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LaPrade,III Frank G.

Disclosed activity across 1 company

Tapewire entity
14760
SEC CIK
0001497948

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CAPITAL ONE FINANCIAL CORPCOF · Entity 547Chief Enterprise Srvcs OfficerApril 07, 2026April 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAPITAL ONE FINANCIAL CORP

Report date April 07, 2026 · Filed April 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect69,283 Reported balance After 2026-04-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-07 · Grant · Acquired 11,041 · Balance 69,283

F1: This restricted stock unit award will vest in 1/3 increments beginning on April 7, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)830 Reported balance Holding disclosure · report date 2026-04-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 830

F2: Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.

Filing footnotes · ownership attribution and instrument terms

F1: This restricted stock unit award will vest in 1/3 increments beginning on April 7, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2: Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 07, 2026 Filed Apr 9, 2026 20:40 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 11,041 $0.00 $0.00
Disclosure

SEC source: 0001497948-26-000008 · wk-form4_1775767241.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,283

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on April 7, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:50 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 5,482 $185.73 $1,018,171.86
Disclosure

SEC source: 0001497948-26-000006 · wk-form4_1773262252.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,242

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:50 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 12,154 $0.00 $0.00
Disclosure

SEC source: 0001497948-26-000006 · wk-form4_1773262252.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,724

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:04 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,304 $207.37 $270,410.48
Disclosure

SEC source: 0001497948-26-000004 · wk-form4_1771452296.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,570

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:04 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,880 $207.37 $389,855.60
Disclosure

SEC source: 0001497948-26-000004 · wk-form4_1771452296.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,874

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:04 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,711 $207.37 $354,810.07
Disclosure

SEC source: 0001497948-26-000004 · wk-form4_1771452296.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,754

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:58 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 8,150 $0.00 $0.00
Disclosure

SEC source: 0001497948-26-000002 · wk-form4_1770328709.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,465

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 21:54 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 13,564 $222.41 $3,016,769.24
Disclosure

SEC source: 0001497948-25-000007 · wk-form4_1763416477.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,315

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.95 to $222.94. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 21:54 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 4,276 $220.84 $944,311.84
Disclosure

SEC source: 0001497948-25-000007 · wk-form4_1763416477.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,879

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.61 to $221.57. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:52 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 12,780 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000220 · wk-form4_1749160112.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,155

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 4,260 $163.87 $698,086.20
Disclosure

SEC source: 0000927628-25-000108 · wk-form4_1741816745.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,375

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:59 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 9,444 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000108 · wk-form4_1741816745.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,635

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:43 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,880 $202.16 $380,060.80
Disclosure

SEC source: 0000927628-25-000074 · wk-form4_1740004987.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,191

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:43 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 2,228 $202.16 $450,412.48
Disclosure

SEC source: 0000927628-25-000074 · wk-form4_1740004987.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,071

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:43 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,082 $202.16 $218,737.12
Disclosure

SEC source: 0000927628-25-000074 · wk-form4_1740004987.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,299

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:07 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 8,670 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000039 · wk-form4_1738886855.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,381

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 20:17 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 15,751 $160.00 $2,520,160.00
Disclosure

SEC source: 0000927628-24-000287 · wk-form4_1729541841.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,711

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:55 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 10,254 $138.46 $1,419,768.84
Disclosure

SEC source: 0000927628-24-000135 · wk-form4_1710370499.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,462

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:55 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 20,466 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000135 · wk-form4_1710370499.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,716

F1 · kind: These shares were earned pursuant to a performance share award agreement granted on February 4, 2021, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:17 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 2,697 $136.36 $367,762.92
Disclosure

SEC source: 0000927628-24-000085 · wk-form4_1708463813.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,250

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:17 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,306 $136.36 $178,086.16
Disclosure

SEC source: 0000927628-24-000085 · wk-form4_1708463813.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,947

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:17 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,436 $136.36 $195,812.96
Disclosure

SEC source: 0000927628-24-000085 · wk-form4_1708463813.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,253

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:55 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 12,503 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000048 · wk-form4_1707170125.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,689

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:09 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionStock Options · Derivative 27,955 $0.00 Strike: $86.34 $0.00
Disclosure

SEC source: 0000927628-23-000326 · wk-form4_1702937372.xml · derivative · entry 5

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,955 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:09 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 11,805 $130.00 $1,534,650.00
Disclosure

SEC source: 0000927628-23-000326 · wk-form4_1702937372.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,186

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023. in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:09 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 27,955 $130.00 $3,634,150.00
Disclosure

SEC source: 0000927628-23-000326 · wk-form4_1702937372.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,991

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023. in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:09 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 27,955 $86.34 $2,413,634.70
Disclosure

SEC source: 0000927628-23-000326 · wk-form4_1702937372.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023. in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 13, 2023 Filed Dec 14, 2023 22:43 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 23,253 $125.01 $2,906,857.53
Disclosure

