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person · Reporting owner

Upadhyay Suketu

Disclosed activity across 4 companies

Tapewire entity
14716
SEC CIK
0001533149

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Endo International plcENDP · Entity 124463EVP, Chief Financial OfficerSeptember 24, 2016September 27, 2016
INCYTE CORPINCY · Entity 3182EVP & Chief Financial OfficerMay 04, 2026May 06, 2026
VERTEX PHARMACEUTICALS INC / MAVRTX · Entity 2875DirectorMay 01, 2026May 05, 2026
ZIMMER BIOMET HOLDINGS, INC.ZBH · Entity 3278Exec VP, CFOMarch 06, 2026March 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Endo International plc

Report date September 24, 2016 · Filed September 27, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect22,412 Reported balance After 2016-09-24 transaction · row 1
1 source row

Row 1 · 2016-09-24 · Tax withholding · Disposed 1,618 · Balance 22,412

F1: Thirty-three percent (33%) of Mr. Upadhyay's September 24, 2013 grant of restricted stock units (RSUs) vested on September 24, 2016.

F2: These shares represent stock withheld by Endo International plc to satisfy Mr. Upadhyay's tax withholding obligations on shares acquired upon vesting of RSUs.

F3: $22.44 represents the vesting price, which is the average of the high and low share price on September 23, 2016, the last business day prior to the vesting day, which was a Saturday.

Filing footnotes · ownership attribution and instrument terms

F1: Thirty-three percent (33%) of Mr. Upadhyay's September 24, 2013 grant of restricted stock units (RSUs) vested on September 24, 2016.

F2: These shares represent stock withheld by Endo International plc to satisfy Mr. Upadhyay's tax withholding obligations on shares acquired upon vesting of RSUs.

F3: $22.44 represents the vesting price, which is the average of the high and low share price on September 23, 2016, the last business day prior to the vesting day, which was a Saturday.

INCYTE CORP

Report date May 04, 2026 · Filed May 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,343 Reported balance After 2026-05-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-04 · Grant · Acquired 26,343 · Balance 26,343

F1: Represents award of restricted stock units ("RSUs") that will vest 25% annually over four years. The RSUs may be settled only for shares of common stock on a one-for-one basis.

F2: Includes the May 4, 2026 aggregate grant of 26,343 shares of common stock.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $97.14 · Expires 2036-05-04Direct38,429 Reported balance After 2026-05-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-04 · Grant · Acquired 38,429 · Balance 38,429

F3: The May 4, 2026 options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

Performance SharesSEC Table II · derivative / convertible security · Expires 2029-05-04Direct26,342 Reported balance After 2026-05-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-04 · Grant · Acquired 13,171 · Balance 26,342

F4: Each performance share represents the right to receive up to 200% of one share of common stock. Such shares may be earned based upon the issuer's relative total shareholder return ('TSR') over a three-year performance period beginning on January 1, 2026 as compared to the TSR of companies in a fixed peer group, as set forth in the Performance Share Award Agreement. The earned shares will vest on the third anniversary of the grant date subject to the Reporting Person's continued service with the issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Represents award of restricted stock units ("RSUs") that will vest 25% annually over four years. The RSUs may be settled only for shares of common stock on a one-for-one basis.

F2: Includes the May 4, 2026 aggregate grant of 26,343 shares of common stock.

F3: The May 4, 2026 options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.

F4: Each performance share represents the right to receive up to 200% of one share of common stock. Such shares may be earned based upon the issuer's relative total shareholder return ('TSR') over a three-year performance period beginning on January 1, 2026 as compared to the TSR of companies in a fixed peer group, as set forth in the Performance Share Award Agreement. The earned shares will vest on the third anniversary of the grant date subject to the Reporting Person's continued service with the issuer.

VERTEX PHARMACEUTICALS INC / MA

Report date May 01, 2026 · Filed May 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,558 Reported balance After 2026-05-01 transaction · row 1
1 source row

Row 1 · 2026-05-01 · Disposition to issuer · Disposed 796 · Balance 1,558

F1: Upon the vesting of restricted stock units granted to Mr. Upadhyay on May 1, 2025, Mr. Upadhyay deferred the receipt of 796 shares of common stock and received instead 796 deferred stock units pursuant to our deferred compensation plan. As a result, Mr. Upadhyay is reporting the disposition of 796 shares of common stock in exchange for an equal number of deferred stock units.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $424.45 · Expires 2036-04-30Direct2,866 Reported balance After 2026-05-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-01 · Grant · Acquired 2,866 · Balance 2,866

F2: Fully vested.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect3,595.156 Reported balance After 2026-05-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-01 · Grant · Acquired 796 · Balance 3,595.156

F3: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death.

