person · Reporting owner

SHATTUCK MAYO A III

Disclosed activity across 5 companies

Tapewire entity: 14684
SEC CIK: 0001087426

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Alarm.com Holdings, Inc.ALRM · Entity 4286	Director	September 28, 2020	September 30, 2020
CAPITAL ONE FINANCIAL CORPCOF · Entity 547	Director	May 08, 2026	May 12, 2026
EXELON CORPEXC · Entity 3050	Director · Chairman of the Board	March 31, 2022	April 04, 2022
GAP INCGAP · Entity 3661	Director	June 30, 2026	July 01, 2026
Hut 8 Corp.HUT · Entity 3551	Director	September 24, 2026	September 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alarm.com Holdings, Inc.

Report date September 28, 2020 · Filed September 30, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	56,200	Ending reported balance After 2020-09-30 transaction · row 4 4 source rows · reconciled sequence Row 1 · 2020-09-28 · Exercise / conversion · Acquired 30,000 · Balance 67,317 F1: These exercises and subsequent sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Row 2 · 2020-09-28 · Exercise / conversion · Acquired 6,000 · Balance 73,317 F1: These exercises and subsequent sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Row 3 · 2020-09-28 · Sale · Disposed 5,967 · Balance 67,350 F1: These exercises and subsequent sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Row 4 · 2020-09-30 · Sale · Disposed 11,150 · Balance 56,200 F1: These exercises and subsequent sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.81 - $55.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.08 · Expires 2024-04-22	Direct	0	Reported balance After 2020-09-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-09-28 · Exercise / conversion · Disposed 30,000 · Balance 0 F1: These exercises and subsequent sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. F3: Fully vested and immediately exercisable.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.55 · Expires 2025-05-15	Direct	0	Reported balance After 2020-09-28 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2020-09-28 · Exercise / conversion · Disposed 6,000 · Balance 0 F1: These exercises and subsequent sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. F3: Fully vested and immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: These exercises and subsequent sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.81 - $55.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: Fully vested and immediately exercisable.

CAPITAL ONE FINANCIAL CORP

Report date May 08, 2026 · Filed May 12, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	67,911	Reported balance After 2026-05-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-05-08 · Grant · Acquired 1,294 · Balance 67,911 F1: Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F2: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units and on deferred restricted stock units since the last reported transaction.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units that vest in their entirety on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

F2: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units and on deferred restricted stock units since the last reported transaction.

EXELON CORP

Report date March 31, 2022 · Filed April 04, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock (Deferred Stock Units)SEC Table I · non-derivative	IndirectBy Exelon Directors Deferred Stock Unit Plan	47,286	Reported balance After 2022-03-31 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2022-03-31 · Grant · Acquired 889 · Balance 47,286 F1: Balance includes 356 shares acquired on March 10, 2022 through automatic dividend reinvestment. F2: In connection with the separation of Constellation Energy Corp. (Constellation) from Exelon effective February 1, 2022 (the Spin-Off), the balance of deferred stock units immediately prior to the Spin-Off was adjusted to preserve the overall value of the account balance post-Spin-Off. As a result the deferred stock unit balance was increased by an additional 11,119 units. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the Exchange Act) pursuant to Rule 16a-9 under the Exchange Act.
Common StockSEC Table I · non-derivative	Direct	267,649	Reported balance Holding disclosure · report date 2022-03-31 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 267,649
Common StockSEC Table I · non-derivative	IndirectBy Lizzie Mae, LLC	10,000	Reported balance Holding disclosure · report date 2022-03-31 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 10,000 F3: The reporting person is a manager of Lizzie Mae, LLC, whose members are trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae, LLC except to the extent of his pecuniary interest therein.
Common Stock (401k shares)SEC Table I · non-derivative	IndirectBy 401(k) plan	2,367	Reported balance Holding disclosure · report date 2022-03-31 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 2,367 F4: Shares held as of March 31, 2022 in a multi-fund 401(K) plan updated to reflect additional shares in the account acquired through automatic dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Balance includes 356 shares acquired on March 10, 2022 through automatic dividend reinvestment.

F2: In connection with the separation of Constellation Energy Corp. (Constellation) from Exelon effective February 1, 2022 (the Spin-Off), the balance of deferred stock units immediately prior to the Spin-Off was adjusted to preserve the overall value of the account balance post-Spin-Off. As a result the deferred stock unit balance was increased by an additional 11,119 units. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the Exchange Act) pursuant to Rule 16a-9 under the Exchange Act.

