2020 Filed Sep 2, 2020 00:27 UTC HARTE HANKS INC HRTH · Entity 7438 Exercise / conversionRestricted Stock Units · Derivative 23,136 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019164 · rdgdoc.xml · derivative · entry 3

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date.

F2 · derivative.expiration_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date.

Read SEC document
March 21, 2020 Filed Sep 2, 2020 00:27 UTC HARTE HANKS INC HRTH · Entity 7438 Exercise / conversionCommon Stock 23,136 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-019164 · rdgdoc.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
March 17, 2020 Filed Mar 23, 2020 13:46 UTC AGILYSYS INC AGYS · Entity 897 PurchaseCommon Stock 300 $16.74 $5,022.00
Disclosure

SEC source: 0001209191-20-020580 · doc4.xml · nonDerivative · entry 4

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,888

Read SEC document
March 16, 2020 Filed Mar 23, 2020 13:46 UTC AGILYSYS INC AGYS · Entity 897 PurchaseCommon Stock 200 $17.30 $3,460.00
Disclosure

SEC source: 0001209191-20-020580 · doc4.xml · nonDerivative · entry 3

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,588

Read SEC document
March 16, 2020 Filed Mar 23, 2020 13:46 UTC AGILYSYS INC AGYS · Entity 897 PurchaseCommon Stock 300 $17.15 $5,145.00
Disclosure

SEC source: 0001209191-20-020580 · doc4.xml · nonDerivative · entry 2

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,388

Read SEC document
March 16, 2020 Filed Mar 23, 2020 13:46 UTC AGILYSYS INC AGYS · Entity 897 PurchaseCommon Stock 300 $17.02 $5,106.00
Disclosure

SEC source: 0001209191-20-020580 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,088

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:49 UTC Vitamin Shoppe, Inc. VSI · Entity 16967 Disposition to issuerCommon Stock, par value $0.01 19,893 $6.50 $129,304.50
Disclosure

SEC source: 0000899243-19-029273 · doc4.xml · nonDerivative · entry 2

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Pursuant to the Merger Agreement, each restricted stock unit outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) $6.50 multiplied by (ii) the total number of shares of common stock subject thereto.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 21:49 UTC Vitamin Shoppe, Inc. VSI · Entity 16967 Disposition to issuerCommon Stock, par value $0.01 12,419 $6.50 $80,723.50
Disclosure

SEC source: 0000899243-19-029273 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,893

F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger dated as of August 7, 2019, by and among Vitamin Shoppe, Inc., Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) ("Parent") and Valor Acquisition, LLC ("Merger Sub"), a wholly owned subsidiary of Parent, as amended by the First Amendment to Agreement and Plan of Merger dated November 11, 2019 (as amended, the "Merger Agreement"), pursuant to which Vitamin Shoppe, Inc. merged with and into Merger Sub (the "Merger") effective December 16, 2019.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 20:56 UTC AGILYSYS INC AGYS · Entity 897 PurchaseCommon Stock 1,200 $24.48 $29,376.00
Disclosure

SEC source: 0001209191-19-060834 · doc4.xml · nonDerivative · entry 2

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,788

Read SEC document
December 13, 2019 Filed Dec 17, 2019 20:56 UTC AGILYSYS INC AGYS · Entity 897 PurchaseCommon Stock 700 $24.24 $16,968.00
Disclosure

SEC source: 0001209191-19-060834 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,588

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:31 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 GrantCommon Stock 19,403 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021974 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,908

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:10 UTC Vitamin Shoppe, Inc. VSI · Entity 16967 GrantCommon Stock, par value $0.01 19,893 $0.00 $0.00
Disclosure

SEC source: 0001360530-19-000048 · wf-form4_156209820036222.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,312

F1 · shares: These shares are restricted stock units that were issued pursuant to the Registrant's 2018 Long-Term Incentive Plan, as the annual award to directors pursuant to the Director Compensation Plan and Stock Ownership Guidelines. Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units vest in four equal quarterly installments on October 1, 2019, January 2, 2020 April 1, 2020 and July 1, 2020.