F1: Upon the vesting of restricted stock units granted to Mr. Upadhyay on May 1, 2025, Mr. Upadhyay deferred the receipt of 796 shares of common stock and received instead 796 deferred stock units pursuant to our deferred compensation plan. As a result, Mr. Upadhyay is reporting the disposition of 796 shares of common stock in exchange for an equal number of deferred stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Upon the vesting of restricted stock units granted to Mr. Upadhyay on May 1, 2025, Mr. Upadhyay deferred the receipt of 796 shares of common stock and received instead 796 deferred stock units pursuant to our deferred compensation plan. As a result, Mr. Upadhyay is reporting the disposition of 796 shares of common stock in exchange for an equal number of deferred stock units.

F2: Fully vested.

F3: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death.

ZIMMER BIOMET HOLDINGS, INC.

Report date March 06, 2026 · Filed March 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect69,485 Ending reported balance After 2026-03-06 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-03-06 · Exercise / conversion · Acquired 10,217 · Balance 71,502

Row 2 · 2026-03-06 · Tax withholding · Disposed 4,547 · Balance 66,955

F1: Represents shares withheld by Zimmer Biomet Holdings, Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs").

Row 3 · 2026-03-06 · Exercise / conversion · Acquired 4,559 · Balance 71,514

Row 4 · 2026-03-06 · Tax withholding · Disposed 2,029 · Balance 69,485

F1: Represents shares withheld by Zimmer Biomet Holdings, Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs").

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-03-06Direct0 Reported balance After 2026-03-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-03-06 · Exercise / conversion · Disposed 10,217 · Balance 0

F2: Each RSU represents a contingent right to receive one share of Company common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-03-06Direct0 Reported balance After 2026-03-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-03-06 · Exercise / conversion · Disposed 4,559 · Balance 0

F2: Each RSU represents a contingent right to receive one share of Company common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld by Zimmer Biomet Holdings, Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs").

F2: Each RSU represents a contingent right to receive one share of Company common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2024 Filed Mar 8, 2024 22:05 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionRestricted Stock Units · Derivative 4,561 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006027 · form4.xml · derivative · entry 3

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,119

Underlying: Common Stock · 4,561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.

F3 · derivative.exercise_date: One-third of the RSUs vested on March 6, 2024. The remaining RSUs vest one-half on each of March 6, 2025 and March 6, 2026.

F3 · derivative.expiration_date: One-third of the RSUs vested on March 6, 2024. The remaining RSUs vest one-half on each of March 6, 2025 and March 6, 2026.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:05 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Tax withholdingCommon Stock 1,919 $125.82 $241,448.58
Disclosure

SEC source: 0001062993-24-006027 · form4.xml · nonDerivative · entry 2

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,764

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs").

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:05 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionCommon Stock 4,561 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006027 · form4.xml · nonDerivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 01:58 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionRestricted Stock Units · Derivative 7,043 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004690 · form4.xml · derivative · entry 3

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,043 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock.

F1 · shares: This number of restricted stock units ("RSUs") reflects the adjustments that occurred as of March 1, 2022 in connection with Zimmer Biomet Holdings, Inc.'s (the "Company") spinoff of Zimvie Inc. In connection with the spinoff, each RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit, which adjustments were made following the initial reporting of these RSUs.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 01:58 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Tax withholdingCommon Stock 2,091 $128.80 $269,320.80
Disclosure

SEC source: 0001062993-24-004690 · form4.xml · nonDerivative · entry 2

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,122

F3 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
February 25, 2024 Filed Feb 28, 2024 01:58 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionCommon Stock 7,043 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004690 · form4.xml · nonDerivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This number of restricted stock units ("RSUs") reflects the adjustments that occurred as of March 1, 2022 in connection with Zimmer Biomet Holdings, Inc.'s (the "Company") spinoff of Zimvie Inc. In connection with the spinoff, each RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit, which adjustments were made following the initial reporting of these RSUs.

