Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOLLAR TREE, INC.DLTR · Entity 3189 | Director · Director | September 18, 2020 | September 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOLLAR TREE, INC.
Report date September 18, 2020 · Filed September 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 118,902 |
Ending reported balance
After 2020-09-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-09-18 · Exercise / conversion · Acquired 4,327 · Balance 120,854 F1: Portion vested at anniversary of three-year award. F2: Convert without cost to shares of common stock on a one-for-one basis. Row 2 · 2020-09-18 · Tax withholding · Disposed 1,952 · Balance 118,902 F3: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-09-18 | Direct | 0 |
Reported balance
After 2020-09-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-09-18 · Exercise / conversion · Disposed 4,327 · Balance 0 F1: Portion vested at anniversary of three-year award. F2: Convert without cost to shares of common stock on a one-for-one basis. |
| Common StockSEC Table I · non-derivative | Indirect2018 GRAT #2 | 29,122 |
Reported balance
Holding disclosure · report date 2020-09-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 29,122 |
Filing footnotes · ownership attribution and instrument terms
F1: Portion vested at anniversary of three-year award.
F2: Convert without cost to shares of common stock on a one-for-one basis.
F3: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2018 Filed Jul 5, 2018 20:51 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | OtherCommon Stock | 3,421 | $84.03 | $287,466.63 |
DisclosureSEC source: 0001127602-18-022842 · form4.xml · nonDerivative · entry 2 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,070 F1 · kind: Shares acquired by insider from GRAT in exchange for other assets. The insider is the beneficial owner of the transferred securities both before and after the transfer and the insider believes the transfer is exempt under Rule 16a-13. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 20:51 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | OtherCommon Stock | 3,421 | $84.03 | $287,466.63 |
DisclosureSEC source: 0001127602-18-022842 · form4.xml · nonDerivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 2016 GRAT #2 Disclosed balance after: 0 F1 · kind: Shares acquired by insider from GRAT in exchange for other assets. The insider is the beneficial owner of the transferred securities both before and after the transfer and the insider believes the transfer is exempt under Rule 16a-13. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 17:02 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionRestricted Stock Unit · Derivative | 9,665 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-18-013521 · form4.xml · derivative · entry 6 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,330 Underlying: Common Stock · 9,665 shares Expires 2018-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F1 · shares: Portion vested at anniversary of three-year award. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 17:02 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Tax withholdingCommon Stock | 4,359 | $94.90 | $413,669.10 |
DisclosureSEC source: 0001127602-18-013521 · form4.xml · nonDerivative · entry 2 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,649 F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 17:02 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionCommon Stock | 9,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013521 · form4.xml · nonDerivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Portion vested at anniversary of three-year award. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 19:29 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionRestricted Stock Unit · Derivative | 7,406 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-18-013001 · form4.xml · derivative · entry 9 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,406 shares Expires 2018-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F4 · shares: The Compensation Committee certified on 3/14/2018 the level of performance achieved for the performance-based RSUs awarded on 4/23/2015 pursuant to the Long-Term Performance Plan for fiscal years 2015, 2016 and 2017. The award will fully vest on March 27, 2018. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 19:29 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionRestricted Stock Unit · Derivative | 7,342 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-18-013001 · form4.xml · derivative · entry 8 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,342 shares Expires 2016-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F1 · shares: Portion vested at anniversary of three-year award. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. F5 · derivative.exercise_date: The Compensation Committee certified on 3/9/2016 that the Company achieved its 2015 performance target for performanced-based restricted stock units granted on 3/27/2015, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 19:29 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Tax withholdingCommon Stock | 3,341 | $93.63 | $312,817.83 |
DisclosureSEC source: 0001127602-18-013001 · form4.xml · nonDerivative · entry 4 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,343 F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 19:29 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionCommon Stock | 7,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013001 · form4.xml · nonDerivative · entry 3 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The Compensation Committee certified on 3/14/2018 the level of performance achieved for the performance-based RSUs awarded on 4/23/2015 pursuant to the Long-Term Performance Plan for fiscal years 2015, 2016 and 2017. The award will fully vest on March 27, 2018. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 19:29 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Tax withholdingCommon Stock | 3,312 | $93.63 | $310,102.56 |
