Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | Director · Executive Chair of the Board | March 10, 2024 | March 12, 2024 |
| STRYKER CORPSYK · Entity 369 | Director | May 06, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date March 10, 2024 · Filed March 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 432,266.333 |
Ending reported balance
After 2024-03-10 transaction · row 9
9 source rows · reconciled sequenceRow 1 · 2024-03-10 · Exercise / conversion · Acquired 23,409 · Balance 390,904.333 F1: Represents vesting of one-quarter of market share units granted on March 10, 2020. Row 2 · 2024-03-10 · Other · Disposed 3,687 · Balance 387,217.333 F2: Adjustment reflects shares disposed upon the vesting of market share units due to the performance factor. Row 3 · 2024-03-10 · Tax withholding · Disposed 10,088 · Balance 377,129.333 F3: Shares withheld for payment of taxes upon vesting of awards. Row 4 · 2024-03-10 · Exercise / conversion · Acquired 23,817 · Balance 400,946.333 F4: Represents vesting of one-quarter of market share units granted on March 10, 2021. Row 5 · 2024-03-10 · Other · Disposed 4,104 · Balance 396,842.333 F2: Adjustment reflects shares disposed upon the vesting of market share units due to the performance factor. Row 6 · 2024-03-10 · Tax withholding · Disposed 10,084 · Balance 386,758.333 F3: Shares withheld for payment of taxes upon vesting of awards. Row 7 · 2024-03-10 · Exercise / conversion · Acquired 142,904 · Balance 529,662.333 F5: Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award. Row 8 · 2024-03-10 · Other · Disposed 49,745 · Balance 479,917.333 F6: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Row 9 · 2024-03-10 · Tax withholding · Disposed 47,651 · Balance 432,266.333 F3: Shares withheld for payment of taxes upon vesting of awards. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2024-03-10 | Direct | 0 |
Reported balance
After 2024-03-10 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-03-10 · Exercise / conversion · Disposed 23,409 · Balance 0 F7: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1: Represents vesting of one-quarter of market share units granted on March 10, 2020. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2025-03-10 | Direct | 23,818 |
Reported balance
After 2024-03-10 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-03-10 · Exercise / conversion · Disposed 23,817 · Balance 23,818 F7: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4: Represents vesting of one-quarter of market share units granted on March 10, 2021. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2026-03-10 | Direct | 44,429 |
Reported balance
After 2024-03-10 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2024-03-10 · Other · Disposed 22,214 · Balance 44,429 F8: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. F9: Represents the cancellation of one-quarter of market share units granted on March 10, 2022 due to the 80% minimum payout factor not being achieved. F10: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2027-03-10 | Direct | 70,258 |
Reported balance
After 2024-03-10 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2024-03-10 · Other · Disposed 23,419 · Balance 70,258 F8: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. F11: Represents the cancellation of one-quarter of market share units granted on March 10, 2023 due to the 80% minimum payout factor not being achieved. F10: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2024-03-10 | Direct | 0 |
Reported balance
After 2024-03-10 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2024-03-10 · Exercise / conversion · Disposed 142,904 · Balance 0 F12: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of one-quarter of market share units granted on March 10, 2020.
F2: Adjustment reflects shares disposed upon the vesting of market share units due to the performance factor.
F3: Shares withheld for payment of taxes upon vesting of awards.
F4: Represents vesting of one-quarter of market share units granted on March 10, 2021.
F5: Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award.
F6: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
F7: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
F8: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
F9: Represents the cancellation of one-quarter of market share units granted on March 10, 2022 due to the 80% minimum payout factor not being achieved.
F10: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.
F11: Represents the cancellation of one-quarter of market share units granted on March 10, 2023 due to the 80% minimum payout factor not being achieved.
F12: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.
STRYKER CORP
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,530 |
Reported balance
After 2026-05-06 transaction · row 1
1 source rowRow 1 · 2026-05-06 · Grant · Acquired 762 · Balance 4,530 F1: Represents a grant of Restricted Stock Units (RSUs), which vest as to 100% of the shares on the earlier of (i) the date of the 2027 Annual Meeting of Shareholders of Stryker Corporation or (ii) May 6, 2027. F2: Each RSU represents a contingent right to receive one share of Stryker Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of Restricted Stock Units (RSUs), which vest as to 100% of the shares on the earlier of (i) the date of the 2027 Annual Meeting of Shareholders of Stryker Corporation or (ii) May 6, 2027.
