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Koebler Ellen

Disclosed activity across 2 companies

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147092
SEC CIK
0001675053

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SUNTRUST BANKS INC

Report date December 06, 2019 · Filed December 09, 2019

Section 16 reporting ended · disclosed 2019-12-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-12-06 transaction · row 1
1 source row

Row 1 · 2019-12-06 · Disposition to issuer · Disposed 4,598.463 · Balance 0

F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-11-14Direct0 Reported balance After 2019-12-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-12-06 · Disposition to issuer · Disposed 4,443.88 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 5,755 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-11-14Direct0 Reported balance After 2019-12-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-12-06 · Disposition to issuer · Disposed 4,442.838 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 5,753 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-13Direct0 Reported balance After 2019-12-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-12-06 · Disposition to issuer · Disposed 1,406.955 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F5: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 1,822 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13Direct0 Reported balance After 2019-12-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-12-06 · Disposition to issuer · Disposed 1,405.894 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F6: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 1,821 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-14Direct0 Reported balance After 2019-12-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-12-06 · Disposition to issuer · Disposed 1,639.906 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F7: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 2,124 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-08Direct0 Reported balance After 2019-12-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-12-06 · Disposition to issuer · Disposed 7,567.207 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F8: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate 9,800 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-08Direct0 Reported balance After 2019-12-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-12-06 · Disposition to issuer · Disposed 7,566.175 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F9: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate 9,798 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-02-08Direct0 Reported balance After 2019-12-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-12-06 · Disposition to issuer · Disposed 7,566.173 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F9: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate 9,798 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-10-01Direct0 Reported balance After 2019-12-06 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-12-06 · Disposition to issuer · Disposed 37,235.583 · Balance 0

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F10: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate 48,220 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-14Direct17,091.215 Reported balance After 2019-12-06 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-12-06 · Grant · Acquired 17,091.215 · Balance 17,091.215

F11: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance vesting conditions being met in excess of 130% of target.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13Direct13,017.672 Reported balance After 2019-12-06 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-12-06 · Grant · Acquired 13,017.672 · Balance 13,017.672

F11: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance vesting conditions being met in excess of 130% of target.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-14Direct0 Reported balance After 2019-12-06 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-12-06 · Disposition to issuer · Disposed 17,091.215 · Balance 0

F12: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F13: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 22,133 shares of BB&T common stock.

Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13Direct0 Reported balance After 2019-12-06 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-12-06 · Disposition to issuer · Disposed 13,017.672 · Balance 0

F12: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F14: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 16,858 shares of BB&T common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock.

F2: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 5,755 shares of BB&T common stock.

F4: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 5,753 shares of BB&T common stock.

F5: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 1,822 shares of BB&T common stock.

F6: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 1,821 shares of BB&T common stock.

F7: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 2,124 shares of BB&T common stock.

F8: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate 9,800 shares of BB&T common stock.

F9: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate 9,798 shares of BB&T common stock.

F10: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate 48,220 shares of BB&T common stock.

F11: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance vesting conditions being met in excess of 130% of target.

F12: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F13: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 22,133 shares of BB&T common stock.

F14: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 16,858 shares of BB&T common stock.

TRUIST FINANCIAL CORP

Report date August 19, 2020 · Filed August 20, 2020

Section 16 reporting ended · disclosed 2020-08-20. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2020 Filed May 18, 2020 20:39 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 SaleCommon Stock 10,000 $31.97 $319,700.00
Disclosure

SEC source: 0001225208-20-007937 · doc4.xml · nonDerivative · entry 1

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,859

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 Exercise / conversionRestricted Stock Units · Derivative 2,123 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · derivative · entry 9

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,123 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F5 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,639.906 shares of SunTrust common stock.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 Exercise / conversionRestricted Stock Unit · Derivative 19,329 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · derivative · entry 8