DisclosureSEC source: 0001127602-18-013001 · form4.xml · nonDerivative · entry 2 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,278 F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 19:29 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionCommon Stock | 7,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013001 · form4.xml · nonDerivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Portion vested at anniversary of three-year award. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| March 18, 2018 Filed Mar 20, 2018 20:56 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionRestricted Stock Unit · Derivative | 7,560 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012294 · form4.xml · derivative · entry 6 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,560 Underlying: Common Stock · 7,560 shares Expires 2017-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F1 · kind: Portion vested at anniversary of three-year award. F1 · derivative.exercise_date: Portion vested at anniversary of three-year award. Read SEC document |
| March 18, 2018 Filed Mar 20, 2018 20:56 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Tax withholdingCommon Stock | 2,276 | $95.75 | $217,927.00 |
DisclosureSEC source: 0001127602-18-012294 · form4.xml · nonDerivative · entry 2 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,248 F2 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Read SEC document |
| March 18, 2018 Filed Mar 20, 2018 20:56 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionCommon Stock | 7,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012294 · form4.xml · nonDerivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Portion vested at anniversary of three-year award. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 18:14 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GrantRestricted Stock Unit · Derivative | 12,980 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011798 · form4.xml · derivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,980 Underlying: Common Stock · 12,980 shares Expires 2018-09-18 F1 · date: The Compensation Committee certified on 3/14/2018 that the Company achieved its performance target for performance-based restricted stock units granted on 9/18/2017, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment. F2 · derivative.exercise_date: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 17:58 UTC Amendment | DOLLAR TREE, INC. DLTR · Entity 3189 | GrantRestricted Stock Unit · Derivative | 28,995 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011795 · form4a.xml · derivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,995 Underlying: Common Stock · 28,995 shares Expires 2018-03-31 F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F2 · date: The Compensation Committee certified on 3/14/2018 that the Company achieved its 2017 performance target for performance-based restricted stock units granted on 3/31/2017, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 16:50 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GrantRestricted Stock Unit · Derivative | 7,406 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011774 · form4.xml · derivative · entry 2 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,406 Underlying: Common Stock · 7,406 shares Expires 2018-03-27 F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F3 · date: The Compensation Committee certified on 3/14/2018 the level of performance achieved for the performance-based RSUs awarded on 4/23/2015 pursuant to the Long-Term Performance Plan for fiscal years 2015, 2016 and 2017. The award will fully vest on March 27, 2018. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 16:50 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GrantRestricted Stock Unit · Derivative | 41,975 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011774 · form4.xml · derivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,975 Underlying: Common Stock · 41,975 shares Expires 2018-03-31 F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F2 · date: The Compensation Committee certified on 3/14/2018 that the Company achieved its 2017 performance target for performance-based restricted stock units granted on 3/31/2017, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment. Read SEC document |
| December 04, 2017 Filed Dec 8, 2017 21:44 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GiftCommon Stock | 14,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034246 · form4.xml · nonDerivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Director · Enterprise President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,964 F1 · price: Gift made without consideration. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 15:29 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | SaleCommon Stock | 9,950 | $84.54 | $841,180.96 |
DisclosureSEC source: 0001127602-17-027469 · form4.xml · nonDerivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Indirect · 2016 GRAT #3 Disclosed balance after: 9,966 F1 · kind: 10b5-1: Transactions pursuant to preplanned trading arrangements established under SEC Rule 10b5-1(c)(1). F2 · price: Represents the weighted average price for shares sold at the range between $84.50 and $84.83. The filer will provide full information regarding the number of shares sold at each price upon request. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 18:46 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | SaleCommon Stock | 2,095 | $84.50 | $177,027.50 |
DisclosureSEC source: 0001127602-17-027382 · form4.xml · nonDerivative · entry 2 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Indirect · 2016 GRAT #2 Disclosed balance after: 3,421 F1 · kind: 10b5-1: Transactions pursuant to preplanned trading arrangements established under SEC Rule 10b5-1(c)(1). Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 18:46 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | SaleCommon Stock | 700 | $84.50 | $59,152.03 |
DisclosureSEC source: 0001127602-17-027382 · form4.xml · nonDerivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Indirect · 2016 GRAT #3 Disclosed balance after: 19,916 F1 · kind: 10b5-1: Transactions pursuant to preplanned trading arrangements established under SEC Rule 10b5-1(c)(1). F2 · price: Represents the weighted average price for shares sold at the range between $84.50 and $84.51. The filer will provide full information regarding the number of shares sold at each price upon request. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionRestricted Stock Unit · Derivative | 6,297 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014115 · form4.xml · derivative · entry 8 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,297 shares Expires 2017-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F4 · date: The award will fully vest on April 1, 2017. F4 · derivative.exercise_date: The award will fully vest on April 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionRestricted Stock Unit · Derivative | 10,164 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-014115 · form4.xml · derivative · entry 7 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,164 shares Expires 2015-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F1 · kind: Portion vested at anniversary of three-year award. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. F5 · derivative.exercise_date: The Compensation Committee certified on 3/11/2015 that the Company achieved its 2014 performance target for performanced-based restricted stock units granted on 4/1/2014 and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Tax withholdingCommon Stock | 2,995 | $78.46 | $234,987.70 |