F3: The reporting person is a manager of Lizzie Mae, LLC, whose members are trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae, LLC except to the extent of his pecuniary interest therein.

F4: Shares held as of March 31, 2022 in a multi-fund 401(K) plan updated to reflect additional shares in the account acquired through automatic dividend reinvestment.

GAP INC

Report date June 30, 2026 · Filed July 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	200,118	Ending reported balance After 2026-06-30 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-06-30 · Exercise / conversion · Acquired 1,743 · Balance 181,082 Row 2 · 2026-06-30 · Exercise / conversion · Acquired 19,036 · Balance 200,118
Dividend Equivalent RightsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	2,508.621	Reported balance After 2026-06-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-06-30 · Grant · Acquired 1,282.7261 · Balance 2,508.621 F1: Each dividend equivalent right is the economic equivalent of one share of Gap Inc. common stock. F2: The dividend equivalent rights accrued on stock units originally granted on June 30, 2023, June 30, 2024, and June 30, 2025, and are immediately vested. Vested shares are delivered to the reporting person no sooner than three years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier. F3: Not applicable.
Dividend Equivalent RightsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	764.8803	Reported balance After 2026-06-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-06-30 · Exercise / conversion · Disposed 1,743.7407 · Balance 764.8803 F1: Each dividend equivalent right is the economic equivalent of one share of Gap Inc. common stock. F4: These shares were issued in settlement of dividend equivalent rights accrued on stock units granted on June 30, 2023. F3: Not applicable.
Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	44,536	Reported balance After 2026-06-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2026-06-30 · Grant · Acquired 9,903 · Balance 44,536 F5: Each stock unit represents a contingent right to receive one share of Gap Inc. common stock. F6: Each stock unit is immediately vested. However, delivery of the shares is deferred until three years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier. F3: Not applicable.
Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	25,500	Reported balance After 2026-06-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2026-06-30 · Exercise / conversion · Disposed 19,036 · Balance 25,500 F5: Each stock unit represents a contingent right to receive one share of Gap Inc. common stock. F7: These shares were issued in settlement of stock units granted on June 30, 2023. F3: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Each dividend equivalent right is the economic equivalent of one share of Gap Inc. common stock.

F2: The dividend equivalent rights accrued on stock units originally granted on June 30, 2023, June 30, 2024, and June 30, 2025, and are immediately vested. Vested shares are delivered to the reporting person no sooner than three years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier.

F3: Not applicable.

F4: These shares were issued in settlement of dividend equivalent rights accrued on stock units granted on June 30, 2023.

F5: Each stock unit represents a contingent right to receive one share of Gap Inc. common stock.

F6: Each stock unit is immediately vested. However, delivery of the shares is deferred until three years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier.

F7: These shares were issued in settlement of stock units granted on June 30, 2023.

Hut 8 Corp.