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

Underlying: Common Stock · 19,329 shares

Expires 2020-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 17,091.215 shares of SunTrust common stock.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 Tax withholdingCommon Stock 7,713 $54.94 $423,752.22
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · nonDerivative · entry 6

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,859

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 Tax withholdingCommon Stock 958 $54.94 $52,632.52
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · nonDerivative · entry 5

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,572

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 Exercise / conversionCommon Stock 2,123 $54.94 $116,637.62
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · nonDerivative · entry 4

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 20:24 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 Exercise / conversionCommon Stock 19,329 $54.94 $1,061,935.26
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · nonDerivative · entry 3

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 Exercise / conversionRestricted Stock Units · Derivative 1,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · derivative · entry 7

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,822 shares

Expires 2020-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F2 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,406.955 shares of SunTrust common stock.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 Tax withholdingCommon Stock 549 $54.82 $30,096.18
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · nonDerivative · entry 2

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,078

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:24 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 Exercise / conversionCommon Stock 1,822 $54.82 $99,882.04
Disclosure

SEC source: 0001225208-20-002545 · doc4.xml · nonDerivative · entry 1

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:56 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 Exercise / conversionRestricted Stock Units · Derivative 9,800 $54.27 $531,846.00
Disclosure

SEC source: 0001225208-20-001958 · doc4.xml · derivative · entry 3

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,800 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3 · derivative.underlying_shares: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,567.207 shares of SunTrust common stock.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:56 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 Tax withholdingCommon Stock 2,950 $54.27 $160,096.50
Disclosure

SEC source: 0001225208-20-001958 · doc4.xml · nonDerivative · entry 2

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,805

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February 07, 2020 Filed Feb 11, 2020 22:56 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 Exercise / conversionCommon Stock 9,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001958 · doc4.xml · nonDerivative · entry 1

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price $54.270

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December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 Disposition to issuerPhantom Stock Units · Derivative 13,017.672 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · derivative · entry 14

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,017.672 shares

Expires 2021-02-13

F12 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F14 · price: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 16,858 shares of BB&T common stock.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 Disposition to issuerPhantom Stock Units · Derivative 17,091.215 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · derivative · entry 13

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,091.215 shares

Expires 2020-02-14

F12 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust performance-vested restricted stock unit immediately prior to the effective time of the Merger.

F13 · price: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 22,133 shares of BB&T common stock.

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December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 GrantPhantom Stock Units · Derivative 13,017.672 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · derivative · entry 12

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,017.672

Underlying: Common Stock · 13,017.672 shares

Expires 2021-02-13

F11 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance vesting conditions being met in excess of 130% of target.

F11 · price: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance vesting conditions being met in excess of 130% of target.

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December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 GrantPhantom Stock Units · Derivative 17,091.215 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · derivative · entry 11

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,091.215

Underlying: Common Stock · 17,091.215 shares

Expires 2020-02-14

F11 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance vesting conditions being met in excess of 130% of target.

F11 · price: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance vesting conditions being met in excess of 130% of target.

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December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 Disposition to issuerPhantom Stock Units · Derivative 37,235.583 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · derivative · entry 10

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,235.583 shares

Expires 2022-10-01

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F10 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate 48,220 shares of BB&T common stock.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 Disposition to issuerPhantom Stock Units · Derivative 7,566.173 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · derivative · entry 9

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,566.173 shares

Expires 2022-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F9 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate 9,798 shares of BB&T common stock.

