Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Endo International plcENDP · Entity 124463 | EVP, Chief Financial Officer | September 24, 2016 | September 27, 2016 |
| INCYTE CORPINCY · Entity 3182 | EVP & Chief Financial Officer | May 04, 2026 | May 06, 2026 |
| VERTEX PHARMACEUTICALS INC / MAVRTX · Entity 2875 | Director | May 01, 2026 | May 05, 2026 |
| ZIMMER BIOMET HOLDINGS, INC.ZBH · Entity 3278 | Exec VP, CFO | March 06, 2026 | March 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Endo International plc
Report date September 24, 2016 · Filed September 27, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 22,412 |
Reported balance
After 2016-09-24 transaction · row 1
1 source rowRow 1 · 2016-09-24 · Tax withholding · Disposed 1,618 · Balance 22,412 F1: Thirty-three percent (33%) of Mr. Upadhyay's September 24, 2013 grant of restricted stock units (RSUs) vested on September 24, 2016. F2: These shares represent stock withheld by Endo International plc to satisfy Mr. Upadhyay's tax withholding obligations on shares acquired upon vesting of RSUs. F3: $22.44 represents the vesting price, which is the average of the high and low share price on September 23, 2016, the last business day prior to the vesting day, which was a Saturday. |
Filing footnotes · ownership attribution and instrument terms
F1: Thirty-three percent (33%) of Mr. Upadhyay's September 24, 2013 grant of restricted stock units (RSUs) vested on September 24, 2016.
F2: These shares represent stock withheld by Endo International plc to satisfy Mr. Upadhyay's tax withholding obligations on shares acquired upon vesting of RSUs.
F3: $22.44 represents the vesting price, which is the average of the high and low share price on September 23, 2016, the last business day prior to the vesting day, which was a Saturday.
INCYTE CORP
Report date May 04, 2026 · Filed May 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,343 |
Reported balance
After 2026-05-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-04 · Grant · Acquired 26,343 · Balance 26,343 F1: Represents award of restricted stock units ("RSUs") that will vest 25% annually over four years. The RSUs may be settled only for shares of common stock on a one-for-one basis. F2: Includes the May 4, 2026 aggregate grant of 26,343 shares of common stock. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $97.14 · Expires 2036-05-04 | Direct | 38,429 |
Reported balance
After 2026-05-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-04 · Grant · Acquired 38,429 · Balance 38,429 F3: The May 4, 2026 options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2029-05-04 | Direct | 26,342 |
Reported balance
After 2026-05-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-04 · Grant · Acquired 13,171 · Balance 26,342 F4: Each performance share represents the right to receive up to 200% of one share of common stock. Such shares may be earned based upon the issuer's relative total shareholder return ('TSR') over a three-year performance period beginning on January 1, 2026 as compared to the TSR of companies in a fixed peer group, as set forth in the Performance Share Award Agreement. The earned shares will vest on the third anniversary of the grant date subject to the Reporting Person's continued service with the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents award of restricted stock units ("RSUs") that will vest 25% annually over four years. The RSUs may be settled only for shares of common stock on a one-for-one basis.
F2: Includes the May 4, 2026 aggregate grant of 26,343 shares of common stock.
F3: The May 4, 2026 options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.
F4: Each performance share represents the right to receive up to 200% of one share of common stock. Such shares may be earned based upon the issuer's relative total shareholder return ('TSR') over a three-year performance period beginning on January 1, 2026 as compared to the TSR of companies in a fixed peer group, as set forth in the Performance Share Award Agreement. The earned shares will vest on the third anniversary of the grant date subject to the Reporting Person's continued service with the issuer.