Read SEC document
May 28, 2019 Filed May 30, 2019 21:53 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 3,308 $22.67 $74,992.36
Disclosure

SEC source: 0001209191-19-033508 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,888

F1 · security: Restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The shares vest on March 31, 2020.

Read SEC document
March 21, 2019 Filed Mar 28, 2019 13:26 UTC HARTE HANKS INC HHS · Entity 7438 GrantCommon Stock 23,136 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-003518 · wf-form4_155377958592444.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,676

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant.

F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 38,676.

Read SEC document
January 03, 2019 Filed Jan 3, 2019 18:50 UTC HARTE HANKS INC HHS · Entity 7438 GrantCommon Stock 1,355 $2.42 $3,279.10
Disclosure

SEC source: 0001628280-19-000069 · wf-form4_154654138516737.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 15:38 UTC HARTE HANKS INC HHS · Entity 7438 GrantCommon Stock 460 $7.13 $3,279.80
Disclosure

SEC source: 0001628280-18-012205 · wf-form4_153849471208639.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,095

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

Read SEC document
August 03, 2018 Filed Aug 3, 2018 13:01 UTC HARTE HANKS INC HHS · Entity 7438 Exercise / conversionRestricted Stock Units · Derivative 2,127 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010389 · wf-form4_153330126685263.xml · derivative · entry 2

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,255

Underlying: Common Stock · 2,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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August 03, 2018 Filed Aug 3, 2018 13:01 UTC HARTE HANKS INC HHS · Entity 7438 Exercise / conversionCommon Stock 2,127 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-010389 · wf-form4_153330126685263.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

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July 27, 2018 Filed Jul 30, 2018 18:12 UTC HARTE HANKS INC HHS · Entity 7438 GrantCommon Stock 6,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-009745 · wf-form4_153297430904638.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,725

F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

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July 23, 2018 Filed Jul 25, 2018 20:05 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 GrantCommon Stock 17,489 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-020570 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,505

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July 16, 2018 Filed Jul 16, 2018 18:42 UTC HARTE HANKS INC HHS · Entity 7438 GrantCommon Stock 236 $11.10 $2,619.60
Disclosure

SEC source: 0001628280-18-009236 · wf-form4_153176655689794.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

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July 02, 2018 Filed Jul 5, 2018 20:11 UTC Vitamin Shoppe, Inc. VSI · Entity 16967 GrantCommon Stock 10,948 $6.85 $74,993.80
Disclosure

SEC source: 0001360530-18-000073 · wf-form4_153082148380617.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,419

F1 · shares: These shares are restricted stock units that were issued pursuant to the Registrant's 2018 Long-Term Incentive Plan as the annual award to directors pursuant to the Director Compensation Plan and Stock Ownership Guidelines. Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units vest in four equal quarterly installments on October 1, 2018, January 2, 2019, April 1, 2019 and July 1, 2019.

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May 31, 2018 Filed Jun 5, 2018 00:51 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 5,274 $14.22 $74,996.28
Disclosure

SEC source: 0001209191-18-035401 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,580

F1 · security: Restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The shares vest on March 31, 2019.

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May 31, 2018 Filed Jun 4, 2018 21:39 UTC SPS COMMERCE INC SPSC · Entity 4230 GrantStock Option (right to buy) · Derivative 3,285 $0.00 Strike: $74.43 $0.00
Disclosure

SEC source: 0001209191-18-035260 · doc4.xml · derivative · entry 2

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,285

Underlying: Common Stock · 3,285 shares

Expires 2025-05-31

F2 · derivative.exercise_date: Shares subject to this option vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2018, provided the recipient remains a member of the board as of the vesting date.

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May 31, 2018 Filed Jun 4, 2018 21:39 UTC SPS COMMERCE INC SPSC · Entity 4230 GrantCommon Stock 913 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035260 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

F1 · shares: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2018, provided the recipient remains a member of the board as of the vesting date.

