Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eaton Corp plcETN · Entity 2604 | See Remarks below. | August 30, 2018 | August 31, 2018 |
| FLEX LTD.FLEX · Entity 3085 | Director · Chief Executive Officer | August 18, 2026 | August 21, 2026 |
| Uber Technologies, IncUBER · Entity 2867 | Director | May 05, 2026 | May 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eaton Corp plc
Report date August 30, 2018 · Filed August 31, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 24,715 |
Reported balance
After 2018-08-30 transaction · row 1
1 source rowRow 1 · 2018-08-30 · Sale · Disposed 15,500 · Balance 24,715 F1: Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| Ordinary SharesSEC Table I · non-derivative | Indirectby trustee of ESP | 1,295.343 |
Reported balance
Holding disclosure · report date 2018-08-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,295.343 |
Filing footnotes · ownership attribution and instrument terms
F1: Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
FLEX LTD.
Report date August 18, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 117,857 |
Reported balance
After 2026-08-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-18 · Other · Disposed 35,051 · Balance 117,857 F1: Reflects a transfer by the Reporting Person of 35,051 directly owned ordinary shares to an irrevocable trust that was established for the benefit of the Reporting Person's children for which the Reporting Person is a grantor, in satisfaction of her obligations to such trust under a $4,376,143.09 promissory note. F2: Includes the following: (1) 54,739 unvested restricted share units ("RSUs"), which will vest on June 12, 2027; and (2) 63,117 unvested RSUs, which will vest in two equal annual installments beginning on June 12, 2027. F3: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy GRAT | 815,262 |
Reported balance
Holding disclosure · report date 2026-08-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 815,262 |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy GRAT I | 215,685 |
Reported balance
Holding disclosure · report date 2026-08-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 215,685 F4: Reflects the transfer by the Reporting Person of 215,685 directly owned ordinary shares to a grantor retained annuity trust ("GRAT I"), which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy GRAT II | 215,685 |
Reported balance
Holding disclosure · report date 2026-08-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 215,685 F5: Reflects the transfer by the Reporting Person of 215,685 directly owned ordinary shares to a grantor retained annuity trust ("GRAT II"), which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a transfer by the Reporting Person of 35,051 directly owned ordinary shares to an irrevocable trust that was established for the benefit of the Reporting Person's children for which the Reporting Person is a grantor, in satisfaction of her obligations to such trust under a $4,376,143.09 promissory note.
F2: Includes the following: (1) 54,739 unvested restricted share units ("RSUs"), which will vest on June 12, 2027; and (2) 63,117 unvested RSUs, which will vest in two equal annual installments beginning on June 12, 2027.
F3: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not been previously forfeited.
F4: Reflects the transfer by the Reporting Person of 215,685 directly owned ordinary shares to a grantor retained annuity trust ("GRAT I"), which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act.
F5: Reflects the transfer by the Reporting Person of 215,685 directly owned ordinary shares to a grantor retained annuity trust ("GRAT II"), which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act.
