Zhang John Z

SEC source: 0001127602-24-013094 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · SVP&GM Display, MCE & Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-012175 · form4.xml · derivative · entry 7

Zhang John Z · CIK 0001825618 · SVP&GM Display, MCE & Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,498

Underlying: Common Stock · 22,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7 · derivative.exercise_date: The restricted stock units (RSUs) vest 100% on April 15, 2027. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F7 · derivative.expiration_date: The restricted stock units (RSUs) vest 100% on April 15, 2027. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

SEC source: 0001127602-24-005343 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · SVP&GM Display & Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,546

SEC source: 0001127602-24-004471 · form4.xml · derivative · entry 8

Zhang John Z · CIK 0001825618 · SVP&GM Display & Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721

Underlying: Common Stock · 1,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F6 · derivative.exercise_date: The restricted stock units (RSUs) granted on February 8, 2023 will vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F6 · derivative.expiration_date: The restricted stock units (RSUs) granted on February 8, 2023 will vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

SEC source: 0001127602-24-004471 · form4.xml · derivative · entry 7

Zhang John Z · CIK 0001825618 · SVP&GM Display & Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,902

Underlying: Common Stock · 4,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: The restricted stock units (RSUs) granted on February 8, 2023 will vest 1/3 after 1 year from the grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units (RSUs) granted on February 8, 2023 will vest 1/3 after 1 year from the grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

SEC source: 0001127602-24-004471 · form4.xml · nonDerivative · entry 3

Zhang John Z · CIK 0001825618 · SVP&GM Display & Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,153

SEC source: 0001127602-24-004471 · form4.xml · nonDerivative · entry 2

Zhang John Z · CIK 0001825618 · SVP&GM Display & Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-004471 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · SVP&GM Display & Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-004022 · form4.xml · derivative · entry 4

Zhang John Z · CIK 0001825618 · SVP&GM Display & Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,652

Underlying: Common Stock · 4,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F4 · derivative.exercise_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F4 · derivative.expiration_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-24-004022 · form4.xml · derivative · entry 3

Zhang John Z · CIK 0001825618 · SVP&GM Display & Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,822

Underlying: Common Stock · 3,638 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3 · derivative.exercise_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-24-004022 · form4.xml · derivative · entry 2

Zhang John Z · CIK 0001825618 · SVP&GM Display & Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,759

Underlying: Common Stock · 4,759 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2 · derivative.exercise_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2023 agreement. Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2023 agreement. Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-015916 · form4.xml · derivative · entry 10

Zhang John Z · CIK 0001825618 · Sr VP&GM Display &Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7 · derivative.exercise_date: The restricted stock units vested on May 15, 2023 pursuant to the 2020 agreement.

F7 · derivative.expiration_date: The restricted stock units vested on May 15, 2023 pursuant to the 2020 agreement.

SEC source: 0001127602-23-015916 · form4.xml · derivative · entry 9

Zhang John Z · CIK 0001825618 · Sr VP&GM Display &Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7 · derivative.exercise_date: The restricted stock units vested on May 15, 2023 pursuant to the 2020 agreement.

F7 · derivative.expiration_date: The restricted stock units vested on May 15, 2023 pursuant to the 2020 agreement.

SEC source: 0001127602-23-015916 · form4.xml · nonDerivative · entry 3

Zhang John Z · CIK 0001825618 · Sr VP&GM Display &Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,224

SEC source: 0001127602-23-015916 · form4.xml · nonDerivative · entry 2

Zhang John Z · CIK 0001825618 · Sr VP&GM Display &Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-015916 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · Sr VP&GM Display &Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-015008 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · Sr VP&GM Display &Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,546

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.4501 to $31.4601, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

SEC source: 0001127602-23-013116 · form4.xml · derivative · entry 14

Zhang John Z · CIK 0001825618 · Sr VP&GM Display &Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: The restricted stock units vested 100% on April 14, 2023.

F12 · derivative.expiration_date: The restricted stock units vested 100% on April 14, 2023.

SEC source: 0001127602-23-013116 · form4.xml · derivative · entry 13

Zhang John Z · CIK 0001825618 · Sr VP&GM Display &Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: The performance share units vested 100% on April 14, 2023.