Report date September 24, 2026 · Filed September 28, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	89,408	Reported balance After 2026-09-24 transaction · row 1 1 source row Row 1 · 2026-09-24 · Sale · Disposed 20,000 · Balance 89,408 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 25, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 25, 2026.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 30, 2017 Filed Jul 5, 2017 20:28 UTC	GAP INC GPS · Entity 3661	GrantDividend Equivalent Rights · Derivative	947.927	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000039911-17-000101 · edgardoc.xml · derivative · entry 3 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,090.2565 Underlying: Common Stock · 947.927 shares Expires not disclosed F1 · security: Each dividend equivalent right is the economic equivalent of one share of Gap Inc. common stock. F2 · derivative.exercise_date: The dividend equivalent rights accrued on stock units originally granted on June 30, 2012, June 30, 2013, June 30, 2014, June 30, 2015 and June 30, 2016 and are immediately vested. Vested shares are delivered to the reporting person no sooner than 3 years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier. F3 · derivative.expiration_date: Not applicable. Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:28 UTC	GAP INC GPS · Entity 3661	Exercise / conversionCommon Stock	376	$0.00	$0.00	Disclosure SEC source: 0000039911-17-000101 · edgardoc.xml · nonDerivative · entry 2 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:28 UTC	GAP INC GPS · Entity 3661	Exercise / conversionCommon Stock	3,368	$0.00	$0.00	Disclosure SEC source: 0000039911-17-000101 · edgardoc.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 12, 2017 Filed Jun 13, 2017 14:44 UTC	EXELON CORP EXC · Entity 3050	Exercise / conversionNQ Stock Option 02/25/2011 · Derivative	265,892	Not disclosed Strike: $32.46	Not disclosed	Disclosure SEC source: 0001109357-17-000054 · edgar.xml · derivative · entry 9 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 265,892 shares Expires 2018-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Exercise of fully-vested non-qualified employee stock options that expire on March 1, 2018. Options were originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. F3 · derivative.exercise_date: Exercise of fully-vested non-qualified employee stock options that expire on March 1, 2018. Options were originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. Read SEC document
June 12, 2017 Filed Jun 13, 2017 14:44 UTC	EXELON CORP EXC · Entity 3050	SaleCommon Stock	265,892	$36.56	$9,721,011.52	Disclosure SEC source: 0001109357-17-000054 · edgar.xml · nonDerivative · entry 4 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,649 F3 · shares: Exercise of fully-vested non-qualified employee stock options that expire on March 1, 2018. Options were originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. F2 · price: Shares were sold in lots ranging in price from $36.40 to $36.88. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. Read SEC document
June 12, 2017 Filed Jun 13, 2017 14:44 UTC	EXELON CORP EXC · Entity 3050	Exercise / conversionCommon Stock	265,892	$32.46	$8,630,854.32	Disclosure SEC source: 0001109357-17-000054 · edgar.xml · nonDerivative · entry 3 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 09, 2017 Filed Jun 13, 2017 14:44 UTC	EXELON CORP EXC · Entity 3050	Exercise / conversionNQ Stock Option 02/25/2011 · Derivative	200,000	Not disclosed Strike: $32.46	Not disclosed	Disclosure SEC source: 0001109357-17-000054 · edgar.xml · derivative · entry 8 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,892 Underlying: Common Stock · 200,000 shares Expires 2018-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Exercise of fully-vested non-qualified employee stock options that expire on March 1, 2018. Options were originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. F3 · derivative.exercise_date: Exercise of fully-vested non-qualified employee stock options that expire on March 1, 2018. Options were originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. Read SEC document
June 09, 2017 Filed Jun 13, 2017 14:44 UTC	EXELON CORP EXC · Entity 3050	SaleCommon Stock	200,000	$36.47	$7,294,000.00	Disclosure SEC source: 0001109357-17-000054 · edgar.xml · nonDerivative · entry 2 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,649 F1 · shares: Shares were sold in lots ranging in price from $36.33 to $36.61. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. F1 · price: Shares were sold in lots ranging in price from $36.33 to $36.61. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. Read SEC document
June 09, 2017 Filed Jun 13, 2017 14:44 UTC	EXELON CORP EXC · Entity 3050	Exercise / conversionCommon Stock	200,000	$32.46	$6,492,000.00	Disclosure SEC source: 0001109357-17-000054 · edgar.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 08, 2017 Filed May 10, 2017 21:12 UTC	Alarm.com Holdings, Inc. ALRM · Entity 4286	OtherCommon Stock	3,497	$0.00	$0.00	Disclosure SEC source: 0001209191-17-031367 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,233 F1 · kind: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. F1 · shares: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. F1 · price: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. F1 · acquired: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. Read SEC document
