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KAGAN PETER

Disclosed activity across 4 companies

Tapewire entity
147155
SEC CIK
0001239315

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Antero Midstream Partners LPAM · Entity 159113DirectorMarch 12, 2019March 14, 2019
Vital Energy, Inc.LPI · Entity 71532DirectorAugust 13, 2020August 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Antero Midstream Partners LP

Report date March 12, 2019 · Filed March 14, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Units representing limited partner interestsSEC Table I · non-derivativeDirect0 Reported balance After 2019-03-12 transaction · row 1
1 source row

Row 1 · 2019-03-12 · Disposition to issuer · Disposed 15,666 · Balance 0

F1: Each common unit representing limited partnership interests of the Issuer ("AM Common Units") was disposed of pursuant to the Simplification Agreement (the "Simplification Agreement"), dated as of October 9, 2018, by and among the Issuer, AM and certain of their affiliates. Pursuant to the Simplification Agreement, holders of AM Common Units (other than Antero Resources Corporation) received, in exchange for each AM Common Unit held, (i) $3.415 in cash without interest and 1.6350 shares of New AM Common Stock ("New AM Common Stock"), (ii) 1.8926 shares of New AM Common Stock, or (iii) $10.1364 in cash and 1.1279 shares of New AM Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each common unit representing limited partnership interests of the Issuer ("AM Common Units") was disposed of pursuant to the Simplification Agreement (the "Simplification Agreement"), dated as of October 9, 2018, by and among the Issuer, AM and certain of their affiliates. Pursuant to the Simplification Agreement, holders of AM Common Units (other than Antero Resources Corporation) received, in exchange for each AM Common Unit held, (i) $3.415 in cash without interest and 1.6350 shares of New AM Common Stock ("New AM Common Stock"), (ii) 1.8926 shares of New AM Common Stock, or (iii) $10.1364 in cash and 1.1279 shares of New AM Common Stock.

Vital Energy, Inc.

Report date August 13, 2020 · Filed August 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,747 Reported balance After 2020-08-13 transaction · row 1
1 source row

Row 1 · 2020-08-13 · Grant · Acquired 1,411 · Balance 15,747

F1: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent payment of directors retainer and director fees, which are paid 50% in stock and 50% in cash.

Common StockSEC Table I · non-derivativeIndirectSee footnote2,558,505 Reported balance Holding disclosure · report date 2020-08-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,558,505

F2: The stockholders are (i) Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership ("WP IX"), including an affiliated partnership, (ii) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (iii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus IX GP L.P., a Delaware limited partnership ("WP IX GP"), is the general partner of WP IX. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warbug Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP IX GP and WP X GP.

F3: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP IX, WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017.

F4: Peter R. Kagan is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Kagan are included because of his affiliation with the Warburg Pincus entities. Mr. Kagan disclaims beneficial ownership of all shares held by the Warburg Pincus entities.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent payment of directors retainer and director fees, which are paid 50% in stock and 50% in cash.

F2: The stockholders are (i) Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership ("WP IX"), including an affiliated partnership, (ii) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (iii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus IX GP L.P., a Delaware limited partnership ("WP IX GP"), is the general partner of WP IX. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warbug Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP IX GP and WP X GP.

F3: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP IX, WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017.

F4: Peter R. Kagan is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Kagan are included because of his affiliation with the Warburg Pincus entities. Mr. Kagan disclaims beneficial ownership of all shares held by the Warburg Pincus entities.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ANTERO RESOURCES Corp

Report date June 10, 2019 · Filed June 12, 2019

Section 16 reporting ended · disclosed 2019-06-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2019-06-10 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-06-10 · Sale · Disposed 16,094,190 · Balance 0

F1: Effective June 10, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) sold an aggregate of 16,094,190 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") (the "Sale").

F2: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Sale, the Warburg Pincus Entities (as defined below) collectively own no shares of Common Stock of the Issuer.

F3: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Kagan may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Kagan disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein.

F4: The Warburg Pincus funds are Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X Partners and WP X O&G.

F5: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of WP X Partners and WP X O&G.

F6: Each of WP X Partners, WP X O&G, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."

Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect371,851 Reported balance Holding disclosure · report date 2019-06-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 371,851

Filing footnotes · ownership attribution and instrument terms

F1: Effective June 10, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) sold an aggregate of 16,094,190 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") (the "Sale").

F2: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Sale, the Warburg Pincus Entities (as defined below) collectively own no shares of Common Stock of the Issuer.

F3: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Kagan may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Kagan disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein.

F4: The Warburg Pincus funds are Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X Partners and WP X O&G.

F5: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of WP X Partners and WP X O&G.

F6: Each of WP X Partners, WP X O&G, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."

Antero Midstream Corp

Report date November 12, 2019 · Filed November 13, 2019

Section 16 reporting ended · disclosed 2019-11-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2019-11-12 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-11-12 · Sale · Disposed 22,965,437 · Balance 0

F1: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). On November 12, 2019, the Warburg Pincus Entities (as defined below) disposed of all remaining shares of Antero Midstream Corporation ("Antero Midstream") common stock ("Common Stock") owned by such entities.

