Baratta Joseph

SEC source: 0001209191-22-023196 · doc4.xml · nonDerivative · entry 1

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242,709

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, 10% of these deferred restricted shares, or 2,402 shares, will vest on July 1, 2023; an additional 10%, or 2,402 shares, will vest on July 1, 2024; an additional 20%, or 4,804 shares, will vest on July 1, 2025; an additional 30%, or 7,207 shares, will vest on July 1, 2026; and the remaining 30%, or 7,206 shares, will vest on July 1, 2027. As these deferred restricted shares vest, the shares will be delivered to the Reporting Person, except that 1/4 of the vested shares will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

SEC source: 0001209191-21-069151 · doc4.xml · nonDerivative · entry 2

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,688

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.92 to $135.04, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001209191-21-069151 · doc4.xml · nonDerivative · entry 1

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221,188

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.92 to $134.91, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001209191-21-068865 · doc4.xml · nonDerivative · entry 2

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,188

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.405 to $135.71, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001209191-21-068865 · doc4.xml · nonDerivative · entry 1

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,261,398

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.41 to $135.40, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001209191-21-068464 · doc4.xml · derivative · entry 3

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,328,538

Underlying: Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 75,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Common Stock of Blackstone Inc.

F2 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F2 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F2 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

SEC source: 0001209191-21-068464 · doc4.xml · nonDerivative · entry 1

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 75,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Common Stock of Blackstone Inc.

SEC source: 0001209191-21-068464 · doc4.xml · derivative · entry 2

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,403,538

Underlying: Common Stock · 35,000 shares

Expires not disclosed

F2 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F3 · kind: The Reporting Person donated 35,000 Blackstone Holdings partnership units to a charitable foundation.

F2 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F2 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

SEC source: 0001209191-21-050236 · doc4.xml · nonDerivative · entry 3

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,688

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.07 to $114.45, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001209191-21-050236 · doc4.xml · nonDerivative · entry 2

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249,477

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.15 to $116.73, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001209191-21-050236 · doc4.xml · nonDerivative · entry 1

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255,552

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.08 to $116.07, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001209191-21-049402 · doc4.xml · derivative · entry 4

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438,538

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F3 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 100,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Common Stock of The Blackstone Group Inc.

F4 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F4 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F4 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

SEC source: 0001209191-21-049402 · doc4.xml · nonDerivative · entry 3

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,318,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 100,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Common Stock of The Blackstone Group Inc.

SEC source: 0001209191-21-049402 · doc4.xml · nonDerivative · entry 2

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,688

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.14 to $116.39, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001209191-21-049402 · doc4.xml · nonDerivative · entry 1

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,634

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.14 to $116.13, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001209191-21-043515 · doc4.xml · nonDerivative · entry 1

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283,592

SEC source: 0001209191-21-025750 · doc4.xml · nonDerivative · entry 1

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,284,261

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, 10% of these deferred restricted shares, or 8,426 shares, will vest on July 1, 2022; an additional 10%, or 8,426 shares, will vest on July 1, 2023; an additional 20%, or 16,852 shares, will vest on July 1, 2024; an additional 30%, or 25,277 shares, will vest on July 1, 2025; and the remaining 30%, or 25,277 shares, will vest on July 1, 2026. As these deferred restricted shares vest, the shares will be delivered to the Reporting Person, except that 1/4 of the vested shares will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

SEC source: 0001209191-21-003327 · doc4.xml · nonDerivative · entry 1

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,003

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest ratably over a three-year period, with 28,852 shares vesting on January 1, 2022, 28,851 shares vesting on January 1, 2023, and 28,852 shares vesting on January 1, 2024, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted shares vest, the underlying shares will be delivered to the Reporting Person. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

SEC source: 0001209191-21-011052 · doc5.xml · derivative · entry 1

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,541,950

Underlying: Class A Common Stock · 210,002 shares

Expires not disclosed

F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F2 · kind: For estate planning purposes, the Reporting Person gifted interests in the limited liability company described herein to a trust for the benefit of the Reporting Person's family, of which the Reporting Person and his spouse are trustees. No Blackstone Holdings partnership units were transferred by this gift. The limited liability company continues to directly hold 4,541,950 Blackstone Holdings partnership units after the gift reported herein. The amount reported in Table II as being disposed of represents the indirect interest in the Blackstone Holdings partnership units gifted to the trust.

F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F3 · ownership.nature: These securities are held by a limited liability company, of which the Reporting Person is the manager.

SEC source: 0001209191-20-045988 · doc4.xml · nonDerivative · entry 1

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,448

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.67 to $53.14, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001209191-20-045564 · doc4.xml · nonDerivative · entry 3

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178,633

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.83 to $53.58, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001209191-20-045564 · doc4.xml · nonDerivative · entry 2

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,428,633

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.24 to $53.16, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001209191-20-045564 · doc4.xml · derivative · entry 4

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,538,538

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 500,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Class A Common Stock of The Blackstone Group Inc.

F4 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F4 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F4 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

SEC source: 0001209191-20-045564 · doc4.xml · nonDerivative · entry 1

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,613,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 500,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Class A Common Stock of The Blackstone Group Inc.

SEC source: 0001209191-20-029886 · doc4.xml · nonDerivative · entry 1

Baratta Joseph · CIK 0001574706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,448

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, 10% of these deferred restricted shares, or 86,539 shares, will vest on July 1, 2021; an additional 10%, or 86,539 shares, will vest on July 1, 2022; an additional 20%, or 173,078 shares, will vest on July 1, 2023; an additional 30%, or 259,617 shares, will vest on July 1, 2024; and the remaining 30%, or 259,618 shares, will vest on July 1, 2025. As these deferred restricted shares vest, the shares will be delivered to the Reporting Person, except that 1/4 of the vested shares will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.