May 03, 2017 Filed May 5, 2017 21:44 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,061	$0.00	$0.00	Disclosure SEC source: 0000927628-17-000195 · wf-form4_149402062780785.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,950 F1 · security: Restricted stock units which vest in their entirety on May 3, 2018 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document
March 31, 2017 Filed Apr 4, 2017 14:16 UTC	EXELON CORP EXC · Entity 3050	GrantCommon Stock (Def. Stock Units)	1,008	$35.97	$36,257.76	Disclosure SEC source: 0001109357-17-000050 · edgar.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By. Exelon Directors Deferred Stock Unit Plan Disclosed balance after: 14,474 F1 · balance_after: Balance includes 121 shares acquired on March 10, 2017 through automatic dividend reinvestment. Read SEC document
March 21, 2017 Filed Mar 23, 2017 20:43 UTC	Alarm.com Holdings, Inc. ALRM · Entity 4286	OtherCommon Stock	3,497	$0.00	$0.00	Disclosure SEC source: 0001209191-17-022576 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,736 F1 · kind: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. F1 · shares: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. F1 · price: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. F1 · acquired: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. Read SEC document
March 13, 2017 Filed Mar 15, 2017 23:23 UTC	Alarm.com Holdings, Inc. ALRM · Entity 4286	OtherCommon Stock	3,497	$0.00	$0.00	Disclosure SEC source: 0001209191-17-020927 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,239 F1 · kind: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. F1 · shares: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. F1 · price: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. F1 · acquired: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:41 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionStock Options · Derivative	3,415	$0.00 Strike: $74.72	$0.00	Disclosure SEC source: 0000927628-17-000074 · wf-form4_148667646178867.xml · derivative · entry 3 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,415 shares Expires 2017-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:41 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	3,415	$87.25	$297,958.75	Disclosure SEC source: 0000927628-17-000074 · wf-form4_148667646178867.xml · nonDerivative · entry 2 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,889 Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:41 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionCommon Stock	3,415	$74.72	$255,168.80	Disclosure SEC source: 0000927628-17-000074 · wf-form4_148667646178867.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 31, 2016 Filed Jan 4, 2017 15:02 UTC	EXELON CORP EXC · Entity 3050	GrantCommon Stock (Def. Stock Units)	1,039	$34.90	$36,261.10	Disclosure SEC source: 0001109357-17-000011 · edgar.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By. Exelon Directors Deferred Stock Unit Plan Disclosed balance after: 13,344 F1 · balance_after: Balance includes 111 shares acquired on December 9, 2016 through automatic dividend reinvestment. Read SEC document
December 13, 2016 Filed Dec 13, 2016 22:55 UTC	EXELON CORP EXC · Entity 3050	Exercise / conversionNQ Stock Option 02/27/2009 · Derivative	150,000	Not disclosed Strike: $21.25	Not disclosed	Disclosure SEC source: 0001109357-16-000166 · edgar.xml · derivative · entry 9 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2018-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Exercise of fully-vested non-qualified employee stock options that expire on March 1, 2018. Options were originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. F3 · derivative.exercise_date: Exercise of fully-vested non-qualified employee stock options that expire on March 1, 2018. Options were originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. Read SEC document
December 13, 2016 Filed Dec 13, 2016 22:55 UTC	EXELON CORP EXC · Entity 3050	SaleCommon Stock	216,289	$35.09	$7,589,581.01	Disclosure SEC source: 0001109357-16-000166 · edgar.xml · nonDerivative · entry 4 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,649 F3 · shares: Exercise of fully-vested non-qualified employee stock options that expire on March 1, 2018. Options were originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. F2 · price: Shares were sold in lots ranging in price from $34.62 to $35.44. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. Read SEC document
December 13, 2016 Filed Dec 13, 2016 22:55 UTC	EXELON CORP EXC · Entity 3050	Exercise / conversionCommon Stock	150,000	$21.25	$3,187,500.00	Disclosure SEC source: 0001109357-16-000166 · edgar.xml · nonDerivative · entry 3 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 12, 2016 Filed Dec 13, 2016 22:55 UTC	EXELON CORP EXC · Entity 3050	Exercise / conversionNQ Stock Option 02/27/2009 · Derivative	226,562	Not disclosed Strike: $21.25	Not disclosed	Disclosure SEC source: 0001109357-16-000166 · edgar.xml · derivative · entry 8 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 226,562 shares Expires 2018-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Exercise of fully-vested non-qualified employee stock options that expire on March 1, 2018. Options were originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. F3 · derivative.exercise_date: Exercise of fully-vested non-qualified employee stock options that expire on March 1, 2018. Options were originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. Read SEC document
