Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLGATE PALMOLIVE COCL · Entity 2972 | SVP, Office of the Chairman | September 10, 2020 | September 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLGATE PALMOLIVE CO
Report date September 10, 2020 · Filed September 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $76.41 · Expires 2028-09-10 | Direct | 28,482 |
Reported balance
After 2020-09-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-09-10 · Grant · Acquired 28,482 · Balance 28,482 F1: Stock option award granted under the issuer's incentive compensation plan. F2: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2020 grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock option award granted under the issuer's incentive compensation plan.
F2: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2020 grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2017 Filed Aug 14, 2017 20:52 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionCommon Stock | 14,000 | $45.23 | $633,220.00 |
DisclosureSEC source: 0001225208-17-013967 · doc4.xml · nonDerivative · entry 2 HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 10, 2017 Filed May 11, 2017 21:05 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,000 | $0.00 Strike: $45.23 | $0.00 |
DisclosureSEC source: 0001225208-17-009512 · doc4.xml · derivative · entry 5 HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2017-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date. Read SEC document |
| May 10, 2017 Filed May 11, 2017 21:05 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 14,000 | $71.53 | $1,001,351.40 |
DisclosureSEC source: 0001225208-17-009512 · doc4.xml · nonDerivative · entry 2 HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,838 F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $71.27 to $71.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2017 Filed May 11, 2017 21:05 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionCommon Stock | 14,000 | $45.23 | $633,220.00 |
DisclosureSEC source: 0001225208-17-009512 · doc4.xml · nonDerivative · entry 1 HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:32 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 4,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000510 · edgar.xml · nonDerivative · entry 1 HUSTON JOHN J · CIK 0001227249 · Sr. VP Office of the Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,136 F1 · kind: Restricted stock unit award granted under the issuer's incentive compensation plan. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:34 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 1,786 | $73.16 | $130,663.76 |
DisclosureSEC source: 0001123292-17-000482 · edgar.xml · nonDerivative · entry 1 HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,932 F1 · kind: Sale of shares with proceeds delivered to the issuer for payment of tax liability incident to vesting of a restricted stock unit award under the issuer's incentive compensation plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:04 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,000 | $0.00 Strike: $45.23 | $0.00 |
DisclosureSEC source: 0001123292-17-000397 · edgar.xml · derivative · entry 4 HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 14,000 shares Expires 2017-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2011 grant date. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:04 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 14,000 | $66.64 | $932,999.20 |
DisclosureSEC source: 0001123292-17-000397 · edgar.xml · nonDerivative · entry 2 HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,718 F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding. This transaction was effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $66.47 to $66.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:04 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionCommon Stock | 14,000 | $45.23 | $633,220.00 |
DisclosureSEC source: 0001123292-17-000397 · edgar.xml · nonDerivative · entry 1 HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's employee stock option plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 31, 2017 Filed Aug 14, 2017 20:52 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013967 · doc4.xml · nonDerivative · entry 1 HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,598 F1 · kind: Bona fide gift. Read SEC document |
| December 23, 2016 Filed Mar 22, 2017 21:03 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GiftCommon Stock | 2,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000761 · edgar.xml · nonDerivative · entry 5 HUSTON JOHN J · CIK 0001227249 · Director · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Indirect · By Children Disclosed balance after: 2,055 F1 · kind: Bona fide gift. F1 · price: Bona fide gift. Read SEC document |
| December 23, 2016 Filed Mar 22, 2017 21:03 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GiftCommon Stock | 2,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000761 · edgar.xml · nonDerivative · entry 4 HUSTON JOHN J · CIK 0001227249 · Director · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,718 F1 · kind: Bona fide gift. F1 · price: Bona fide gift. Read SEC document |
| December 15, 2016 Filed Mar 22, 2017 21:03 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GiftCommon Stock | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000761 · edgar.xml · nonDerivative · entry 3 HUSTON JOHN J · CIK 0001227249 · Director · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,718 F1 · kind: Bona fide gift. F1 · price: Bona fide gift. Read SEC document |
| December 08, 2016 Filed Mar 22, 2017 21:03 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GiftCommon Stock | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000761 · edgar.xml · nonDerivative · entry 2 HUSTON JOHN J · CIK 0001227249 · Director · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,718 F1 · kind: Bona fide gift. F1 · price: Bona fide gift. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:04 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 158 | $65.08 | $10,282.64 |
DisclosureSEC source: 0001123292-16-003031 · edgar.xml · nonDerivative · entry 1 HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,657 F1 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted shares previously granted under the issuer's Executive Incentive Compensation Plan. The reporting person continues to hold the restricted shares originally granted, less the amount of this required tax withholding. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 21:06 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 38,430 | $0.00 Strike: $72.99 | $0.00 |
DisclosureSEC source: 0001123292-16-002713 · edgar.xml · derivative · entry 1 HUSTON JOHN J · CIK 0001227249 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,430 Underlying: Common Stock · 38,430 shares Expires 2022-09-08 F1 · kind: Stock option award granted under the issuer's incentive compensation plan. F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 8, 2016 grant date. Read SEC document |
| May 31, 2016 Filed Mar 22, 2017 21:03 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GiftCommon Stock | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000761 · edgar.xml · nonDerivative · entry 1 HUSTON JOHN J · CIK 0001227249 · Director · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,718 F1 · kind: Bona fide gift. F1 · price: Bona fide gift. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.