F11 · derivative.expiration_date: The performance share units vested 100% on April 14, 2023.

SEC source: 0001127602-23-013116 · form4.xml · nonDerivative · entry 3

Zhang John Z · CIK 0001825618 · Sr VP&GM Display &Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,546

SEC source: 0001127602-23-013116 · form4.xml · nonDerivative · entry 2

Zhang John Z · CIK 0001825618 · Sr VP&GM Display &Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-013116 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · Sr VP&GM Display &Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-012576 · form4.xml · derivative · entry 8

Zhang John Z · CIK 0001825618 · Sr VP&GM Display &Corning Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,884

Underlying: Common Stock · 18,884 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F8 · derivative.exercise_date: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F8 · derivative.expiration_date: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

SEC source: 0001127602-23-005829 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.515 to $35.516, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

SEC source: 0001127602-23-004448 · form4.xml · derivative · entry 11

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,466

Underlying: Common Stock · 10,802 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004448 · form4.xml · derivative · entry 10

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,623

Underlying: Common Stock · 2,105 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004448 · form4.xml · derivative · entry 9

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,184

Underlying: Common Stock · 3,184 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004448 · form4.xml · derivative · entry 8

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,853

Underlying: Common Stock · 14,853 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F8 · shares: The reporting person was granted restricted stock units (RSUs) in lieu of the cash payment to be paid under the 2023 performance incentive plan (PIP). The reporting person was granted 14,853 RSUs in exchange for the cash payment of $431,250 under the PIP.

F9 · derivative.exercise_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

F9 · derivative.expiration_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

SEC source: 0001127602-23-004448 · form4.xml · derivative · entry 7

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,161

Underlying: Common Stock · 2,161 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F6 · shares: Employees were provided an opportunity to voluntarily exchange a portion of their compensation for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $57,500 of their cash compensation for 2,161 RSUs.

F7 · derivative.exercise_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F7 · derivative.expiration_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

SEC source: 0001127602-23-003548 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,744

SEC source: 0001127602-22-014962 · form4.xml · derivative · entry 5

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690

Underlying: Common Stock · 690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

SEC source: 0001127602-22-014962 · form4.xml · derivative · entry 4

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,784

Underlying: Common Stock · 4,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

SEC source: 0001127602-22-014962 · form4.xml · nonDerivative · entry 3

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,399

SEC source: 0001127602-22-014962 · form4.xml · nonDerivative · entry 2

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-014962 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-012275 · form4.xml · derivative · entry 3

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vested 100% on April 18, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units vested 100% on April 18, 2022.

SEC source: 0001127602-22-012275 · form4.xml · nonDerivative · entry 2

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,721

SEC source: 0001127602-22-012275 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-011556 · form4.xml · derivative · entry 2

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,439

Underlying: Common Stock · 14,439 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

SEC source: 0001127602-22-003383 · form4.xml · derivative · entry 5

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,320 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-003383 · form4.xml · nonDerivative · entry 2

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,655

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.01 to $42.02, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

SEC source: 0001127602-22-003383 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-003383 · form4.xml · derivative · entry 4

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,518

Underlying: Common Stock · 7,518 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F4 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

SEC source: 0001127602-22-003383 · form4.xml · derivative · entry 3

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,664

Underlying: Common Stock · 13,599 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F3 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

SEC source: 0001127602-21-017394 · form4.xml · derivative · entry 5

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380

Underlying: Common Stock · 690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

SEC source: 0001127602-21-017394 · form4.xml · derivative · entry 4

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,568

Underlying: Common Stock · 4,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

SEC source: 0001127602-21-017394 · form4.xml · nonDerivative · entry 3

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,655

SEC source: 0001127602-21-017394 · form4.xml · nonDerivative · entry 2

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-017394 · form4.xml · nonDerivative · entry 1

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-015529 · form4.xml · derivative · entry 6

Zhang John Z · CIK 0001825618 · Senior VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,175

Underlying: Common Stock · 5,175 shares

Expires 2030-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date.