Uber Technologies, Inc
Report date May 05, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,045 |
Reported balance
After 2026-05-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-05 · Grant · Acquired 4,045 · Balance 4,045 F1: The reporting person was granted 4,045 restricted stock units (RSUs) on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2027 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service, pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was granted 4,045 restricted stock units (RSUs) on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2027 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service, pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 5, 2021 23:02 UTC | Uber Technologies, Inc UBER · Entity 2867 | Exercise / conversionCommon Stock | 3,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-000103 · primarydocument.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 22:41 UTC | Uber Technologies, Inc UBER · Entity 2867 | GrantRestricted Stock Units · Derivative | 3,756 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005092 · primarydocument.xml · derivative · entry 1 Advaithi Revathi · CIK 0001649101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756 Underlying: Common Stock · 3,756 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units are scheduled to vest on December 31, 2020, subject to earlier vesting in certain circumstances. Upon vesting, restricted stock units become payable in cash or common stock on a one-for-one basis at the election of the issuer. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest on December 31, 2020, subject to earlier vesting in certain circumstances. Upon vesting, restricted stock units become payable in cash or common stock on a one-for-one basis at the election of the issuer. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 23:30 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 46,523 | $10.53 | $490,077.93 |
DisclosureSEC source: 0001209191-20-037096 · doc4.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,164 F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs"). F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $10.275 to $10.67. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F3 · balance_after: Includes the following: (1) 130,208 unvested RSUs, which will vest in two equal annual installments beginning on February 11, 2021; (2) 292,969 unvested RSUs, which will vest in three equal annual installments beginning on June 11, 2021; and (3) 345,304 unvested RSUs, which will vest in three equal annual installments beginning on June 3, 2021. F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 22:45 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 345,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034811 · doc4.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,687 F1 · shares: Consists of 345,304 unvested restricted share units ("RSUs"), which will vest in three equal annual installments beginning on June 3, 2021. F2 · balance_after: Includes the following: (1) 130,208 unvested RSUs, which will vest in two equal annual installments beginning on February 11, 2021; (2) 390,625 unvested RSUs, which will vest in four equal annual installments beginning on June 11, 2020; and (3) 345,304 unvested RSUs, which will vest in three equal annual installments beginning on June 3, 2021. F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:06 UTC | FLEX LTD. FLEX · Entity 3085 | SaleOrdinary Shares | 22,554 | $13.49 | $304,201.59 |
DisclosureSEC source: 0001209191-20-009459 · doc4.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,383 F1 · kind: The sale reported in this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted share units ("RSUs"). F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $13.39 to $13.645. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. F3 · balance_after: Includes the following: (1) 130,208 unvested RSUs, which will vest in two equal annual installments beginning on February 11, 2021; and (2) 390,625 unvested RSUs, which will vest in four equal annual installments beginning on June 11, 2020. F4 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 23:16 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 390,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036945 · doc4.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,937 F1 · shares: Consists of 390,625 unvested restricted share units ("RSUs"), which will vest in four equal annual installments beginning on June 11, 2020. F2 · balance_after: Includes the following: (1) 195,312 unvested RSUs, which will vest in three equal installments beginning on February 11, 2020; and (2) 390,625 unvested RSUs, which will vest in four equal installments beginning on June 11, 2020. F3 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 21:51 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 195,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010243 · doc4.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,312 F1 · shares: Consists of 195,312 unvested restricted share units ("RSUs"), which will vest in three installments on February 11, 2020, February 11, 2021 and February 11, 2022. F2 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 15:29 UTC | Eaton Corp plc ETN · Entity 2604 | SaleOrdinary Shares | 15,500 | $82.98 | $1,286,112.50 |
DisclosureSEC source: 0001551182-18-000213 · wf-form4_153572934904312.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,715 F1 · price: Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:55 UTC | Eaton Corp plc ETN · Entity 2604 | GrantStock Option · Derivative | 28,950 | $0.00 Strike: $81.96 | $0.00 |
DisclosureSEC source: 0001551182-18-000116 · wf-form4_151994130764647.xml · derivative · entry 4 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,950 Underlying: Ordinary Shares · 28,950 shares Expires 2028-02-27 F5 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:55 UTC | Eaton Corp plc ETN · Entity 2604 | GrantRestricted Stock Units · Derivative | 6,015 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000116 · wf-form4_151994130764647.xml · derivative · entry 3 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,015 Underlying: Ordinary Shares · 6,015 shares Expires not disclosed F3 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. F4 · derivative.expiration_date: This field is not applicable. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:55 UTC | Eaton Corp plc ETN · Entity 2604 | GrantOrdinary Shares | 1,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000116 · wf-form4_151994130764647.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,947 F1 · shares: These shares were acquired upon the vesting of performance share awards. Read SEC document |