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December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 Disposition to issuerPhantom Stock Units · Derivative 7,566.175 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · derivative · entry 8

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,566.175 shares

Expires 2021-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F9 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate 9,798 shares of BB&T common stock.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 Disposition to issuerPhantom Stock Units · Derivative 7,567.207 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · derivative · entry 7

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,567.207 shares

Expires 2020-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F8 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate 9,800 shares of BB&T common stock.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 Disposition to issuerPhantom Stock Units · Derivative 1,639.906 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · derivative · entry 6

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,639.906 shares

Expires 2020-02-14

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F7 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 2,124 shares of BB&T common stock.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 Disposition to issuerPhantom Stock Units · Derivative 1,405.894 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · derivative · entry 5

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,405.894 shares

Expires 2021-02-13

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F6 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 1,821 shares of BB&T common stock.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 Disposition to issuerPhantom Stock Units · Derivative 1,406.955 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · derivative · entry 4

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,406.955 shares

Expires 2020-02-13

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F5 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 1,822 shares of BB&T common stock.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 Disposition to issuerPhantom Stock Units · Derivative 4,442.838 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · derivative · entry 3

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,442.838 shares

Expires 2021-11-14

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 5,753 shares of BB&T common stock.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 Disposition to issuerPhantom Stock Units · Derivative 4,443.88 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · derivative · entry 2

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,443.88 shares

Expires 2020-11-14

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 5,755 shares of BB&T common stock.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 15:19 UTC SUNTRUST BANKS INC STI · Entity 106623 Disposition to issuerCommon Stock 4,598.463 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000221 · edgar.xml · nonDerivative · entry 1

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock.

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December 06, 2019 Filed Dec 11, 2019 00:52 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 16,858 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028858 · doc4.xml · derivative · entry 12

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,858

Underlying: Common Stock · 16,858 shares

Expires 2021-02-13

F12 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F14 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 13,017.672 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:52 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 22,133 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028858 · doc4.xml · derivative · entry 11

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,133

Underlying: Common Stock · 22,133 shares

Expires 2020-02-14

F12 · derivative.exercise_price: Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a BB&T restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F13 · price: These restricted stock units replaced SunTrust performance-vested restricted stock units in respect of an aggregate 17,091.215 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:52 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 48,220 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028858 · doc4.xml · derivative · entry 10

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,220

Underlying: Common Stock · 48,220 shares

Expires 2022-10-01

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F11 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 37,235.583 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:52 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 9,798 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028858 · doc4.xml · derivative · entry 9

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Underlying: Common Stock · 9,798 shares

Expires 2022-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F10 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,566.173 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:52 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 9,798 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028858 · doc4.xml · derivative · entry 8

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Underlying: Common Stock · 9,798 shares

Expires 2021-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F9 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,566.175 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:52 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 9,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028858 · doc4.xml · derivative · entry 7

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 9,800 shares

Expires 2020-02-08

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F8 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 7,567.207 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:52 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 2,124 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028858 · doc4.xml · derivative · entry 6

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124

Underlying: Common Stock · 2,124 shares

Expires 2020-02-14

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F7 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,639.906 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:52 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 1,821 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028858 · doc4.xml · derivative · entry 5

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,821

Underlying: Common Stock · 1,821 shares

Expires 2021-02-13

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F6 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,405.894 shares of SunTrust common stock.

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December 06, 2019 Filed Dec 11, 2019 00:52 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 1,822 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028858 · doc4.xml · derivative · entry 4

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,822

Underlying: Common Stock · 1,822 shares

Expires 2020-02-13

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F5 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 1,406.955 shares of SunTrust common stock.

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December 06, 2019 Filed Dec 11, 2019 00:52 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 5,753 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028858 · doc4.xml · derivative · entry 3

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,753

Underlying: Common Stock · 5,753 shares

Expires 2021-11-14

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F4 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 4,442.838 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:52 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantRestricted Stock Units · Derivative 5,755 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028858 · doc4.xml · derivative · entry 2

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,755

Underlying: Common Stock · 5,755 shares

Expires 2020-11-14

F2 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Following and in connection with the Merger, BB&T changed its name to Truist. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.

F3 · price: These time-vested restricted stock units replaced SunTrust time-vested restricted stock units in respect of an aggregate 4,443.88 shares of SunTrust common stock.