F2: All Common Stock indicated as indirectly owned by the Reporting Person is included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Kagan may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the Common Stock owned by the Warburg Pincus Entities. Mr. Kagan disclaims beneficial ownership of all Common Stock attributable to the Warburg Pincus Entities except to the extent of his pecuniary interest therein.

F3: The Warburg Pincus funds are Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners", and together with WP X O&G, the "WP X O&G Funds"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds.

F4: (Continued from footnote 3) Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of the WP X O&G Funds.

F5: The WP X O&G Funds, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."

Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect49,722 Reported balance Holding disclosure · report date 2019-11-12 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 49,722

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). On November 12, 2019, the Warburg Pincus Entities (as defined below) disposed of all remaining shares of Antero Midstream Corporation ("Antero Midstream") common stock ("Common Stock") owned by such entities.

F2: All Common Stock indicated as indirectly owned by the Reporting Person is included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Kagan may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the Common Stock owned by the Warburg Pincus Entities. Mr. Kagan disclaims beneficial ownership of all Common Stock attributable to the Warburg Pincus Entities except to the extent of his pecuniary interest therein.

F3: The Warburg Pincus funds are Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners", and together with WP X O&G, the "WP X O&G Funds"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds.

F4: (Continued from footnote 3) Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of the WP X O&G Funds.

F5: The WP X O&G Funds, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 10, 2017 Filed Oct 12, 2017 23:11 UTC ANTERO RESOURCES Corp AR · Entity 3448 GrantCommon stock, par value $0.01 per share 3,441 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-061995 · a4.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,859

Read SEC document
October 10, 2017 Filed Oct 12, 2017 19:07 UTC Antero Midstream Corp AMGP · Entity 3501 GrantCommon shares representing limited partner interests 2,077 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-061987 · a4.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,847

Read SEC document
October 10, 2017 Filed Oct 12, 2017 19:04 UTC Antero Midstream Partners LP AM · Entity 159113 GrantCommon Units representing limited partner interests 793 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-061983 · a4.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,163

Read SEC document
August 16, 2017 Filed Aug 18, 2017 08:38 UTC Vital Energy, Inc. LPI · Entity 71532 GrantCommon Stock 1,900 $11.84 $22,496.00
Disclosure

SEC source: 0001528129-17-000115 · wf-form4_150305988945319.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,053

F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director.

Read SEC document
July 10, 2017 Filed Jul 13, 2017 00:05 UTC ANTERO RESOURCES Corp AR · Entity 3448 GrantCommon stock, par value $0.01 per share 3,288 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-044702 · a4.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,418

Read SEC document
July 10, 2017 Filed Jul 12, 2017 20:07 UTC Antero Midstream Partners LP AM · Entity 159113 GrantCommon Units representing limited partner interests 769 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-044708 · a4.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,370

Read SEC document
July 10, 2017 Filed Jul 12, 2017 20:04 UTC Antero Midstream Corp AMGP · Entity 3501 GrantCommon shares representing limited partner interests 770 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-044701 · a4.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

Read SEC document
June 09, 2017 Filed Feb 9, 2018 23:47 UTC ANTERO RESOURCES Corp AR · Entity 3448 GiftCommon stock, par value $0.01 per share 7,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-008125 · a5.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,683

Read SEC document
May 10, 2017 Filed May 12, 2017 11:00 UTC Vital Energy, Inc. LPI · Entity 71532 GrantCommon Stock 14,147 $12.37 $174,998.39
Disclosure

SEC source: 0001528129-17-000091 · wf-form4_149460119894473.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,153

F1 · price: These restricted shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director.

Read SEC document
April 10, 2017 Filed Apr 13, 2017 01:17 UTC ANTERO RESOURCES Corp AR · Entity 3448 GrantCommon stock, par value $0.01 per share 2,986 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-023156 · a4.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,130

Read SEC document
April 10, 2017 Filed Apr 12, 2017 21:15 UTC Antero Midstream Partners LP AM · Entity 159113 GrantCommon Units representing limited partner interests 749 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-023155 · a4.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,601

Read SEC document
March 31, 2017 Filed Apr 4, 2017 17:57 UTC Vital Energy, Inc. LPI · Entity 71532 SaleCommon Stock 163,207 $14.34 $2,340,388.38
Disclosure

SEC source: 0001528129-17-000063 · wf-form4_149134304756416.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,006

F1 · price: The price reported in Column 4 is an average weighted price. The reporting person undertakes to provide Laredo Petroleum, Inc. ("Laredo"), any security holder of Laredo, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 08:40 UTC Vital Energy, Inc. LPI · Entity 71532 OtherCommon Stock 50,025 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-011445 · a4.xml · nonDerivative · entry 2

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,213

F5 · kind: In connection with the Distribution, 50,025 shares of Common Stock of the Company were distributed to Mr. Kagan in his personal capacity.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 08:40 UTC Vital Energy, Inc. LPI · Entity 71532 OtherCommon Stock, par value $0.01 per share ("Common Stock") 9,999,981 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-011445 · a4.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 77,670,146

F1 · kind: On February 23, 2017, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), distributed an aggregate of 9,999,981 shares of Common Stock of the Company to its partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the limited partnership agreement of WP IX (the "Distribution"), with no consideration being paid in connection herewith.