F2 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan through February 1, 2024.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 02:00 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 GrantRestricted Stock Units · Derivative 16,336 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004133 · form4.xml · derivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,336

Underlying: Common Stock · 16,336 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.

F2 · derivative.exercise_date: Vests annually over three years in increments of one-third each year, commencing February 20, 2025.

F2 · derivative.expiration_date: Vests annually over three years in increments of one-third each year, commencing February 20, 2025.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:10 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionRestricted Stock Units · Derivative 3,768 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-014447 · form4.xml · derivative · entry 3

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: The remaining 3,768 RSUs in this grant vested on July 1, 2023.

F3 · derivative.expiration_date: The remaining 3,768 RSUs in this grant vested on July 1, 2023.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:10 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Tax withholdingCommon Stock 1,677 $146.51 $245,697.27
Disclosure

SEC source: 0001062993-23-014447 · form4.xml · nonDerivative · entry 2

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,983

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs").

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:10 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionCommon Stock 3,768 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-014447 · form4.xml · nonDerivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 21:08 UTC VERTEX PHARMACEUTICALS INC / MA VRTX · Entity 2875 GrantCommon Stock 1,168 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027060 · doc4.xml · nonDerivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,726

F1 · shares: Restricted stock unit award that vests, subject to certain limited exceptions, on the first anniversary of the grant date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:27 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 GrantRestricted Stock Units · Derivative 13,680 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006286 · form4.xml · derivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,680

Underlying: Common Stock · 13,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.

F2 · derivative.exercise_date: Vests annually over three years in increments of one-third each year, commencing March 6, 2024.

F2 · derivative.expiration_date: Vests annually over three years in increments of one-third each year, commencing March 6, 2024.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:50 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionRestricted Stock Units · Derivative 3,860 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004620 · form4.xml · derivative · entry 3

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,860 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock.

F1 · shares: This number of restricted stock units ("RSUs") reflects the adjustments that occurred as of March 1, 2022 in connection with Zimmer Biomet Holdings, Inc.'s (the "Company") spinoff of Zimvie Inc. In connection with the spinoff, each RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit, which adjustments were made following the initial reporting of these RSUs.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:50 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Tax withholdingCommon Stock 1,155 $124.73 $144,063.15
Disclosure

SEC source: 0001062993-23-004620 · form4.xml · nonDerivative · entry 2

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,892

F3 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:50 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionCommon Stock 3,860 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-004620 · form4.xml · nonDerivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This number of restricted stock units ("RSUs") reflects the adjustments that occurred as of March 1, 2022 in connection with Zimmer Biomet Holdings, Inc.'s (the "Company") spinoff of Zimvie Inc. In connection with the spinoff, each RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit, which adjustments were made following the initial reporting of these RSUs.

F2 · balance_after: Includes 206 shares acquired under the Company's Employee Stock Purchase Plan on June 30, 2022 and December 30, 2022.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 21:23 UTC VERTEX PHARMACEUTICALS INC / MA VRTX · Entity 2875 GrantDeferred Stock Units · Derivative 96.341 $298.42 $28,750.08
Disclosure

SEC source: 0001209191-23-003744 · doc4.xml · derivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234.996

Underlying: Common Stock · 96.341 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death.

F1 · derivative.exercise_date: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death.

F1 · derivative.expiration_date: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death.

Read SEC document
October 14, 2022 Filed Oct 18, 2022 20:30 UTC VERTEX PHARMACEUTICALS INC / MA VRTX · Entity 2875 GrantDeferred Stock Units · Derivative 96.861 $296.82 $28,750.28
Disclosure

SEC source: 0000899243-22-033745 · doc4.xml · derivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138.655

Underlying: Common Stock · 96.861 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death.

F1 · derivative.exercise_date: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death.

F1 · derivative.expiration_date: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:32 UTC VERTEX PHARMACEUTICALS INC / MA VRTX · Entity 2875 GrantDeferred Stock Units · Derivative 41.794 $289.23 $12,088.08
Disclosure

SEC source: 0000899243-22-026340 · doc4.xml · derivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41.794

Underlying: Common Stock · 41.794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death.

F1 · derivative.exercise_date: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death.