VERTEX PHARMACEUTICALS INC / MA
Report date May 01, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,558 |
Reported balance
After 2026-05-01 transaction · row 1
1 source rowRow 1 · 2026-05-01 · Disposition to issuer · Disposed 796 · Balance 1,558 F1: Upon the vesting of restricted stock units granted to Mr. Upadhyay on May 1, 2025, Mr. Upadhyay deferred the receipt of 796 shares of common stock and received instead 796 deferred stock units pursuant to our deferred compensation plan. As a result, Mr. Upadhyay is reporting the disposition of 796 shares of common stock in exchange for an equal number of deferred stock units. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $424.45 · Expires 2036-04-30 | Direct | 2,866 |
Reported balance
After 2026-05-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-01 · Grant · Acquired 2,866 · Balance 2,866 F2: Fully vested. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,595.156 |
Reported balance
After 2026-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-01 · Grant · Acquired 796 · Balance 3,595.156 F3: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death. F1: Upon the vesting of restricted stock units granted to Mr. Upadhyay on May 1, 2025, Mr. Upadhyay deferred the receipt of 796 shares of common stock and received instead 796 deferred stock units pursuant to our deferred compensation plan. As a result, Mr. Upadhyay is reporting the disposition of 796 shares of common stock in exchange for an equal number of deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the vesting of restricted stock units granted to Mr. Upadhyay on May 1, 2025, Mr. Upadhyay deferred the receipt of 796 shares of common stock and received instead 796 deferred stock units pursuant to our deferred compensation plan. As a result, Mr. Upadhyay is reporting the disposition of 796 shares of common stock in exchange for an equal number of deferred stock units.
F2: Fully vested.
F3: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death.
ZIMMER BIOMET HOLDINGS, INC.
Report date March 06, 2026 · Filed March 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,485 |
Ending reported balance
After 2026-03-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-03-06 · Exercise / conversion · Acquired 10,217 · Balance 71,502 Row 2 · 2026-03-06 · Tax withholding · Disposed 4,547 · Balance 66,955 F1: Represents shares withheld by Zimmer Biomet Holdings, Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). Row 3 · 2026-03-06 · Exercise / conversion · Acquired 4,559 · Balance 71,514 Row 4 · 2026-03-06 · Tax withholding · Disposed 2,029 · Balance 69,485 F1: Represents shares withheld by Zimmer Biomet Holdings, Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-03-06 | Direct | 0 |
Reported balance
After 2026-03-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-03-06 · Exercise / conversion · Disposed 10,217 · Balance 0 F2: Each RSU represents a contingent right to receive one share of Company common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-03-06 | Direct | 0 |
Reported balance
After 2026-03-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-03-06 · Exercise / conversion · Disposed 4,559 · Balance 0 F2: Each RSU represents a contingent right to receive one share of Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by Zimmer Biomet Holdings, Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs").
F2: Each RSU represents a contingent right to receive one share of Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2024 Filed Mar 8, 2024 22:05 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionRestricted Stock Units · Derivative | 4,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-006027 · form4.xml · derivative · entry 3 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,119 Underlying: Common Stock · 4,561 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock. F3 · derivative.exercise_date: One-third of the RSUs vested on March 6, 2024. The remaining RSUs vest one-half on each of March 6, 2025 and March 6, 2026. F3 · derivative.expiration_date: One-third of the RSUs vested on March 6, 2024. The remaining RSUs vest one-half on each of March 6, 2025 and March 6, 2026. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 22:05 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Tax withholdingCommon Stock | 1,919 | $125.82 | $241,448.58 |
DisclosureSEC source: 0001062993-24-006027 · form4.xml · nonDerivative · entry 2 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,764 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 22:05 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionCommon Stock | 4,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-006027 · form4.xml · nonDerivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 01:58 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionRestricted Stock Units · Derivative | 7,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004690 · form4.xml · derivative · entry 3 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,043 shares Expires 2024-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock. F1 · shares: This number of restricted stock units ("RSUs") reflects the adjustments that occurred as of March 1, 2022 in connection with Zimmer Biomet Holdings, Inc.'s (the "Company") spinoff of Zimvie Inc. In connection with the spinoff, each RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit, which adjustments were made following the initial reporting of these RSUs. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 01:58 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Tax withholdingCommon Stock | 2,091 | $128.80 | $269,320.80 |