| February 27, 2018 Filed Mar 16, 2018 17:11 UTC Amendment | Eaton Corp plc ETN · Entity 2604 | GrantStock Option · Derivative | 28,950 | $0.00 Strike: $81.96 | $0.00 |
DisclosureSEC source: 0001551182-18-000155 · wf-form4a_152122029794938.xml · derivative · entry 4 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,950 Underlying: Ordinary Shares · 28,950 shares Expires 2028-02-27 F5 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. Read SEC document |
| February 27, 2018 Filed Mar 16, 2018 17:11 UTC Amendment | Eaton Corp plc ETN · Entity 2604 | GrantRestricted Stock Units · Derivative | 6,015 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000155 · wf-form4a_152122029794938.xml · derivative · entry 3 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,015 Underlying: Ordinary Shares · 6,015 shares Expires not disclosed F3 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. F4 · derivative.expiration_date: This field is not applicable. Read SEC document |
| February 27, 2018 Filed Mar 16, 2018 17:11 UTC Amendment | Eaton Corp plc ETN · Entity 2604 | GrantOrdinary Shares | 1,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000155 · wf-form4a_152122029794938.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,215 F1 · shares: These shares were acquired upon the vesting of performance share awards. The amount has been revised to show the proper amount awarded. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:22 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 3,254 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000057 · wf-form4_151968015600213.xml · derivative · entry 7 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,353 Underlying: Ordinary Shares · 3,254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F5 · derivative.expiration_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:22 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 2,037 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000057 · wf-form4_151968015600213.xml · derivative · entry 6 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,037 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: These restricted stock units were granted on February 24, 2015 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:22 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 927 | $82.12 | $76,125.24 |
DisclosureSEC source: 0001551182-18-000057 · wf-form4_151968015600213.xml · nonDerivative · entry 4 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,255 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:22 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 3,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000057 · wf-form4_151968015600213.xml · nonDerivative · entry 3 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:22 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 581 | $82.12 | $47,711.72 |
DisclosureSEC source: 0001551182-18-000057 · wf-form4_151968015600213.xml · nonDerivative · entry 2 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,928 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:22 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 2,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000057 · wf-form4_151968015600213.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 20:38 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 2,379 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000023 · wf-form4_151941831480213.xml · derivative · entry 4 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,831 Underlying: Ordinary Shares · 2,379 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer. F5 · derivative.exercise_date: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. F5 · derivative.expiration_date: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 20:38 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 692 | $81.96 | $56,716.32 |
DisclosureSEC source: 0001551182-18-000023 · wf-form4_151941831480213.xml · nonDerivative · entry 2 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,472 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 20:38 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 2,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-18-000023 · wf-form4_151941831480213.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 18:56 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionStock Option · Derivative | 5,583 | $0.00 Strike: $53.71 | $0.00 |
DisclosureSEC source: 0001551182-17-000185 · wf-form4_151059937280207.xml · derivative · entry 8 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 5,583 shares Expires 2021-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted on February 22, 2011, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 18:56 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionStock Option · Derivative | 7,417 | $0.00 Strike: $53.71 | $0.00 |
DisclosureSEC source: 0001551182-17-000185 · wf-form4_151059937280207.xml · derivative · entry 7 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,583 Underlying: Ordinary Shares · 7,417 shares Expires 2021-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted on February 22, 2011, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 18:56 UTC | Eaton Corp plc ETN · Entity 2604 | SaleOrdinary Shares | 3,826 | $78.48 | $300,264.48 |
DisclosureSEC source: 0001551182-17-000185 · wf-form4_151059937280207.xml · nonDerivative · entry 5 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,785 F1 · price: Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 18:56 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 5,583 | $53.71 | $299,862.93 |
DisclosureSEC source: 0001551182-17-000185 · wf-form4_151059937280207.xml · nonDerivative · entry 4 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 18:56 UTC | Eaton Corp plc ETN · Entity 2604 | SaleOrdinary Shares | 7,417 | $78.21 | $580,083.57 |
DisclosureSEC source: 0001551182-17-000185 · wf-form4_151059937280207.xml · nonDerivative · entry 3 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,028 F1 · price: Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 18:56 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 7,417 | $53.71 | $398,367.07 |
DisclosureSEC source: 0001551182-17-000185 · wf-form4_151059937280207.xml · nonDerivative · entry 2 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 18:56 UTC | Eaton Corp plc ETN · Entity 2604 | SaleOrdinary Shares | 12,500 | $78.41 | $980,125.00 |
