TapewireFind a company

person · Reporting owner

Clay Catherine R

Disclosed activity across 3 companies

Tapewire entity
14721
SEC CIK
0001853497

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cboe Global Markets, Inc.CBOE · Entity 3134EVP, GLOBAL DERIVATIVESJuly 15, 2025July 17, 2025
JONES LANG LASALLE INCJLL · Entity 3326DirectorOctober 01, 2025October 01, 2025
S&P Global Inc.SPGI · Entity 2879CEO, S&P Dow Jones IndicesMay 01, 2026May 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cboe Global Markets, Inc.

Report date July 15, 2025 · Filed July 17, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect627 Reported balance After 2025-07-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-07-15 · Grant · Acquired 627 · Balance 627

F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2: The restricted stock units vest in three equal annual installments on February 19, 2026, February 19, 2027, and February 19, 2028.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2: The restricted stock units vest in three equal annual installments on February 19, 2026, February 19, 2027, and February 19, 2028.

JONES LANG LASALLE INC

Report date October 01, 2025 · Filed October 01, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect993 Reported balance After 2025-10-01 transaction · row 1
1 source row

Row 1 · 2025-10-01 · Grant · Acquired 48 · Balance 993

F1: Represents shares elected to receive in lieu of annual cash retainer payable quarterly in advance for the fourth quarter of the fiscal year 2025, in accordance with prior election under the non-executive director compensation program. The receipt of these shares has been deferred pursuant to the Jones Lang LaSalle Inc Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares elected to receive in lieu of annual cash retainer payable quarterly in advance for the fourth quarter of the fiscal year 2025, in accordance with prior election under the non-executive director compensation program. The receipt of these shares has been deferred pursuant to the Jones Lang LaSalle Inc Deferred Compensation Plan.

S&P Global Inc.

Report date May 01, 2026 · Filed May 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,500 Reported balance After 2026-05-01 transaction · row 1
1 source row

Row 1 · 2026-05-01 · Purchase · Acquired 2,500 · Balance 2,500

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,325 Reported balance Holding disclosure · report date 2026-05-01 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 1,325

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 1,325 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct857 Reported balance Holding disclosure · report date 2026-05-01 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 857

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3: As previously reported, the reporting person was granted 857 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 1,325 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029.

F3: As previously reported, the reporting person was granted 857 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2026 Filed May 4, 2026 20:18 UTC S&P Global Inc. SPGI · Entity 2879 PurchaseCommon Stock 2,500 $431.39 $1,078,475.00
Disclosure

SEC source: 0001853497-26-000004 · wk-form4_1777925906.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · CEO, S&P Dow Jones Indices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:03 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001853497-26-000002 · wk-form4_1772571797.xml · derivative · entry 2

Clay Catherine R · CIK 0001853497 · CEO, S&P Dow Jones Indices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 857

Underlying: Common Stock · 857 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: The reporting person was granted 857 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029.

F3 · derivative.expiration_date: The reporting person was granted 857 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:03 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 1,325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001853497-26-000002 · wk-form4_1772571797.xml · derivative · entry 1

Clay Catherine R · CIK 0001853497 · CEO, S&P Dow Jones Indices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,325

Underlying: Common Stock · 1,325 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,325 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029.

F2 · derivative.expiration_date: The reporting person was granted 1,325 restricted stock units on 03/01/2026, subject to 3-year vesting. The restricted stock units will vest 33% on 03/01/2027, 33% on 03/01/2028 and 34% on 03/01/2029.

Read SEC document
October 01, 2025 Filed Oct 1, 2025 13:08 UTC JONES LANG LASALLE INC JLL · Entity 3326 GrantCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0001037976-25-000054 · form4.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 993

F1 · kind: Represents shares elected to receive in lieu of annual cash retainer payable quarterly in advance for the fourth quarter of the fiscal year 2025, in accordance with prior election under the non-executive director compensation program. The receipt of these shares has been deferred pursuant to the Jones Lang LaSalle Inc Deferred Compensation Plan.

Read SEC document
July 15, 2025 Filed Jul 17, 2025 20:32 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantRestricted Stock Units · Derivative 627 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-019931 · form4-07172025_080725.xml · derivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627

Underlying: Common Stock · 627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on February 19, 2026, February 19, 2027, and February 19, 2028.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on February 19, 2026, February 19, 2027, and February 19, 2028.