DisclosureSEC source: 0001062993-24-004690 · form4.xml · nonDerivative · entry 2 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,122 F3 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 01:58 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionCommon Stock | 7,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004690 · form4.xml · nonDerivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This number of restricted stock units ("RSUs") reflects the adjustments that occurred as of March 1, 2022 in connection with Zimmer Biomet Holdings, Inc.'s (the "Company") spinoff of Zimvie Inc. In connection with the spinoff, each RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit, which adjustments were made following the initial reporting of these RSUs. F2 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan through February 1, 2024. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:00 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | GrantRestricted Stock Units · Derivative | 16,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004133 · form4.xml · derivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,336 Underlying: Common Stock · 16,336 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock. F2 · derivative.exercise_date: Vests annually over three years in increments of one-third each year, commencing February 20, 2025. F2 · derivative.expiration_date: Vests annually over three years in increments of one-third each year, commencing February 20, 2025. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 20:10 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionRestricted Stock Units · Derivative | 3,768 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014447 · form4.xml · derivative · entry 3 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: The remaining 3,768 RSUs in this grant vested on July 1, 2023. F3 · derivative.expiration_date: The remaining 3,768 RSUs in this grant vested on July 1, 2023. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 20:10 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Tax withholdingCommon Stock | 1,677 | $146.51 | $245,697.27 |
DisclosureSEC source: 0001062993-23-014447 · form4.xml · nonDerivative · entry 2 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,983 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 20:10 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionCommon Stock | 3,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014447 · form4.xml · nonDerivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2023 Filed May 3, 2023 21:08 UTC | VERTEX PHARMACEUTICALS INC / MA VRTX · Entity 2875 | GrantCommon Stock | 1,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-027060 · doc4.xml · nonDerivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,726 F1 · shares: Restricted stock unit award that vests, subject to certain limited exceptions, on the first anniversary of the grant date. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 21:27 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | GrantRestricted Stock Units · Derivative | 13,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006286 · form4.xml · derivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,680 Underlying: Common Stock · 13,680 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock. F2 · derivative.exercise_date: Vests annually over three years in increments of one-third each year, commencing March 6, 2024. F2 · derivative.expiration_date: Vests annually over three years in increments of one-third each year, commencing March 6, 2024. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:50 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionRestricted Stock Units · Derivative | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-004620 · form4.xml · derivative · entry 3 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,860 shares Expires 2023-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock. F1 · shares: This number of restricted stock units ("RSUs") reflects the adjustments that occurred as of March 1, 2022 in connection with Zimmer Biomet Holdings, Inc.'s (the "Company") spinoff of Zimvie Inc. In connection with the spinoff, each RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit, which adjustments were made following the initial reporting of these RSUs. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:50 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Tax withholdingCommon Stock | 1,155 | $124.73 | $144,063.15 |
DisclosureSEC source: 0001062993-23-004620 · form4.xml · nonDerivative · entry 2 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,892 F3 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:50 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionCommon Stock | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-004620 · form4.xml · nonDerivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This number of restricted stock units ("RSUs") reflects the adjustments that occurred as of March 1, 2022 in connection with Zimmer Biomet Holdings, Inc.'s (the "Company") spinoff of Zimvie Inc. In connection with the spinoff, each RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit, which adjustments were made following the initial reporting of these RSUs. F2 · balance_after: Includes 206 shares acquired under the Company's Employee Stock Purchase Plan on June 30, 2022 and December 30, 2022. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:23 UTC | VERTEX PHARMACEUTICALS INC / MA VRTX · Entity 2875 | GrantDeferred Stock Units · Derivative | 96.341 | $298.42 | $28,750.08 |