SEC source: 0000927628-23-000318 · wk-form4_1702593786.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,991

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:43 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 7,962 $120.00 $955,440.00
Disclosure

SEC source: 0000927628-23-000318 · wk-form4_1702593786.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,244

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:05 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 8,776 $108.58 $952,898.08
Disclosure

SEC source: 0000927628-23-000130 · wf-form4_167787752347396.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,206

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:05 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 17,522 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000130 · wf-form4_167787752347396.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,982

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:08 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,654 $114.63 $189,598.02
Disclosure

SEC source: 0000927628-23-000093 · wf-form4_167666808837544.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,460

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:08 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,431 $114.63 $164,035.53
Disclosure

SEC source: 0000927628-23-000093 · wf-form4_167666808837544.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,114

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:08 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,307 $114.63 $149,821.41
Disclosure

SEC source: 0000927628-23-000093 · wf-form4_167666808837544.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,545

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:54 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 16,173 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000026 · wf-form4_167511565555670.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,852

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 14,680 $130.09 $1,909,721.20
Disclosure

SEC source: 0000927628-22-000132 · wf-form4_164737513171484.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,679

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 30,393 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000132 · wf-form4_164737513171484.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,359

F1 · security: These shares were earned pursuant to an award of performance shares granted on January 31, 2019 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:14 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,975 $158.89 $313,807.75
Disclosure

SEC source: 0000927628-22-000092 · wf-form4_164513244562302.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,966

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

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February 15, 2022 Filed Feb 17, 2022 21:14 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,661 $158.89 $263,916.29
Disclosure

SEC source: 0000927628-22-000092 · wf-form4_164513244562302.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,941

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

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February 15, 2022 Filed Feb 17, 2022 21:14 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,794 $158.89 $285,048.66
Disclosure

SEC source: 0000927628-22-000092 · wf-form4_164513244562302.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,602

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

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February 03, 2022 Filed Feb 7, 2022 21:32 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 10,757 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000049 · wf-form4_164426954541535.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,396

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

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September 02, 2021 Filed Sep 7, 2021 20:05 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 1,409 $162.49 $228,948.41
Disclosure

SEC source: 0000927628-21-000272 · wf-form4_163104513366787.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,639

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 3, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.40 to $162.52. Information regarding the number of shares sold at each price will be provided upon request.

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September 02, 2021 Filed Sep 7, 2021 20:05 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 1,923 $162.12 $311,756.76
Disclosure

SEC source: 0000927628-21-000272 · wf-form4_163104513366787.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,048

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 3, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.39 to $162.38. Information regarding the number of shares sold at each price will be provided upon request.

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September 02, 2021 Filed Sep 7, 2021 20:05 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 8,336 $160.83 $1,340,678.88
Disclosure

SEC source: 0000927628-21-000272 · wf-form4_163104513366787.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,971

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 3, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.38 to $161.35. Information regarding the number of shares sold at each price will be provided upon request.

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June 01, 2021 Filed Jun 3, 2021 20:18 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionStock Options · Derivative 32,420 $0.00 Strike: $63.73 $0.00
Disclosure

SEC source: 0000927628-21-000220 · wf-form4_162275149747270.xml · derivative · entry 5

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,420 shares

Expires 2026-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter.

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June 01, 2021 Filed Jun 3, 2021 20:18 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 12,822 $165.16 $2,117,681.52
Disclosure

SEC source: 0000927628-21-000220 · wf-form4_162275149747270.xml · nonDerivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,307

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.85 to $165.61. Information regarding the number of shares sold at each price will be provided upon request.

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June 01, 2021 Filed Jun 3, 2021 20:18 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 19,598 $164.45 $3,222,891.10
Disclosure

SEC source: 0000927628-21-000220 · wf-form4_162275149747270.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,129

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.85 to $164.84. Information regarding the number of shares sold at each price will be provided upon request.

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June 01, 2021 Filed Jun 3, 2021 20:18 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionCommon Stock 32,420 $63.73 $2,066,126.60
Disclosure

SEC source: 0000927628-21-000220 · wf-form4_162275149747270.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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April 14, 2021 Filed Apr 15, 2021 20:35 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversionStock Options · Derivative 31,903 $0.00 Strike: $74.96 $0.00
Disclosure

SEC source: 0000927628-21-000151 · wf-form4_161851886210272.xml · derivative · entry 4

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,903 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter.

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April 14, 2021 Filed Apr 15, 2021 20:35 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 31,903 $135.02 $4,307,543.06
Disclosure

SEC source: 0000927628-21-000151 · wf-form4_161851886210272.xml · nonDerivative · entry 2

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,307

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.02. Information regarding the number of shares sold at each price will be provided upon request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.