Read SEC document
July 01, 2025 Filed Jul 7, 2025 21:26 UTC JONES LANG LASALLE INC JLL · Entity 3326 GrantCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-018993 · form4.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 945

F1 · kind: Represents shares elected received in lieu of annual cash retainer payable quarterly in advance for the third quarter of fiscal year 2025, in accordance with prior election under the Non-Executive Director Compensation program.The receipt of these shares has been deferred pursuant to the Jones Lang LaSalle Inc. Deferred Compensation Plan.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 17:08 UTC JONES LANG LASALLE INC JLL · Entity 3326 GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016683 · form4.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 870

F1 · kind: On June 2, 2025, the Reporting Person was granted 870 shares of common stock. The receipt of 435 shares (50%) has been deferred in accordance with prior election pursuant to the Jones Lang LaSalle Inc. deferred compensation plan.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:52 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 SaleCommon Stock 3,598 $226.58 $815,234.84
Disclosure

SEC source: 0001415889-25-014733 · form4-05282025_080507.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,183

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantRestricted Stock Units · Derivative 2,379 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · derivative · entry 14

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,379

Underlying: Common Stock · 2,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F6 · derivative.exercise_date: The restricted stock units vest on February 19, 2028.

F6 · derivative.expiration_date: The restricted stock units vest on February 19, 2028.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantRestricted Stock Units · Derivative 3,568 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · derivative · entry 13

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,568

Underlying: Common Stock · 3,568 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2026.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2026.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionRestricted Stock Units · Derivative 893 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · derivative · entry 12

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,786

Underlying: Common Stock · 893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionRestricted Stock Units · Derivative 83 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · derivative · entry 11

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83

Underlying: Common Stock · 83 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2024.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionRestricted Stock Units · Derivative 862 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · derivative · entry 10

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 863

Underlying: Common Stock · 862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2024.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionRestricted Stock Units · Derivative 757 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · derivative · entry 9

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2023.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Tax withholdingCommon Stock 396 $210.25 $83,259.00
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · nonDerivative · entry 8

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,781

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionCommon Stock 893 $210.25 $187,753.25
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · nonDerivative · entry 7

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Tax withholdingCommon Stock 37 $210.25 $7,779.25
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · nonDerivative · entry 6

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,284

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionCommon Stock 83 $210.25 $17,450.75
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · nonDerivative · entry 5

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Tax withholdingCommon Stock 382 $210.25 $80,315.50
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · nonDerivative · entry 4

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,238

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionCommon Stock 862 $210.25 $181,235.50
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · nonDerivative · entry 3

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Tax withholdingCommon Stock 326 $210.25 $68,541.50
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · nonDerivative · entry 2

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,758

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:34 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionCommon Stock 757 $210.25 $159,159.25
Disclosure

SEC source: 0001415889-25-005090 · form4-02212025_090230.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2025 Filed Feb 13, 2025 00:19 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Tax withholdingCommon Stock 1,292 $209.71 $270,945.32
Disclosure

SEC source: 0001415889-25-003800 · form4-02132025_120254.xml · nonDerivative · entry 3

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,327

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSUs and the issuance of the underlying shares of the Issuer's common stock.

Read SEC document
February 10, 2025 Filed Feb 13, 2025 00:19 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantCommon Stock 4,291 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003800 · form4-02132025_120254.xml · nonDerivative · entry 2

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,619

F1 · kind: Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the vesting of the restricted stock unit awards - performance based ("PSU") that were awarded to the Reporting Person on February 19, 2022. The issuance was based on the level of achievement by the Issuer of certain pre-established performance metrics for the performance period January 1, 2022 to December 31, 2024 as determined by the Compensation Committee on February 10, 2025.

Read SEC document
February 10, 2025 Filed Feb 13, 2025 00:19 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 SaleCommon Stock 3,000 $211.85 $635,550.00
Disclosure

SEC source: 0001415889-25-003800 · form4-02132025_120254.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,328

Read SEC document
August 07, 2024 Filed Aug 9, 2024 20:30 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 SaleCommon Stock 131 $203.15 $26,612.65
Disclosure

SEC source: 0001415889-24-021048 · form4-08092024_080814.xml · nonDerivative · entry 2

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,328

Read SEC document
August 07, 2024 Filed Aug 9, 2024 20:30 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 SaleCommon Stock 469 $203.25 $95,324.25
Disclosure

SEC source: 0001415889-24-021048 · form4-08092024_080814.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,459

Read SEC document
May 13, 2024 Filed May 15, 2024 20:43 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionRestricted Stock Units · Derivative 484 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013242 · form4-05152024_080507.xml · derivative · entry 3

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on May 13, 2022.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:43 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Tax withholdingCommon Stock 212 $182.15 $38,615.80
Disclosure

SEC source: 0001415889-24-013242 · form4-05152024_080507.xml · nonDerivative · entry 2

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,928

Read SEC document
May 13, 2024 Filed May 15, 2024 20:43 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionCommon Stock 484 $182.15 $88,160.60
Disclosure

SEC source: 0001415889-24-013242 · form4-05152024_080507.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:37 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 SaleCommon Stock 1,100 $185.06 $203,566.00
Disclosure

SEC source: 0001415889-24-012997 · form4-05132024_080516.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,656

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantRestricted Stock Units · Derivative 2,679 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004825 · form4-02222024_090236.xml · derivative · entry 13

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,679

Underlying: Common Stock · 2,679 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2025.