DisclosureSEC source: 0001209191-23-003744 · doc4.xml · derivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234.996 Underlying: Common Stock · 96.341 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death. F1 · derivative.exercise_date: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death. F1 · derivative.expiration_date: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death. Read SEC document |
| October 14, 2022 Filed Oct 18, 2022 20:30 UTC | VERTEX PHARMACEUTICALS INC / MA VRTX · Entity 2875 | GrantDeferred Stock Units · Derivative | 96.861 | $296.82 | $28,750.28 |
DisclosureSEC source: 0000899243-22-033745 · doc4.xml · derivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138.655 Underlying: Common Stock · 96.861 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death. F1 · derivative.exercise_date: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death. F1 · derivative.expiration_date: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:32 UTC | VERTEX PHARMACEUTICALS INC / MA VRTX · Entity 2875 | GrantDeferred Stock Units · Derivative | 41.794 | $289.23 | $12,088.08 |
DisclosureSEC source: 0000899243-22-026340 · doc4.xml · derivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41.794 Underlying: Common Stock · 41.794 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death. F1 · derivative.exercise_date: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death. F1 · derivative.expiration_date: Each deferred stock unit represents one share of common stock and is paid out in common stock upon the earliest to occur of (i) termination of Mr. Upadhyay's service on our board of directors, (ii) a change of control of our company and (iii) Mr. Upadhyay's disability or death. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 21:36 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionRestricted Stock Units · Derivative | 3,768 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015943 · form4.xml · derivative · entry 3 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,768 Underlying: Common Stock · 3,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock. F4 · shares: Amount reflects the adjustments that occurred as of March 1, 2022 in connection with the Company's spinoff of ZimVie Inc. In connection with the spinoff, each outstanding RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit. F5 · derivative.exercise_date: 3,768 of the RSUs vested on July 1, 2022 and the remaining 3,768 RSUs are scheduled to vest on July 1, 2023. F5 · derivative.expiration_date: 3,768 of the RSUs vested on July 1, 2022 and the remaining 3,768 RSUs are scheduled to vest on July 1, 2023. F4 · derivative.underlying_shares: Amount reflects the adjustments that occurred as of March 1, 2022 in connection with the Company's spinoff of ZimVie Inc. In connection with the spinoff, each outstanding RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit. F4 · balance_after: Amount reflects the adjustments that occurred as of March 1, 2022 in connection with the Company's spinoff of ZimVie Inc. In connection with the spinoff, each outstanding RSU was adjusted to preserve the intrinsic value of such award by multiplying it by an equity exchange ratio, rounded up to the nearest whole unit. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 21:36 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Tax withholdingCommon Stock | 1,249 | $105.85 | $132,206.65 |
DisclosureSEC source: 0001062993-22-015943 · form4.xml · nonDerivative · entry 2 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,982 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 21:36 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionCommon Stock | 3,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015943 · form4.xml · nonDerivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 159 shares acquired under Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan between July 9, 2021 and January 10, 2022. Read SEC document |
| May 18, 2022 Filed May 19, 2022 20:05 UTC | VERTEX PHARMACEUTICALS INC / MA VRTX · Entity 2875 | GrantCommon Stock | 1,558 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018783 · doc4.xml · nonDerivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 F1 · shares: Restricted stock unit grant vests on 5/18/2023. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:07 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | GrantRestricted Stock Units · Derivative | 6,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006634 · form4.xml · derivative · entry 2 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,831 Underlying: Common Stock · 6,831 shares Expires 2024-02-25 F1 · derivative.exercise_price: (1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock. F2 · shares: In connection with the Company's spinoff of ZimVie Inc., certain performance-based restricted stock units ("PRSUs") held by Company employees, included the reporting person, were converted into time-based RSUs. Effective as of March 1, 2022, PRSU awards granted in 2020 were converted into RSUs at a 50% payout level and PRSU awards granted in 2021 were converted into RSUs at an 82.5% payout level. The vesting date of these awards remains the same, with the RSUs converted from 2020 PRSUs and 2021 PRSUs scheduled to vest on February 21, 2023 and February 25, 2024, respectively. Further, in connection with the spinoff, the RSUs will be adjusted pursuant to an exchange ratio, in order to preserve the intrinsic value of the original award. The RSUs reported on this Form 4 reflect the number of RSUs following conversion from PRSUs, but do not reflect the exchange ratio adjustment, as such calculations have not yet been completed. F2 · derivative.underlying_shares: In connection with the Company's spinoff of ZimVie Inc., certain performance-based restricted stock units ("PRSUs") held by