F1 · derivative.expiration_date: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:36 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionRestricted Stock Units · Derivative 3,768 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015943 · form4.xml · derivative · entry 3

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,768

Underlying: Common Stock · 3,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock.

F4 · shares: Amount reflects the adjustments that occurred as of March 1, 2022 in connection with the Company's spinoff of ZimVie Inc. In connection with the spinoff, each outstanding RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit.

F5 · derivative.exercise_date: 3,768 of the RSUs vested on July 1, 2022 and the remaining 3,768 RSUs are scheduled to vest on July 1, 2023.

F5 · derivative.expiration_date: 3,768 of the RSUs vested on July 1, 2022 and the remaining 3,768 RSUs are scheduled to vest on July 1, 2023.

F4 · derivative.underlying_shares: Amount reflects the adjustments that occurred as of March 1, 2022 in connection with the Company's spinoff of ZimVie Inc. In connection with the spinoff, each outstanding RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit.

F4 · balance_after: Amount reflects the adjustments that occurred as of March 1, 2022 in connection with the Company's spinoff of ZimVie Inc. In connection with the spinoff, each outstanding RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit.

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July 01, 2022 Filed Jul 5, 2022 21:36 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Tax withholdingCommon Stock 1,249 $105.85 $132,206.65
Disclosure

SEC source: 0001062993-22-015943 · form4.xml · nonDerivative · entry 2

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,982

F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs").

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July 01, 2022 Filed Jul 5, 2022 21:36 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionCommon Stock 3,768 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015943 · form4.xml · nonDerivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 159 shares acquired under Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan between July 9, 2021 and January 10, 2022.

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May 18, 2022 Filed May 19, 2022 20:05 UTC VERTEX PHARMACEUTICALS INC / MA VRTX · Entity 2875 GrantCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018783 · doc4.xml · nonDerivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558

F1 · shares: Restricted stock unit grant vests on 5/18/2023.

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March 01, 2022 Filed Mar 3, 2022 21:07 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 GrantRestricted Stock Units · Derivative 6,831 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006634 · form4.xml · derivative · entry 2

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,831

Underlying: Common Stock · 6,831 shares

Expires 2024-02-25

F1 · derivative.exercise_price: (1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.

F2 · shares: In connection with the Company's spinoff of ZimVie Inc., certain performance-based restricted stock units ("PRSUs") held by Company employees, included the reporting person, were converted into time-based RSUs. Effective as of March 1, 2022, PRSU awards granted in 2020 were converted into RSUs at a 50% payout level and PRSU awards granted in 2021 were converted into RSUs at an 82.5% payout level. The vesting date of these awards remains the same, with the RSUs converted from 2020 PRSUs and 2021 PRSUs scheduled to vest on February 21, 2023 and February 25, 2024, respectively. Further, in connection with the spinoff, the RSUs will be adjusted pursuant to an exchange ratio, in order to preserve the intrinsic value of the original award. The RSUs reported on this Form 4 reflect the number of RSUs following conversion from PRSUs, but do not reflect the exchange ratio adjustment, as such calculations have not yet been completed.

F2 · derivative.underlying_shares: In connection with the Company's spinoff of ZimVie Inc., certain performance-based restricted stock units ("PRSUs") held by Company employees, included the reporting person, were converted into time-based RSUs. Effective as of March 1, 2022, PRSU awards granted in 2020 were converted into RSUs at a 50% payout level and PRSU awards granted in 2021 were converted into RSUs at an 82.5% payout level. The vesting date of these awards remains the same, with the RSUs converted from 2020 PRSUs and 2021 PRSUs scheduled to vest on February 21, 2023 and February 25, 2024, respectively. Further, in connection with the spinoff, the RSUs will be adjusted pursuant to an exchange ratio, in order to preserve the intrinsic value of the original award. The RSUs reported on this Form 4 reflect the number of RSUs following conversion from PRSUs, but do not reflect the exchange ratio adjustment, as such calculations have not yet been completed.