F1 · shares: On February 23, 2017, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), distributed an aggregate of 9,999,981 shares of Common Stock of the Company to its partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the limited partnership agreement of WP IX (the "Distribution"), with no consideration being paid in connection herewith.

F2 · ownership.nature: The stockholders are (i) WP IX, including an affiliated partnership, (ii) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (iii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus IX GP L.P., a Delaware limited partnership ("WP IX GP"), is the general partner of WP IX. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP IX GP and WP X LP.

F3 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP IX, WP X O&G and WP X Partners. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Messrs. Kaye and Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017.

F4 · ownership.nature: Peter R. Kagan is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Kagan are included because of his affiliation with the Warburg Pincus entities. Mr. Kagan disclaims beneficial ownership of all shares held by the Warburg Pincus entities.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 17:50 UTC Vital Energy, Inc. LPI · Entity 71532 GrantCommon Stock 1,063 $14.11 $14,998.93
Disclosure

SEC source: 0001528129-17-000009 · wf-form4_148711262968889.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,188

F1 · shares: These restricted shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 21:49 UTC ANTERO RESOURCES Corp AR · Entity 3448 GrantCommon stock, par value $0.01 per share 2,684 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-002151 · a4.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,144

Read SEC document
January 10, 2017 Filed Jan 12, 2017 16:49 UTC Antero Midstream Partners LP AM · Entity 159113 GrantCommon Units representing limited partner interests 769 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-002150 · a4.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,852

Read SEC document
November 18, 2016 Filed Nov 22, 2016 08:56 UTC Vital Energy, Inc. LPI · Entity 71532 GrantCommon Stock 1,040 $14.42 $14,996.80
Disclosure

SEC source: 0001528129-16-000300 · wf-form4_147982296575690.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,125

F1 · shares: These restricted shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 10:33 UTC ANTERO RESOURCES Corp AR · Entity 3448 OtherCommon stock, par value $0.01 per share 12,188,506 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-084630 · doc1.xml · nonDerivative · entry 2

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 56,712,287

F1 · kind: Effective November 2, 2016, the WP VIII Funds (as defined below) distributed an aggregate total of 12,188,506 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith.

F1 · price: Effective November 2, 2016, the WP VIII Funds (as defined below) distributed an aggregate total of 12,188,506 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith.

F1 · balance_after: Effective November 2, 2016, the WP VIII Funds (as defined below) distributed an aggregate total of 12,188,506 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith.

F2 · balance_after: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Distribution, the Warburg Pincus Entities (as defined below), collectively own 56,712,287 shares of Common Stock of the Issuer.

F3 · balance_after: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Kagan may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Kagan disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein.

F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Distribution, the Warburg Pincus Entities (as defined below), collectively own 56,712,287 shares of Common Stock of the Issuer.

F3 · ownership.nature: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Kagan may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Kagan disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein.

F4 · ownership.nature: The Warburg Pincus funds are Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds"), Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners", and together with WP X, the "WP X Funds"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII GP"), is the general partner of WP-WPVIII Investors. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X Funds and WP X O&G.

F5 · ownership.nature: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP-WPVIII GP and WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (i) the managing member of WPP GP, and (ii) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of the WP VIII Funds, the WP X Funds and WP X O&G.

F6 · ownership.nature: Each of the WP VIII Funds, the WP X Funds, WP X O&G, WP-WPVIII GP, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."

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November 02, 2016 Filed Nov 3, 2016 10:33 UTC ANTERO RESOURCES Corp AR · Entity 3448 OtherCommon stock, par value $0.01 per share 75,345 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-084630 · doc1.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,460

F1 · kind: Effective November 2, 2016, the WP VIII Funds (as defined below) distributed an aggregate total of 12,188,506 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith.

F1 · price: Effective November 2, 2016, the WP VIII Funds (as defined below) distributed an aggregate total of 12,188,506 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith.

F1 · balance_after: Effective November 2, 2016, the WP VIII Funds (as defined below) distributed an aggregate total of 12,188,506 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith.

F7 · balance_after: In connection with the Distribution, an aggregate total of 75,345 shares of Common Stock of the Issuer were distributed to Mr. Kagan in his personal capacity.

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October 10, 2016 Filed Oct 12, 2016 23:58 UTC ANTERO RESOURCES Corp AR · Entity 3448 GrantCommon stock, par value $0.01 per share 2,340 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-149842 · a4.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,115

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October 10, 2016 Filed Oct 12, 2016 20:07 UTC Antero Midstream Partners LP AM · Entity 159113 GrantCommon Units representing limited partner interests 923 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-149848 · a4.xml · nonDerivative · entry 1

KAGAN PETER · CIK 0001239315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,083

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.