DisclosureSEC source: 0001127602-17-014115 · form4.xml · nonDerivative · entry 4 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,274 F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionCommon Stock | 6,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014115 · form4.xml · nonDerivative · entry 3 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · date: The award will fully vest on April 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Tax withholdingCommon Stock | 4,833 | $78.46 | $379,197.18 |
DisclosureSEC source: 0001127602-17-014115 · form4.xml · nonDerivative · entry 2 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,972 F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:27 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionCommon Stock | 10,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014115 · form4.xml · nonDerivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Portion vested at anniversary of three-year award. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:47 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionRestricted Stock Unit · Derivative | 7,342 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-013196 · form4.xml · derivative · entry 5 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,342 Underlying: Common Stock · 7,342 shares Expires 2016-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F1 · kind: Portion vested at anniversary of three-year award. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. F4 · derivative.exercise_date: The Compensation Committee certified on 3/9/2016 that the Company achieved its 2015 performance target for performanced-based restricted stock units granted on 3/27/2015, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:47 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Tax withholdingCommon Stock | 3,492 | $76.13 | $265,845.96 |
DisclosureSEC source: 0001127602-17-013196 · form4.xml · nonDerivative · entry 2 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,641 F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 21:47 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionCommon Stock | 7,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013196 · form4.xml · nonDerivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Portion vested at anniversary of three-year award. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| March 18, 2017 Filed Mar 21, 2017 20:47 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionRestricted Stock Unit · Derivative | 7,560 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-012532 · form4.xml · derivative · entry 5 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,120 Underlying: Common Stock · 7,560 shares Expires 2017-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F1 · kind: Portion vested at anniversary of three-year award. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. F1 · derivative.exercise_date: Portion vested at anniversary of three-year award. Read SEC document |
| March 18, 2017 Filed Mar 21, 2017 20:47 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Tax withholdingCommon Stock | 2,491 | $75.70 | $188,568.70 |
DisclosureSEC source: 0001127602-17-012532 · form4.xml · nonDerivative · entry 2 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,791 F3 · kind: Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Read SEC document |
| March 18, 2017 Filed Mar 21, 2017 20:47 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | Exercise / conversionCommon Stock | 7,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012532 · form4.xml · nonDerivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Portion vested at anniversary of three-year award. F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 22:54 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GrantRestricted Stock Unit · Derivative | 6,297 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011128 · form4.xml · derivative · entry 2 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,297 Underlying: Common Stock · 6,297 shares Expires 2017-04-01 F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F4 · date: The Compensation Committee certified on 3/8/2017 the level of performance achieved for the performance-based RSUs awarded on 4/1/2014 pursuant to the Long-Term Performance Plan for fiscal years 2014, 2015 and 2016. The award will fully vest on April 1, 2017. F5 · derivative.exercise_date: The award will fully vest on April 1, 2017. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 22:54 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GrantRestricted Stock Unit · Derivative | 22,680 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011128 · form4.xml · derivative · entry 1 PHILBIN GARY M · CIK 0001163829 · Enterprise President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,680 Underlying: Common Stock · 22,680 shares Expires 2017-03-18 F1 · derivative.exercise_price: Convert without cost to shares of common stock on a one-for-one basis. F2 · date: The Compensation Committee certified on 3/8/2017 that the Company achieved its 2016 performance target for performance-based restricted stock units granted on 3/18/2016, and that shares will vest in approximately three equal installments, beginning on the first anniversary of the award date, subject to continued employment. F3 · derivative.exercise_date: Portion vested at anniversary of three-year award. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 21:11 UTC | DOLLAR TREE, INC. DLTR · Entity 3189 | GiftCommon Stock | 11,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069257 · form4.xml · nonDerivative · entry 1 PHILBIN GARY M · CIK 0001163829 · President of Family Dollar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,722 F1 · price: Gift made without consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.