Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Elastic N.V.ESTC · Entity 1064 | SVP of Engineering | August 13, 2020 | August 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Elastic N.V.
Report date August 13, 2020 · Filed August 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 531,188 |
Ending reported balance
After 2020-08-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-08-13 · Exercise / conversion · Acquired 5,000 · Balance 536,188 Row 2 · 2020-08-13 · Sale · Disposed 5,000 · Balance 531,188 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 25, 2019. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.07 · Expires 2028-04-02 | Direct | 174,328 |
Reported balance
After 2020-08-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-08-13 · Exercise / conversion · Disposed 5,000 · Balance 174,328 F2: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 25, 2019.
F2: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2019 Filed May 9, 2019 21:13 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000899243-19-012938 · doc4.xml · derivative · entry 11 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,671 Underlying: Ordinary Shares · 5,000 shares Expires 2023-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The ordinary shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| May 09, 2019 Filed May 9, 2019 21:13 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 200 | $85.94 | $17,188.00 |
DisclosureSEC source: 0000899243-19-012938 · doc4.xml · nonDerivative · entry 9 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,750 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F8 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $85.90 to $85.98, inclusive. Read SEC document |
| May 09, 2019 Filed May 9, 2019 21:13 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,940 | $85.13 | $165,158.99 |
DisclosureSEC source: 0000899243-19-012938 · doc4.xml · nonDerivative · entry 8 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,950 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F7 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $84.83 to $85.80, inclusive. Read SEC document |
| May 09, 2019 Filed May 9, 2019 21:13 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,000 | $84.35 | $84,348.00 |
DisclosureSEC source: 0000899243-19-012938 · doc4.xml · nonDerivative · entry 7 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,890 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F6 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $83.81 to $84.79, inclusive. Read SEC document |
| May 09, 2019 Filed May 9, 2019 21:13 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,100 | $82.99 | $91,286.80 |
DisclosureSEC source: 0000899243-19-012938 · doc4.xml · nonDerivative · entry 6 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,890 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $82.79 to $83.60, inclusive. Read SEC document |
| May 09, 2019 Filed May 9, 2019 21:13 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 760 | $82.39 | $62,614.65 |
DisclosureSEC source: 0000899243-19-012938 · doc4.xml · nonDerivative · entry 5 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,990 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $81.75 to $82.70, inclusive. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:13 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 65,000 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000899243-19-012938 · doc4.xml · derivative · entry 10 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,671 Underlying: Ordinary Shares · 65,000 shares Expires 2023-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The ordinary shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:13 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 5,000 | $1.08 | $5,400.00 |
DisclosureSEC source: 0000899243-19-012938 · doc4.xml · nonDerivative · entry 4 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:13 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 3,466 | $84.15 | $291,664.25 |
DisclosureSEC source: 0000899243-19-012938 · doc4.xml · nonDerivative · entry 3 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,750 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $84.02 to $84.66, inclusive. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:13 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 61,534 | $83.55 | $5,141,301.07 |
DisclosureSEC source: 0000899243-19-012938 · doc4.xml · nonDerivative · entry 2 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,216 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.02 to $84.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4),(5), (6), (7) and (8) to this Form 4. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:13 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 65,000 | $1.08 | $70,200.00 |
DisclosureSEC source: 0000899243-19-012938 · doc4.xml · nonDerivative · entry 1 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 18:27 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000899243-19-010401 · doc4.xml · derivative · entry 5 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,671 Underlying: Common Stock · 70,000 shares Expires 2023-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The ordinary shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 18:27 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 600 | $80.74 | $48,445.98 |
DisclosureSEC source: 0000899243-19-010401 · doc4.xml · nonDerivative · entry 4 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,750 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $80.66 to $80.76, inclusive. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 18:27 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 54,631 | $79.88 | $4,363,957.06 |
DisclosureSEC source: 0000899243-19-010401 · doc4.xml · nonDerivative · entry 3 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,350 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $79.65 to $80.56, inclusive. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 18:27 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 14,769 | $79.40 | $1,172,685.18 |
DisclosureSEC source: 0000899243-19-010401 · doc4.xml · nonDerivative · entry 2 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,981 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.65 to $79.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 18:27 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 70,000 | $1.08 | $75,600.00 |
DisclosureSEC source: 0000899243-19-010401 · doc4.xml · nonDerivative · entry 1 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 11, 2019 21:52 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,500 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000899243-19-007175 · doc4.xml · derivative · entry 10 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,671 Underlying: Common Stock · 29,500 shares Expires 2023-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The ordinary shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| March 11, 2019 Filed Mar 11, 2019 21:52 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 5,175 | $86.49 | $447,593.51 |
DisclosureSEC source: 0000899243-19-007175 · doc4.xml · nonDerivative · entry 8 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,750 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F7 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $86.20 to $87.19, inclusive. Read SEC document |
| March 11, 2019 Filed Mar 11, 2019 21:52 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 11,488 | $85.62 | $983,630.13 |
DisclosureSEC source: 0000899243-19-007175 · doc4.xml · nonDerivative · entry 7 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,925 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F6 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $85.20 to $86.15, inclusive. Read SEC document |
| March 11, 2019 Filed Mar 11, 2019 21:52 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 12,837 | $84.70 | $1,087,323.43 |
DisclosureSEC source: 0000899243-19-007175 · doc4.xml · nonDerivative · entry 6 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,413 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $84.19 to $85.16, inclusive. Read SEC document |
| March 11, 2019 Filed Mar 11, 2019 21:52 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 29,500 | $1.08 | $31,860.00 |
DisclosureSEC source: 0000899243-19-007175 · doc4.xml · nonDerivative · entry 5 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 21:52 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,500 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000899243-19-007175 · doc4.xml · derivative · entry 9 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,171 Underlying: Common Stock · 40,500 shares Expires 2023-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The ordinary shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 21:52 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 7,733 | $84.37 | $652,452.54 |
DisclosureSEC source: 0000899243-19-007175 · doc4.xml · nonDerivative · entry 4 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,750 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $84.27 to $84.64, inclusive. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 21:52 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 27,067 | $83.97 | $2,272,864.71 |
DisclosureSEC source: 0000899243-19-007175 · doc4.xml · nonDerivative · entry 3 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,483 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $83.27 to $84.25, inclusive. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 21:52 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 5,700 | $82.90 | $472,536.84 |
DisclosureSEC source: 0000899243-19-007175 · doc4.xml · nonDerivative · entry 2 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,550 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.22 to $83.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6) and (7) to this Form 4. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 21:52 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 40,500 | $1.08 | $43,740.00 |
DisclosureSEC source: 0000899243-19-007175 · doc4.xml · nonDerivative · entry 1 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 16:05 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,750 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0000899243-18-031405 · doc4.xml · derivative · entry 2 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,599 Underlying: Common Stock · 2,750 shares Expires 2026-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The ordinary shares subject to the option vest in 48 equal monthly installments beginning on July 15, 2017. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 16:05 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 2,750 | $5.46 | $15,015.00 |
DisclosureSEC source: 0000899243-18-031405 · doc4.xml · nonDerivative · entry 1 Kluge Kevin · CIK 0001753441 · SVP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.