Nelson Avery H III

SEC source: 0001127602-23-013109 · form4.xml · derivative · entry 15

Nelson Avery H III · CIK 0001824828 · Sr VP & GM, Automotive & Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: The performance share units vested 100% on April 14, 2023.

F12 · derivative.expiration_date: The performance share units vested 100% on April 14, 2023.

SEC source: 0001127602-23-013109 · form4.xml · nonDerivative · entry 4

Nelson Avery H III · CIK 0001824828 · Sr VP & GM, Automotive & Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,364

SEC source: 0001127602-23-013109 · form4.xml · nonDerivative · entry 3

Nelson Avery H III · CIK 0001824828 · Sr VP & GM, Automotive & Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-013109 · form4.xml · nonDerivative · entry 2

Nelson Avery H III · CIK 0001824828 · Sr VP & GM, Automotive & Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-013109 · form4.xml · nonDerivative · entry 1

Nelson Avery H III · CIK 0001824828 · Sr VP & GM, Automotive & Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-012568 · form4.xml · derivative · entry 11

Nelson Avery H III · CIK 0001824828 · Sr VP & GM, Automotive & Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,884

Underlying: Common Stock · 18,884 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F9 · derivative.exercise_date: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F9 · derivative.expiration_date: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

SEC source: 0001127602-23-004435 · form4.xml · derivative · entry 13

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,884

Underlying: Common Stock · 10,077 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004435 · form4.xml · derivative · entry 12

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,623

Underlying: Common Stock · 2,105 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004435 · form4.xml · derivative · entry 11

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,184

Underlying: Common Stock · 3,184 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

SEC source: 0001127602-23-004435 · form4.xml · derivative · entry 10

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,853

Underlying: Common Stock · 14,853 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F8 · shares: The reporting person was granted restricted stock units (RSUs) in lieu of the cash payment to be paid under the 2023 performance incentive plan (PIP). The reporting person was granted 14,853 RSUs in exchange for the cash payment of $431,250 under the PIP.

F9 · derivative.exercise_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

F9 · derivative.expiration_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

SEC source: 0001127602-23-004435 · form4.xml · derivative · entry 9

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,321

Underlying: Common Stock · 4,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F6 · shares: Employees were provided an opportunity to voluntarily exchange a portion of their compensation for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $115,000 of their cash compensation for 4,321 RSUs.

F7 · derivative.exercise_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F7 · derivative.expiration_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

SEC source: 0001127602-22-014952 · form4.xml · derivative · entry 6

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588

Underlying: Common Stock · 588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

SEC source: 0001127602-22-014952 · form4.xml · derivative · entry 5

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,071

Underlying: Common Stock · 4,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

SEC source: 0001127602-22-014952 · form4.xml · nonDerivative · entry 3

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,744

SEC source: 0001127602-22-014952 · form4.xml · nonDerivative · entry 2

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-014952 · form4.xml · nonDerivative · entry 1

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-012267 · form4.xml · derivative · entry 4

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vested 100% on April 18, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units vested 100% on April 18, 2022.

SEC source: 0001127602-22-012267 · form4.xml · nonDerivative · entry 2

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,465

SEC source: 0001127602-22-012267 · form4.xml · nonDerivative · entry 1

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-011549 · form4.xml · derivative · entry 3

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,439

Underlying: Common Stock · 14,439 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

SEC source: 0001127602-22-003371 · form4.xml · derivative · entry 2

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,518

Underlying: Common Stock · 7,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F3 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

SEC source: 0001127602-22-003371 · form4.xml · derivative · entry 1

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,807

Underlying: Common Stock · 12,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F2 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

SEC source: 0001127602-21-017386 · form4.xml · derivative · entry 6

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,176

Underlying: Common Stock · 589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

SEC source: 0001127602-21-017386 · form4.xml · derivative · entry 5

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,142

Underlying: Common Stock · 4,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F2 · derivative.expiration_date: The restricted stock units will vest ratably over three years from the May 15, 2020 grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

SEC source: 0001127602-21-017386 · form4.xml · nonDerivative · entry 3

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,579

SEC source: 0001127602-21-017386 · form4.xml · nonDerivative · entry 2

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-017386 · form4.xml · nonDerivative · entry 1

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-014025 · form4.xml · derivative · entry 4

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee.

F2 · derivative.expiration_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee.

SEC source: 0001127602-21-014025 · form4.xml · nonDerivative · entry 2

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,122

SEC source: 0001127602-21-014025 · form4.xml · nonDerivative · entry 1

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

SEC source: 0001127602-21-013083 · form4.xml · derivative · entry 1

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,548

Underlying: Common Stock · 9,548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.

SEC source: 0001127602-21-005202 · form4.xml · derivative · entry 8

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,590 shares

Expires 2026-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-005202 · form4.xml · derivative · entry 7

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,017 shares

Expires 2026-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-005202 · form4.xml · derivative · entry 6

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,590 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-005202 · form4.xml · nonDerivative · entry 4

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $36.445 to $36.69, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

SEC source: 0001127602-21-005202 · form4.xml · nonDerivative · entry 3

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-005202 · form4.xml · nonDerivative · entry 2

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-005202 · form4.xml · nonDerivative · entry 1

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-004215 · form4.xml · derivative · entry 1

Nelson Avery H III · CIK 0001824828 · Senior VP & GM, Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,121

Underlying: Common Stock · 13,121 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F2 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.