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May 03, 2018 Filed May 7, 2018 21:05 UTC SPS COMMERCE INC SPSC · Entity 4230 GrantStock Option (right to buy) · Derivative 4,911 $0.00 Strike: $71.57 $0.00
Disclosure

SEC source: 0001209191-18-028368 · doc4.xml · derivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,911

Underlying: Common Stock · 4,911 shares

Expires 2025-05-03

F1 · derivative.exercise_date: Shares subject to this option vest in equal monthly installments over three years commencing on the first day of the calendar month following the initial appointment or election to the board (March 16, 2018), provided the recipient remains a member of the board as of the vesting date.

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April 24, 2018 Filed Apr 26, 2018 20:12 UTC Vitamin Shoppe, Inc. VSI · Entity 16967 GrantCommon Stock 1,471 $0.00 $0.00
Disclosure

SEC source: 0001360530-18-000046 · wf-form4_152477352437054.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471

F1 · shares: Each restricted stock unit granted represents a right contingent on time vesting to receive one share of Common Stock.

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April 13, 2018 Filed Apr 13, 2018 16:03 UTC HARTE HANKS INC HHS · Entity 7438 GrantCommon Stock 272 $9.16 $2,491.52
Disclosure

SEC source: 0001628280-18-004240 · wf-form4_152363542134308.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018.

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February 13, 2018 Filed Feb 14, 2018 22:42 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 PurchaseCommon Stock 3,600 $9.01 $32,432.04
Disclosure

SEC source: 0000899243-18-003888 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,016

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $8.945 to $9.095 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote.

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August 03, 2017 Filed Aug 4, 2017 17:39 UTC HARTE HANKS INC HHS · Entity 7438 GrantRestricted Stock Units · Derivative 63,829 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008084 · wf-form4_150186836710750.xml · derivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,829

Underlying: Common Stock · 63,829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

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July 12, 2017 Filed Jul 14, 2017 20:30 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 GrantStock Option (Right to Buy) · Derivative 11,833 $0.00 Strike: $10.35 $0.00
Disclosure

SEC source: 0000899243-17-018273 · doc4.xml · derivative · entry 2

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,833

Underlying: Common Stock · 11,833 shares

Expires 2027-07-12

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in full, subject to continued service, on the earlier of 7/12/2018 and the meeting date of the Issuer's next annual meeting of stockholders.

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July 12, 2017 Filed Jul 14, 2017 20:30 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 GrantCommon Stock 5,797 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-018273 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,416

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June 14, 2017 Filed Jun 16, 2017 22:36 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 7,113 $0.00 $0.00
Disclosure

SEC source: 0000950138-17-000497 · edgar.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,306

F1 · security: Restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The shares vest on March 31, 2018.

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February 22, 2017 Filed Feb 23, 2017 21:02 UTC AGILYSYS INC AGYS · Entity 897 PurchaseCommon Stock 3,144 $9.23 $29,019.12
Disclosure

SEC source: 0000950138-17-000220 · edgar.xml · nonDerivative · entry 2

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,193

F1 · price: Weighted average price. Shares purchased at prices between $9.11 and $9.34.

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February 21, 2017 Filed Feb 23, 2017 21:02 UTC AGILYSYS INC AGYS · Entity 897 PurchaseCommon Stock 700 $9.30 $6,510.00
Disclosure

SEC source: 0000950138-17-000220 · edgar.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,049

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January 09, 2017 Filed Jan 10, 2017 18:17 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 2,071 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-003252 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,516

F1 · shares: Represents the portion of first quarter 2017 director fees paid to the recipient in stock. Based on the closing price of our common stock on January 3, 2017 of $8.45.

F2 · price: Not applicable.

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October 10, 2016 Filed Oct 11, 2016 16:41 UTC Red Lion Hotels CORP RLH · Entity 141073 GrantCommon Stock 2,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145589 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,445

F1 · shares: Represents the portion of fourth quarter 2016 director fees paid to the recipient in stock. Based on the closing price of our common stock on October 3, 2016 of $8.22.

F2 · price: Not applicable.

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September 15, 2016 Filed Sep 20, 2016 01:44 UTC AGILYSYS INC AGYS · Entity 897 GrantCommon Stock 6,071 $0.00 $0.00
Disclosure

SEC source: 0000950138-16-001353 · edgar.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,349

F1 · security: Restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The shares vest on March 31, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.