F2 · balance_after: In connection with the Company's spinoff of ZimVie Inc., certain performance-based restricted stock units ("PRSUs") held by Company employees, included the reporting person, were converted into time-based RSUs. Effective as of March 1, 2022, PRSU awards granted in 2020 were converted into RSUs at a 50% payout level and PRSU awards granted in 2021 were converted into RSUs at an 82.5% payout level. The vesting date of these awards remains the same, with the RSUs converted from 2020 PRSUs and 2021 PRSUs scheduled to vest on February 21, 2023 and February 25, 2024, respectively. Further, in connection with the spinoff, the RSUs will be adjusted pursuant to an exchange ratio, in order to preserve the intrinsic value of the original award. The RSUs reported on this Form 4 reflect the number of RSUs following conversion from PRSUs, but do not reflect the exchange ratio adjustment, as such calculations have not yet been completed.

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March 01, 2022 Filed Mar 3, 2022 21:07 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 GrantRestricted Stock Units · Derivative 3,744 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006634 · form4.xml · derivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,744

Underlying: Common Stock · 3,744 shares

Expires 2023-02-21

F1 · derivative.exercise_price: (1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.

F2 · shares: In connection with the Company's spinoff of ZimVie Inc., certain performance-based restricted stock units ("PRSUs") held by Company employees, included the reporting person, were converted into time-based RSUs. Effective as of March 1, 2022, PRSU awards granted in 2020 were converted into RSUs at a 50% payout level and PRSU awards granted in 2021 were converted into RSUs at an 82.5% payout level. The vesting date of these awards remains the same, with the RSUs converted from 2020 PRSUs and 2021 PRSUs scheduled to vest on February 21, 2023 and February 25, 2024, respectively. Further, in connection with the spinoff, the RSUs will be adjusted pursuant to an exchange ratio, in order to preserve the intrinsic value of the original award. The RSUs reported on this Form 4 reflect the number of RSUs following conversion from PRSUs, but do not reflect the exchange ratio adjustment, as such calculations have not yet been completed.

F2 · derivative.underlying_shares: In connection with the Company's spinoff of ZimVie Inc., certain performance-based restricted stock units ("PRSUs") held by Company employees, included the reporting person, were converted into time-based RSUs. Effective as of March 1, 2022, PRSU awards granted in 2020 were converted into RSUs at a 50% payout level and PRSU awards granted in 2021 were converted into RSUs at an 82.5% payout level. The vesting date of these awards remains the same, with the RSUs converted from 2020 PRSUs and 2021 PRSUs scheduled to vest on February 21, 2023 and February 25, 2024, respectively. Further, in connection with the spinoff, the RSUs will be adjusted pursuant to an exchange ratio, in order to preserve the intrinsic value of the original award. The RSUs reported on this Form 4 reflect the number of RSUs following conversion from PRSUs, but do not reflect the exchange ratio adjustment, as such calculations have not yet been completed.

F2 · balance_after: In connection with the Company's spinoff of ZimVie Inc., certain performance-based restricted stock units ("PRSUs") held by Company employees, included the reporting person, were converted into time-based RSUs. Effective as of March 1, 2022, PRSU awards granted in 2020 were converted into RSUs at a 50% payout level and PRSU awards granted in 2021 were converted into RSUs at an 82.5% payout level. The vesting date of these awards remains the same, with the RSUs converted from 2020 PRSUs and 2021 PRSUs scheduled to vest on February 21, 2023 and February 25, 2024, respectively. Further, in connection with the spinoff, the RSUs will be adjusted pursuant to an exchange ratio, in order to preserve the intrinsic value of the original award. The RSUs reported on this Form 4 reflect the number of RSUs following conversion from PRSUs, but do not reflect the exchange ratio adjustment, as such calculations have not yet been completed.

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February 18, 2022 Filed Feb 23, 2022 21:50 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 GrantEmployee Stock Option (right to buy) · Derivative 50,046 $0.00 Strike: $120.82 $0.00
Disclosure

SEC source: 0001062993-22-005351 · form4.xml · derivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,046

Underlying: Common Stock · 50,046 shares

Expires 2032-02-18

F1 · derivative.exercise_date: Vests annually over three years in increments of one-third each year, commencing on February 18, 2023.

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July 01, 2021 Filed Jul 2, 2021 19:25 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionRestricted Stock Units · Derivative 3,655 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-21-006235 · form4.xml · derivative · entry 3

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,310

Underlying: Common Stock · 3,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: The RSUs vest as follows: 3,655 vested on each of July 1, 2020 and July 1, 2021; and of the remaining 7,310 RSUs, 3,655 are scheduled to vest on each of July 1, 2022 and July 1, 2023.