DisclosureSEC source: 0001551182-17-000185 · wf-form4_151059937280207.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,028 F1 · price: Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:31 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 1,977 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000081 · wf-form4_148831748981426.xml · derivative · entry 7 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,037 Underlying: Ordinary Shares · 1,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer. F5 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F6 · derivative.expiration_date: These restricted stock units have no expiration date. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:31 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 1,862 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000081 · wf-form4_148831748981426.xml · derivative · entry 6 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,862 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer. F5 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F6 · derivative.expiration_date: These restricted stock units have no expiration date. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:31 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 630 | $71.76 | $45,208.80 |
DisclosureSEC source: 0001551182-17-000081 · wf-form4_148831748981426.xml · nonDerivative · entry 4 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,528 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:31 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 1,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000081 · wf-form4_148831748981426.xml · nonDerivative · entry 3 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:31 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 594 | $71.76 | $42,625.44 |
DisclosureSEC source: 0001551182-17-000081 · wf-form4_148831748981426.xml · nonDerivative · entry 2 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,181 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:31 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 1,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000081 · wf-form4_148831748981426.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:46 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 3,253 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000069 · wf-form4_148823197061451.xml · derivative · entry 4 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,607 Underlying: Ordinary Shares · 3,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer. F5 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F6 · derivative.expiration_date: These restricted stock units have no expiration date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:46 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 1,048 | $72.34 | $75,812.32 |
DisclosureSEC source: 0001551182-17-000069 · wf-form4_148823197061451.xml · nonDerivative · entry 2 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,913 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:46 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 3,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000069 · wf-form4_148823197061451.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:18 UTC | Eaton Corp plc ETN · Entity 2604 | GrantStock Option · Derivative | 36,200 | $0.00 Strike: $71.89 | $0.00 |
DisclosureSEC source: 0001551182-17-000045 · wf-form4_148788470669529.xml · derivative · entry 2 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,200 Underlying: Ordinary Shares · 36,200 shares Expires 2027-02-21 F2 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:18 UTC | Eaton Corp plc ETN · Entity 2604 | GrantRestricted Stock Units · Derivative | 7,210 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000045 · wf-form4_148788470669529.xml · derivative · entry 1 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,210 Underlying: Ordinary Shares · 7,210 shares Expires not disclosed F1 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F1 · derivative.expiration_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 15:25 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionStock Option · Derivative | 10,992 | $27.29 Strike: $27.29 | $299,971.68 |
DisclosureSEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · derivative · entry 8 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 10,992 shares Expires 2018-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on October 1, 2008, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 15:25 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionStock Option · Derivative | 9,008 | $27.29 Strike: $27.29 | $245,828.32 |
DisclosureSEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · derivative · entry 7 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,992 Underlying: Ordinary Shares · 9,008 shares Expires 2018-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on October 1, 2008, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 15:25 UTC | Eaton Corp plc ETN · Entity 2604 | SaleOrdinary Shares | 30,000 | $64.16 | $1,924,650.00 |
DisclosureSEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · nonDerivative · entry 5 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,708 F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $64.123 - $64.185. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 15:25 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 4,673 | $64.19 | $299,950.52 |
DisclosureSEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · nonDerivative · entry 4 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,708 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 15:25 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 10,992 | $27.29 | $299,971.68 |
DisclosureSEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · nonDerivative · entry 3 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 15:25 UTC | Eaton Corp plc ETN · Entity 2604 | SaleOrdinary Shares | 9,008 | $64.18 | $578,169.47 |
DisclosureSEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · nonDerivative · entry 2 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,389 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 15:25 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 9,008 | $27.29 | $245,828.32 |
DisclosureSEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · nonDerivative · entry 1 Advaithi Revathi · CIK 0001649101 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.