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2025.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionRestricted Stock Units · Derivative 82 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004825 · form4-02222024_090236.xml · derivative · entry 12

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166

Underlying: Common Stock · 82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2024.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionRestricted Stock Units · Derivative 862 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004825 · form4-02222024_090236.xml · derivative · entry 11

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Common Stock · 862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2024.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionRestricted Stock Units · Derivative 757 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004825 · form4-02222024_090236.xml · derivative · entry 10

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757

Underlying: Common Stock · 757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2023.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionRestricted Stock Units · Derivative 1,023 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004825 · form4-02222024_090236.xml · derivative · entry 9

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2022.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Tax withholdingCommon Stock 35 $186.69 $6,534.15
Disclosure

SEC source: 0001415889-24-004825 · form4-02222024_090236.xml · nonDerivative · entry 8

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,756

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionCommon Stock 82 $186.69 $15,308.58
Disclosure

SEC source: 0001415889-24-004825 · form4-02222024_090236.xml · nonDerivative · entry 7

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Tax withholdingCommon Stock 365 $186.69 $68,141.85
Disclosure

SEC source: 0001415889-24-004825 · form4-02222024_090236.xml · nonDerivative · entry 6

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,709

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionCommon Stock 862 $186.69 $160,926.78
Disclosure

SEC source: 0001415889-24-004825 · form4-02222024_090236.xml · nonDerivative · entry 5

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Tax withholdingCommon Stock 321 $186.69 $59,927.49
Disclosure

SEC source: 0001415889-24-004825 · form4-02222024_090236.xml · nonDerivative · entry 4

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,212

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionCommon Stock 757 $186.69 $141,324.33
Disclosure

SEC source: 0001415889-24-004825 · form4-02222024_090236.xml · nonDerivative · entry 3

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Tax withholdingCommon Stock 461 $186.69 $86,064.09
Disclosure

SEC source: 0001415889-24-004825 · form4-02222024_090236.xml · nonDerivative · entry 2

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,776

Read SEC document
February 19, 2024 Filed Feb 22, 2024 21:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionCommon Stock 1,023 $186.69 $190,983.87
Disclosure

SEC source: 0001415889-24-004825 · form4-02222024_090236.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:10 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 SaleCommon Stock 1,300 $179.62 $233,506.00
Disclosure

SEC source: 0001415889-23-015540 · form4-11282023_091106.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,214

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.62 to $179.69. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 19, 2023 Filed Nov 21, 2023 21:11 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantRestricted Stock Units · Derivative 2,831 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015346 · form4-11212023_091117.xml · derivative · entry 2

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,831

Underlying: Common Stock · 2,831 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest on November 19, 2026.

F3 · derivative.expiration_date: The restricted stock units vest on November 19, 2026.

Read SEC document
November 19, 2023 Filed Nov 21, 2023 21:11 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 GrantRestricted Stock Units · Derivative 248 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015346 · form4-11212023_091117.xml · derivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, GLOBAL DERIVATIVES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248

Underlying: Common Stock · 248 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on February 19, 2024, February 19, 2025, and February 19, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on February 19, 2024, February 19, 2025, and February 19, 2026.

Read SEC document
May 13, 2023 Filed May 16, 2023 20:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionRestricted Stock Units · Derivative 484 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008109 · form4-05162023_080533.xml · derivative · entry 3

Clay Catherine R · CIK 0001853497 · EVP, DIGITAL AND DATA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484

Underlying: Common Stock · 484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on May 13, 2022.

Read SEC document
May 13, 2023 Filed May 16, 2023 20:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Tax withholdingCommon Stock 142 $138.78 $19,706.76
Disclosure

SEC source: 0001415889-23-008109 · form4-05162023_080533.xml · nonDerivative · entry 2

Clay Catherine R · CIK 0001853497 · EVP, DIGITAL AND DATA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,514

Read SEC document
May 13, 2023 Filed May 16, 2023 20:33 UTC Cboe Global Markets, Inc. CBOE · Entity 3134 Exercise / conversionCommon Stock 484 $138.78 $67,169.52
Disclosure

SEC source: 0001415889-23-008109 · form4-05162023_080533.xml · nonDerivative · entry 1

Clay Catherine R · CIK 0001853497 · EVP, DIGITAL AND DATA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.