F4 · derivative.expiration_date: The RSUs vest as follows: 3,655 vested on each of July 1, 2020 and July 1, 2021; and of the remaining 7,310 RSUs, 3,655 are scheduled to vest on each of July 1, 2022 and July 1, 2023.

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July 01, 2021 Filed Jul 2, 2021 19:25 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Tax withholdingCommon Stock 1,112 $161.94 $180,077.28
Disclosure

SEC source: 0001062993-21-006235 · form4.xml · nonDerivative · entry 2

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,304

F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs").

Read SEC document
July 01, 2021 Filed Jul 2, 2021 19:25 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionCommon Stock 3,655 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-006235 · form4.xml · nonDerivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan between July 9, 2020 and January 9, 2021.

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February 25, 2021 Filed Mar 1, 2021 21:55 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 GrantEmployee Stock Option (right to buy) · Derivative 33,914 $0.00 Strike: $163.79 $0.00
Disclosure

SEC source: 0001062993-21-002095 · form4.xml · derivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,914

Underlying: Common Stock · 33,914 shares

Expires 2031-02-25

F1 · derivative.exercise_date: Vests annually over four years in increments of 25% each year, commencing on February 25, 2022.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:09 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionRestricted Stock Units · Derivative 3,655 $0.00 $0.00
Disclosure

SEC source: 0000911916-20-000165 · edgar.xml · derivative · entry 3

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,965

Underlying: Common Stock · 3,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: Vests annually over four years in increments of 25% each year, commencing on July 1, 2020.

F3 · derivative.expiration_date: Vests annually over four years in increments of 25% each year, commencing on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:09 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Tax withholdingCommon Stock 1,079 $119.21 $128,627.59
Disclosure

SEC source: 0000911916-20-000165 · edgar.xml · nonDerivative · entry 2

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576

F1 · shares: Represents shares withheld by Zimmer Biomet Holdings, Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs").

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:09 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 Exercise / conversionCommon Stock 3,655 $0.00 $0.00
Disclosure

SEC source: 0000911916-20-000165 · edgar.xml · nonDerivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:36 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 GrantEmployee Stock Option (right to buy) · Derivative 40,414 $0.00 Strike: $157.54 $0.00
Disclosure

SEC source: 0000911916-20-000038 · edgar.xml · derivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,414

Underlying: Common Stock · 40,414 shares

Expires 2030-02-21

F1 · derivative.exercise_date: Vests annually over four years in increments of 25% each year, commencing on February 21, 2021.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:12 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 GrantRestricted Stock Units · Derivative 14,620 $0.00 $0.00
Disclosure

SEC source: 0000911916-19-000151 · edgar.xml · derivative · entry 2

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,620

Underlying: Common Stock · 14,620 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.

F1 · derivative.exercise_date: Vests annually over four years in increments of 25% each year, commencing on July 1, 2020.

F1 · derivative.expiration_date: Vests annually over four years in increments of 25% each year, commencing on July 1, 2020.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:12 UTC ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 GrantEmployee Stock Option (right to buy) · Derivative 63,510 $0.00 Strike: $117.80 $0.00
Disclosure

SEC source: 0000911916-19-000151 · edgar.xml · derivative · entry 1

Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,510

Underlying: Common Stock · 63,510 shares

Expires 2029-07-01

F1 · derivative.exercise_date: Vests annually over four years in increments of 25% each year, commencing on July 1, 2020.

Read SEC document
September 24, 2016 Filed Sep 27, 2016 20:03 UTC Endo International plc ENDP · Entity 124463 Tax withholdingOrdinary Shares 1,618 $22.44 $36,307.92
Disclosure

SEC source: 0001209191-16-142897 · doc4.xml · nonDerivative · entry 1

Upadhyay Suketu · CIK 0001533149 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,412

F1 · date: Thirty-three percent (33%) of Mr. Upadhyay's September 24, 2013 grant of restricted stock units (RSUs) vested on September 24, 2016.

F2 · shares: These shares represent stock withheld by Endo International plc to satisfy Mr. Upadhyay's tax withholding obligations on shares acquired upon vesting of RSUs.

F3 · price: $22.44 represents the vesting price, which is the average of the high and low share price on September 23, 2016, the last business day prior to the vesting day, which was a Saturday.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.