Company employees, included the reporting person, were converted into time-based RSUs. Effective as of March 1, 2022, PRSU awards granted in 2020 were converted into RSUs at a 50% payout level and PRSU awards granted in 2021 were converted into RSUs at an 82.5% payout level. The vesting date of these awards remains the same, with the RSUs converted from 2020 PRSUs and 2021 PRSUs scheduled to vest on February 21, 2023 and February 25, 2024, respectively. Further, in connection with the spinoff, the RSUs will be adjusted pursuant to an exchange ratio, in order to preserve the intrinsic value of the original award. The RSUs reported on this Form 4 reflect the number of RSUs following conversion from PRSUs, but do not reflect the exchange ratio adjustment, as such calculations have not yet been completed. F2 · balance_after: In connection with the Company's spinoff of ZimVie Inc., certain performance-based restricted stock units ("PRSUs") held by Company employees, included the reporting person, were converted into time-based RSUs. Effective as of March 1, 2022, PRSU awards granted in 2020 were converted into RSUs at a 50% payout level and PRSU awards granted in 2021 were converted into RSUs at an 82.5% payout level. The vesting date of these awards remains the same, with the RSUs converted from 2020 PRSUs and 2021 PRSUs scheduled to vest on February 21, 2023 and February 25, 2024, respectively. Further, in connection with the spinoff, the RSUs will be adjusted pursuant to an exchange ratio, in order to preserve the intrinsic value of the original award. The RSUs reported on this Form 4 reflect the number of RSUs following conversion from PRSUs, but do not reflect the exchange ratio adjustment, as such calculations have not yet been completed. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:07 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | GrantRestricted Stock Units · Derivative | 3,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006634 · form4.xml · derivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,744 Underlying: Common Stock · 3,744 shares Expires 2023-02-21 F1 · derivative.exercise_price: (1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock. F2 · shares: In connection with the Company's spinoff of ZimVie Inc., certain performance-based restricted stock units ("PRSUs") held by Company employees, included the reporting person, were converted into time-based RSUs. Effective as of March 1, 2022, PRSU awards granted in 2020 were converted into RSUs at a 50% payout level and PRSU awards granted in 2021 were converted into RSUs at an 82.5% payout level. The vesting date of these awards remains the same, with the RSUs converted from 2020 PRSUs and 2021 PRSUs scheduled to vest on February 21, 2023 and February 25, 2024, respectively. Further, in connection with the spinoff, the RSUs will be adjusted pursuant to an exchange ratio, in order to preserve the intrinsic value of the original award. The RSUs reported on this Form 4 reflect the number of RSUs following conversion from PRSUs, but do not reflect the exchange ratio adjustment, as such calculations have not yet been completed. F2 · derivative.underlying_shares: In connection with the Company's spinoff of ZimVie Inc., certain performance-based restricted stock units ("PRSUs") held by Company employees, included the reporting person, were converted into time-based RSUs. Effective as of March 1, 2022, PRSU awards granted in 2020 were converted into RSUs at a 50% payout level and PRSU awards granted in 2021 were converted into RSUs at an 82.5% payout level. The vesting date of these awards remains the same, with the RSUs converted from 2020 PRSUs and 2021 PRSUs scheduled to vest on February 21, 2023 and February 25, 2024, respectively. Further, in connection with the spinoff, the RSUs will be adjusted pursuant to an exchange ratio, in order to preserve the intrinsic value of the original award. The RSUs reported on this Form 4 reflect the number of RSUs following conversion from PRSUs, but do not reflect the exchange ratio adjustment, as such calculations have not yet been completed. F2 · balance_after: In connection with the Company's spinoff of ZimVie Inc., certain performance-based restricted stock units ("PRSUs") held by Company employees, included the reporting person, were converted into time-based RSUs. Effective as of March 1, 2022, PRSU awards granted in 2020 were converted into RSUs at a 50% payout level and PRSU awards granted in 2021 were converted into RSUs at an 82.5% payout level. The vesting date of these awards remains the same, with the RSUs converted from 2020 PRSUs and 2021 PRSUs scheduled to vest on February 21, 2023 and February 25, 2024, respectively. Further, in connection with the spinoff, the RSUs will be adjusted pursuant to an exchange ratio, in order to preserve the intrinsic value of the original award. The RSUs reported on this Form 4 reflect the number of RSUs following conversion from PRSUs, but do not reflect the exchange ratio adjustment, as such calculations have not yet been completed. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:50 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | GrantEmployee Stock Option (right to buy) · Derivative | 50,046 | $0.00 Strike: $120.82 | $0.00 |