December 12, 2016 Filed Dec 13, 2016 22:55 UTC	EXELON CORP EXC · Entity 3050	SaleCommon Stock	226,562	$34.63	$7,845,842.06	Disclosure SEC source: 0001109357-16-000166 · edgar.xml · nonDerivative · entry 2 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,938 F1 · shares: Shares were sold in lots ranging in price from $34.36 to $34.88. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. F1 · price: Shares were sold in lots ranging in price from $34.36 to $34.88. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. Read SEC document
December 12, 2016 Filed Dec 13, 2016 22:55 UTC	EXELON CORP EXC · Entity 3050	Exercise / conversionCommon Stock	226,562	$21.25	$4,814,442.50	Disclosure SEC source: 0001109357-16-000166 · edgar.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 08, 2016 Filed Dec 9, 2016 15:20 UTC	EXELON CORP EXC · Entity 3050	SaleCommon Stock	68,519	$33.89	$2,322,108.91	Disclosure SEC source: 0001109357-16-000165 · edgar.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Lizzie Mae, LLC Disclosed balance after: 10,000 F1 · price: Shares were sold in lots ranging in price from $33.85 to $33.99. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. F2 · balance_after: Lizzie Mae, LLC, is a limited liability company of which the reporting person is the manager and to which the reporting person transferred 78,519 shares of his Exelon common stock. On December 18, 2012, the reporting person transferred 1/3 membership interests in Lizzie Mae, LLC, to each of three trusts, each one for the benefit of one of the reporting person's three minor children. The reporting person's wife is a trustee of each of the trusts. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae LLC except to the extent of his pecuniary interest therein. Read SEC document
November 28, 2016 Filed Nov 30, 2016 22:09 UTC	Alarm.com Holdings, Inc. ALRM · Entity 4286	OtherCommon Stock	3,497	$0.00	$0.00	Disclosure SEC source: 0001209191-16-152506 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,742 F1 · kind: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. F1 · shares: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. F1 · price: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. F1 · acquired: Represents the receipt of 3,497 shares of Common Stock in a pro rata distribution for no consideration from ABS Capital Partners V Trust. Read SEC document
September 30, 2016 Filed Oct 4, 2016 14:20 UTC	EXELON CORP EXC · Entity 3050	GrantCommon Stock (Def. Stock Units)	972	$33.40	$32,464.80	Disclosure SEC source: 0001109357-16-000162 · edgar.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By. Exelon Directors Deferred Stock Unit Plan Disclosed balance after: 12,195 F1 · balance_after: Balance includes 106 shares acquired on September 9, 2016 through automatic dividend reinvestment. Read SEC document
May 04, 2016 Filed May 6, 2016 20:28 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,440	$0.00	$0.00	Disclosure SEC source: 0001225208-16-032780 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,889 F1 · security: Restricted stock units which vest in their entirety on May 4, 2017 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document
April 30, 2015 Filed May 4, 2015 21:15 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,103	$0.00	$0.00	Disclosure SEC source: 0001225208-15-011042 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,449 F1 · security: Restricted stock units which vest in their entirety on April 30, 2016 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document
May 01, 2014 Filed May 5, 2014 21:16 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,281	$0.00	$0.00	Disclosure SEC source: 0001225208-14-012131 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,346 F1 · security: Restricted stock units which vest in their entirety on May 1, 2015 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document
August 01, 2013 Filed Aug 5, 2013 20:41 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionStock Options · Derivative	11,200	$0.00 Strike: $59.65	$0.00	Disclosure SEC source: 0001225208-13-017299 · doc4.xml · derivative · entry 3 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,200 shares Expires 2013-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on November 14, 2004 and annually thereafter. Read SEC document
August 01, 2013 Filed Aug 5, 2013 20:41 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	SaleCommon Stock	11,200	$69.06	$773,472.00	Disclosure SEC source: 0001225208-13-017299 · doc4.xml · nonDerivative · entry 2 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,065 F1 · price: These shares were sold at prices ranging from $69.05 to $69.07. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document
August 01, 2013 Filed Aug 5, 2013 20:41 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	Exercise / conversionCommon Stock	11,200	$59.65	$668,080.00	Disclosure SEC source: 0001225208-13-017299 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 02, 2013 Filed May 6, 2013 21:14 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,922	$0.00	$0.00	Disclosure SEC source: 0001225208-13-011455 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,065 F1 · security: Restricted Stock Units which vest in their entirety on May 2, 2014. Read SEC document
May 08, 2012 Filed May 10, 2012 20:53 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantStock Options · Derivative	7,709	$0.00 Strike: $54.07	$0.00	Disclosure SEC source: 0001225208-12-011846 · doc4.xml · derivative · entry 2 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,709 Underlying: Common Stock · 7,709 shares Expires 2022-05-07 Read SEC document