F2: Each RSU represents a contingent right to receive one share of Stryker Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,426 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 2 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,973.333 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:59 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 21,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000096 · wf-form4_161559357232423.xml · nonDerivative · entry 1 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,547.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| November 25, 2020 Filed Feb 9, 2021 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GiftCommon Stock, $0.10 par value | 480 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-21-000063 · wf-form5_161283053601206.xml · nonDerivative · entry 1 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,104.333 F1 · shares: This transaction involved a donation of securities by the Reporting Person to a charitable organization. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 20:34 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 39,840 | $62.70 | $2,497,968.00 |
DisclosureSEC source: 0000014272-20-000241 · wf-form4_159907884066675.xml · nonDerivative · entry 1 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,584.333 F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $62.68 to $62.75, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 140,445 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 22 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,445 Underlying: Common Stock, $0.10 par value · 140,445 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 128,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 21 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 128,654 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 93,630 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 20 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,630 Underlying: Common Stock, $0.10 par value · 93,630 shares Expires 2024-03-10 F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F11 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 24,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 19 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,379 Underlying: Common Stock, $0.10 par value · 24,793 shares Expires 2023-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 18,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 18 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,449 Underlying: Common Stock, $0.10 par value · 18,723 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 21,442 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 17 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,443 Underlying: Common Stock, $0.10 par value · 21,442 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 18,184 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · derivative · entry 16 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 18,184 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 71,512 | $57.93 | $4,142,690.16 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 15 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,424.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 12,904 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 14 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,936.333 F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 128,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 13 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,032.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 15,332 | $57.93 | $888,182.76 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 12 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,378.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 5,556 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 11 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,710.333 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 24,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 10 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,154.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 9,007 | $57.93 | $521,775.51 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 9 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,361.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 895 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 8 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,368.333 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 18,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 7 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,263.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 12,054 | $57.93 | $698,288.22 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 6 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,540.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,417 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 5 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,594.333 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 21,442 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 4 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,177.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 9,038 | $57.93 | $523,571.34 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 3 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,735.333 F3 · shares: Shares withheld for payment of taxes upon vesting. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 295 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 2 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,773.333 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 22:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 18,184 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000115 · wf-form4_158405110091770.xml · nonDerivative · entry 1 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,068.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| November 01, 2019 Filed Jan 17, 2020 22:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GiftCommon Stock, $0.10 par value | 544 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-20-000044 · wf-form5_157930085550303.xml · nonDerivative · entry 1 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,884.333 F1 · shares: This transaction involved a donation of securities by the Reporting Person to a charitable organization. F2 · balance_after: Includes 3,362 shares of common stock that were not previously reported by the Reporting Person due to a clerical error. Read SEC document |
| May 05, 2019 Filed May 6, 2019 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 8,040 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000111 · wf-form4_155717520975463.xml · derivative · entry 4 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 8,040 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on May 5, 2015. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on May 5, 2015. Read SEC document |
| May 05, 2019 Filed May 6, 2019 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,774 | $48.62 | $134,871.88 |
DisclosureSEC source: 0000014272-19-000111 · wf-form4_155717520975463.xml · nonDerivative · entry 3 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,066.333 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| May 05, 2019 Filed May 6, 2019 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,399 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000111 · wf-form4_155717520975463.xml · nonDerivative · entry 2 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,840.333 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| May 05, 2019 Filed May 6, 2019 20:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 8,040 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000111 · wf-form4_155717520975463.xml · nonDerivative · entry 1 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,239.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on May 5, 2015. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 148,758 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · derivative · entry 21 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,758 Underlying: Common Stock, $0.10 par value · 148,758 shares Expires 2022-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 108,019 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · derivative · entry 20 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 108,019 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier. F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 99,172 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · derivative · entry 19 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,172 Underlying: Common Stock, $0.10 par value · 99,172 shares Expires 2023-03-10 F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F9 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third, and fourth anniversaries of the grant date. F9 · derivative.expiration_date: Twenty-five percent of these market share units will vest on each of the first, second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 18,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · derivative · entry 18 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,172 Underlying: Common Stock, $0.10 par value · 18,723 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. F6 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 21,442 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · derivative · entry 17 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,885 Underlying: Common Stock, $0.10 par value · 21,442 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 18,183 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · derivative · entry 16 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,184 Underlying: Common Stock, $0.10 par value · 18,183 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 7,052 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · derivative · entry 15 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 7,052 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 57,484 | $51.39 | $2,954,102.76 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · nonDerivative · entry 14 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,199.333 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 108,019 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · nonDerivative · entry 13 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,683.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 7,608 | $51.39 | $390,975.12 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · nonDerivative · entry 12 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,664.333 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 4,428 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · nonDerivative · entry 11 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,272.333 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 18,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · nonDerivative · entry 10 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,700.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 10,181 | $51.39 | $523,201.59 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · nonDerivative · entry 9 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,977.333 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,311 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · nonDerivative · entry 8 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,158.333 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 21,442 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · nonDerivative · entry 7 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,469.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 7,633 | $51.39 | $392,259.87 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · nonDerivative · entry 6 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,027.333 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 3,840 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · nonDerivative · entry 5 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,660.333 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 18,183 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · nonDerivative · entry 4 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,500.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,006 | $51.39 | $154,478.34 |
DisclosureSEC source: 0000014272-19-000079 · wf-form4_155247721586814.xml · nonDerivative · entry 3 Caforio Giovanni · CIK 0001533201 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,317.333 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.