DisclosureSEC source: 0001062993-22-005351 · form4.xml · derivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,046 Underlying: Common Stock · 50,046 shares Expires 2032-02-18 F1 · derivative.exercise_date: Vests annually over three years in increments of one-third each year, commencing on February 18, 2023. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:25 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionRestricted Stock Units · Derivative | 3,655 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-006235 · form4.xml · derivative · entry 3 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,310 Underlying: Common Stock · 3,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: The RSUs vest as follows: 3,655 vested on each of July 1, 2020 and July 1, 2021; and of the remaining 7,310 RSUs, 3,655 are scheduled to vest on each of July 1, 2022 and July 1, 2023. F4 · derivative.expiration_date: The RSUs vest as follows: 3,655 vested on each of July 1, 2020 and July 1, 2021; and of the remaining 7,310 RSUs, 3,655 are scheduled to vest on each of July 1, 2022 and July 1, 2023. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:25 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Tax withholdingCommon Stock | 1,112 | $161.94 | $180,077.28 |
DisclosureSEC source: 0001062993-21-006235 · form4.xml · nonDerivative · entry 2 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,304 F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:25 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionCommon Stock | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-006235 · form4.xml · nonDerivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan between July 9, 2020 and January 9, 2021. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:55 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | GrantEmployee Stock Option (right to buy) · Derivative | 33,914 | $0.00 Strike: $163.79 | $0.00 |
DisclosureSEC source: 0001062993-21-002095 · form4.xml · derivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,914 Underlying: Common Stock · 33,914 shares Expires 2031-02-25 F1 · derivative.exercise_date: Vests annually over four years in increments of 25% each year, commencing on February 25, 2022. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:09 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionRestricted Stock Units · Derivative | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0000911916-20-000165 · edgar.xml · derivative · entry 3 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,965 Underlying: Common Stock · 3,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: Vests annually over four years in increments of 25% each year, commencing on July 1, 2020. F3 · derivative.expiration_date: Vests annually over four years in increments of 25% each year, commencing on July 1, 2020. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:09 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Tax withholdingCommon Stock | 1,079 | $119.21 | $128,627.59 |
DisclosureSEC source: 0000911916-20-000165 · edgar.xml · nonDerivative · entry 2 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,576 F1 · shares: Represents shares withheld by Zimmer Biomet Holdings, Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:09 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | Exercise / conversionCommon Stock | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0000911916-20-000165 · edgar.xml · nonDerivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:36 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | GrantEmployee Stock Option (right to buy) · Derivative | 40,414 | $0.00 Strike: $157.54 | $0.00 |
DisclosureSEC source: 0000911916-20-000038 · edgar.xml · derivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,414 Underlying: Common Stock · 40,414 shares Expires 2030-02-21 F1 · derivative.exercise_date: Vests annually over four years in increments of 25% each year, commencing on February 21, 2021. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:12 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | GrantRestricted Stock Units · Derivative | 14,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000911916-19-000151 · edgar.xml · derivative · entry 2 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,620 Underlying: Common Stock · 14,620 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock. F1 · derivative.exercise_date: Vests annually over four years in increments of 25% each year, commencing on July 1, 2020. F1 · derivative.expiration_date: Vests annually over four years in increments of 25% each year, commencing on July 1, 2020. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:12 UTC | ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278 | GrantEmployee Stock Option (right to buy) · Derivative | 63,510 | $0.00 Strike: $117.80 | $0.00 |
DisclosureSEC source: 0000911916-19-000151 · edgar.xml · derivative · entry 1 Upadhyay Suketu · CIK 0001533149 · Exec. VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,510 Underlying: Common Stock · 63,510 shares Expires 2029-07-01 F1 · derivative.exercise_date: Vests annually over four years in increments of 25% each year, commencing on July 1, 2020. Read SEC document |
| September 24, 2016 Filed Sep 27, 2016 20:03 UTC | Endo International plc ENDP · Entity 124463 | Tax withholdingOrdinary Shares | 1,618 | $22.44 | $36,307.92 |
DisclosureSEC source: 0001209191-16-142897 · doc4.xml · nonDerivative · entry 1 Upadhyay Suketu · CIK 0001533149 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,412 F1 · date: Thirty-three percent (33%) of Mr. Upadhyay's September 24, 2013 grant of restricted stock units (RSUs) vested on September 24, 2016. F2 · shares: These shares represent stock withheld by Endo International plc to satisfy Mr. Upadhyay's tax withholding obligations on shares acquired upon vesting of RSUs. F3 · price: $22.44 represents the vesting price, which is the average of the high and low share price on September 23, 2016, the last business day prior to the vesting day, which was a Saturday. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.