May 08, 2012 Filed May 10, 2012 20:53 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	3,145	$0.00	$0.00	Disclosure SEC source: 0001225208-12-011846 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,143 F1 · security: Restricted Stock Units which vest in their entirety on May 8, 2013. Read SEC document
May 11, 2011 Filed May 13, 2011 20:29 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantStock Options · Derivative	7,376	$0.00 Strike: $53.03	$0.00	Disclosure SEC source: 0001225208-11-014282 · doc4.xml · derivative · entry 2 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,376 Underlying: Common Stock · 7,376 shares Expires 2021-05-10 Read SEC document
May 11, 2011 Filed May 13, 2011 20:29 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	3,206	$0.00	$0.00	Disclosure SEC source: 0001225208-11-014282 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,998 F1 · security: Restricted Stock Units which vest in their entirety on May 11, 2012. Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantStock Options · Derivative	7,070	$0.00 Strike: $44.87	$0.00	Disclosure SEC source: 0001225208-10-011738 · doc4.xml · derivative · entry 2 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,070 Underlying: Common Stock · 7,070 shares Expires 2020-04-28 Read SEC document
April 29, 2010 Filed May 4, 2010 00:44 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	3,789	$0.00	$0.00	Disclosure SEC source: 0001225208-10-011738 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,792 F1 · security: Restricted Stock Units which vest in their entirety on April 29, 2011. Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantStock Options · Derivative	15,663	$0.00 Strike: $16.93	$0.00	Disclosure SEC source: 0001225208-09-010847 · doc4.xml · derivative · entry 2 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,663 Underlying: Common Stock · 15,663 shares Expires 2019-04-22 Read SEC document
April 23, 2009 Filed Apr 27, 2009 21:22 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	10,042	$0.00	$0.00	Disclosure SEC source: 0001225208-09-010847 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,003 F1 · security: Restricted Stock Units which vest in their entirety on April 23, 2010 Read SEC document
April 24, 2008 Filed Apr 28, 2008 22:12 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantStock Options · Derivative	8,504	$0.00 Strike: $47.29	$0.00	Disclosure SEC source: 0001225208-08-007193 · doc4.xml · derivative · entry 2 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,504 Underlying: Common Stock · 8,504 shares Expires 2018-04-23 Read SEC document
April 24, 2008 Filed Apr 28, 2008 22:12 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	3,596	$0.00	$0.00	Disclosure SEC source: 0001225208-08-007193 · doc4.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,961 F1 · security: Restricted Stock Units which vest in their entirety on April 24, 2009. Read SEC document
April 26, 2007 Filed Apr 30, 2007 22:47 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantDirector Stock Option (Right to Buy) · Derivative	3,415	$0.00 Strike: $74.72	$0.00	Disclosure SEC source: 0001181431-07-028172 · rrd156216.xml · derivative · entry 2 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,415 Underlying: Common Stock · 3,415 shares Expires 2017-04-25 Read SEC document
April 26, 2007 Filed Apr 30, 2007 22:47 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,276	$0.00	$0.00	Disclosure SEC source: 0001181431-07-028172 · rrd156216.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,365 F1 · security: Restricted Stock Units whish vest in their entirety on April 26, 2008. Read SEC document
December 01, 2006 Filed Dec 6, 2006 01:42 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	749	Not disclosed	Not disclosed	Disclosure SEC source: 0001181431-06-067782 · rrd138380.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,089 F1 · price: Pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of March 12, 2006 (the "Merger Agreement"), between Capital One Financial Corporation ("Capital One") and North Fork Bancorporation Inc. ("North Fork"), at the effective time of the merger on December 1st, 2006, each outstanding share of North Fork common stock was converted into the right to receive either $28.144 in cash or 0.3692 of a share of Capital One common stock, at the election of each North Fork stockholder and subject to proration as described in the Merger Agreement. The amounts of Capital One common stock disclosed were received by the reporting person in consideration for his North Fork holdings. Read SEC document
May 31, 2006 Filed Jun 2, 2006 20:35 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantDirector Stock Option (Right to Buy) · Derivative	3,600	$0.00 Strike: $82.62	$0.00	Disclosure SEC source: 0000927628-06-000055 · sha903.xml · derivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Underlying: Common Stock · 3,600 shares Expires 2016-05-30 Read SEC document
May 01, 2006 Filed May 3, 2006 22:27 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,000	$0.00	$0.00	Disclosure SEC source: 0000927628-06-000049 · sha890.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,340 F1 · security: Restricted Stock Units which vest in their entirety on May 1, 2007. Read SEC document
April 30, 2005 Filed May 3, 2005 20:23 UTC	CAPITAL ONE FINANCIAL CORP COF · Entity 547	GrantCommon Stock	2,500	$0.00	$0.00	Disclosure SEC source: 0000927628-05-000055 · sha644.xml · nonDerivative · entry 1 SHATTUCK MAYO A III · CIK 0001087426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,340 F1 · security: Restricted Stock Units which vest in their entirety on April 30, 2006. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.