Read SEC document
December 06, 2019 Filed Dec 11, 2019 00:52 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantCommon Stock 5,955 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028858 · doc4.xml · nonDerivative · entry 1

Koebler Ellen · CIK 0001675053 · Deputy Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,955

F1 · price: Acquired in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement") pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was converted into the right to receive 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. Following and in connection with the Merger, BB&T changed its name to Truist Financial Corporation ("Truist").

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November 21, 2019 Filed Nov 22, 2019 10:43 UTC SUNTRUST BANKS INC STI · Entity 106623 SaleCommon Stock 2,000 $70.11 $140,226.60
Disclosure

SEC source: 0000750556-19-000207 · edgar.xml · nonDerivative · entry 1

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,598.463

F3 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $70.11 to $70.115. The reporting person has provided to SunTrust Banks, Inc. full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 14, 2019 Filed Nov 15, 2019 10:28 UTC SUNTRUST BANKS INC STI · Entity 106623 Exercise / conversionPhantom Stock Units · Derivative 4,410.157 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000204 · edgar.xml · derivative · entry 3

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,410.157 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.exercise_price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations.

F1 · price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 10:28 UTC SUNTRUST BANKS INC STI · Entity 106623 Tax withholdingCommon Stock 1,989 $70.52 $140,264.28
Disclosure

SEC source: 0000750556-19-000204 · edgar.xml · nonDerivative · entry 2

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,548.081

Read SEC document
November 14, 2019 Filed Nov 15, 2019 10:28 UTC SUNTRUST BANKS INC STI · Entity 106623 Exercise / conversionCommon Stock 4,410.157 $70.52 $311,004.27
Disclosure

SEC source: 0000750556-19-000204 · edgar.xml · nonDerivative · entry 1

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,537.081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 12:00 UTC SUNTRUST BANKS INC STI · Entity 106623 Exercise / conversionPhantom Stock Units · Derivative 7,517.283 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000203 · edgar.xml · derivative · entry 9

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,517.283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.exercise_price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations.

F1 · price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.expiration_date: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 12:00 UTC SUNTRUST BANKS INC STI · Entity 106623 Tax withholdingCommon Stock 3,391 $71.04 $240,896.64
Disclosure

SEC source: 0000750556-19-000203 · edgar.xml · nonDerivative · entry 2

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,126.924

Read SEC document
November 08, 2019 Filed Nov 12, 2019 12:00 UTC SUNTRUST BANKS INC STI · Entity 106623 Exercise / conversionCommon Stock 7,517.283 $71.04 $534,027.78
Disclosure

SEC source: 0000750556-19-000203 · edgar.xml · nonDerivative · entry 1

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,517.924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 12:14 UTC SUNTRUST BANKS INC STI · Entity 106623 SaleCommon Stock 4,000 $60.84 $243,360.00
Disclosure

SEC source: 0000750556-19-000166 · edgar.xml · nonDerivative · entry 1

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.641

Read SEC document
April 23, 2019 Filed Apr 24, 2019 17:22 UTC SUNTRUST BANKS INC STI · Entity 106623 GrantPhantom Stock Units · Derivative 36,356 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000127 · edgar.xml · derivative · entry 15

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,356

Underlying: Common Stock · 36,356 shares

Expires not disclosed

F2 · security: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · derivative.exercise_price: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · price: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

F2 · derivative.expiration_date: Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 18:17 UTC SUNTRUST BANKS INC STI · Entity 106623 Exercise / conversionPhantom Stock Units · Derivative 1,588.719 Not disclosed Not disclosed
Disclosure

SEC source: 0000750556-19-000093 · edgar.xml · derivative · entry 3

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,588.719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.exercise_price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations.

F1 · price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations.

F1 · derivative.expiration_date: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 18:17 UTC SUNTRUST BANKS INC STI · Entity 106623 Tax withholdingCommon Stock 471 $64.03 $30,158.13
Disclosure

SEC source: 0000750556-19-000093 · edgar.xml · nonDerivative · entry 2

Koebler Ellen · CIK 0001675053 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000.641

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.