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SHANKS VIRGINIA E

Disclosed activity across 4 companies

Tapewire entity
14638
SEC CIK
0001269955

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALTRIA GROUP, INC.MO · Entity 188DirectorMay 14, 2026May 18, 2026
EPR PROPERTIESEPR · Entity 3975DirectorJune 01, 2026June 02, 2026
Light & Wonder, Inc.ASX:LNW · Entity 9758DirectorJune 10, 2026June 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALTRIA GROUP, INC.

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,900 Reported balance After 2026-05-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 2,571 · Balance 48,900

F1: Deferred stock awarded under the 2025 Stock Compensation Plan for Non-Employee Directors.

F2: Includes 19,936 deferred shares held in the Stock Compensation Plan for Non-Employee Directors, including an increase of 1,113 shares acquired through the reinvestment of dividends on deferred shares since May 15, 2025, the date of the last reportable transaction. Also includes 1,857 shares acquired through the reinvestment of dividends on shares held in an investment account since May 15, 2025, the date of the last reportable transaction.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred stock awarded under the 2025 Stock Compensation Plan for Non-Employee Directors.

F2: Includes 19,936 deferred shares held in the Stock Compensation Plan for Non-Employee Directors, including an increase of 1,113 shares acquired through the reinvestment of dividends on deferred shares since May 15, 2025, the date of the last reportable transaction. Also includes 1,857 shares acquired through the reinvestment of dividends on shares held in an investment account since May 15, 2025, the date of the last reportable transaction.

EPR PROPERTIES

Report date June 01, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect36,853 Reported balance After 2026-06-01 transaction · row 1
1 source row

Row 1 · 2026-06-01 · Exercise / conversion · Acquired 6,326 · Balance 36,853

F1: Each Restricted Share Unit represents a contingent right to receive one share of the Company's Common Shares of Beneficial Interest.

Restricted Share UnitsSEC Table II · derivative / convertible security · Expires 2026-06-01Direct5,854 Reported balance After 2026-06-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-01 · Exercise / conversion · Disposed 6,326 · Balance 5,854

F1: Each Restricted Share Unit represents a contingent right to receive one share of the Company's Common Shares of Beneficial Interest.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect8,212 Reported balance After 2026-06-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-01 · Grant · Acquired 2,358 · Balance 8,212

F2: Restricted Share Units were issued to the reporting person pursuant to the Company's 2016 Equity Incentive Plan as a part of the Company's annual trustee compensation program. Each Restricted Share Unit represents a contingent right to receive one share of the Company's Common Shares of Beneficial Interest.

F3: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) June 1, 2027, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of the Company's Common Shares of Beneficial Interest subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the reporting person prior to the date of grant.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect10,177 Reported balance After 2026-06-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-01 · Grant · Acquired 1,965 · Balance 10,177

F4: Restricted Share Units were issued to Reporting Person in lieu of the Reporting Person's Annual Trustee Retainer fee. Each Restricted Share Unit represents a contingent right to receive one share of Company's Common Shares of Beneficial Interest.

F3: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) June 1, 2027, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of the Company's Common Shares of Beneficial Interest subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the reporting person prior to the date of grant.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect10,963 Reported balance After 2026-06-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-06-01 · Grant · Acquired 786 · Balance 10,963

F5: Restricted Share Units were issued to the reporting person pursuant to the Company's 2016 Equity Incentive Plan in lieu of the reporting person's chairperson retainer fees. Each Restricted Share Unit represents a contingent right to receive one share of the Company's Common Shares of Beneficial Interest.

F3: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) June 1, 2027, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of the Company's Common Shares of Beneficial Interest subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the reporting person prior to the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Share Unit represents a contingent right to receive one share of the Company's Common Shares of Beneficial Interest.

F2: Restricted Share Units were issued to the reporting person pursuant to the Company's 2016 Equity Incentive Plan as a part of the Company's annual trustee compensation program. Each Restricted Share Unit represents a contingent right to receive one share of the Company's Common Shares of Beneficial Interest.

F3: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) June 1, 2027, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of the Company's Common Shares of Beneficial Interest subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the reporting person prior to the date of grant.

F4: Restricted Share Units were issued to Reporting Person in lieu of the Reporting Person's Annual Trustee Retainer fee. Each Restricted Share Unit represents a contingent right to receive one share of Company's Common Shares of Beneficial Interest.

F5: Restricted Share Units were issued to the reporting person pursuant to the Company's 2016 Equity Incentive Plan in lieu of the reporting person's chairperson retainer fees. Each Restricted Share Unit represents a contingent right to receive one share of the Company's Common Shares of Beneficial Interest.

Light & Wonder, Inc.

Report date June 10, 2026 · Filed June 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,710 Reported balance After 2026-06-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-10 · Exercise / conversion · Acquired 2,391 · Balance 11,710

F1: Shares are held via CHESS Depositary Interests ("CDIs"), which are units of beneficial ownership in shares of common stock of the Company that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty. Limited, a subsidiary of ASX Limited, the company that operates the ASX. Each CDI represents one fully paid share of common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-10 · Exercise / conversion · Disposed 2,391 · Balance 0

F2: Represents the vesting of restricted stock units granted on June 10, 2025. The award has fully vested. Each restricted stock unit converted into a share of common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,498 Reported balance After 2026-06-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-10 · Grant · Acquired 2,498 · Balance 2,498

F3: The restricted stock units are scheduled to vest on the earlier of (a) the date of the issuer's 2027 annual meeting of stockholders and (b) June 10, 2027. Each unit converts into a share of common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held via CHESS Depositary Interests ("CDIs"), which are units of beneficial ownership in shares of common stock of the Company that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty. Limited, a subsidiary of ASX Limited, the company that operates the ASX. Each CDI represents one fully paid share of common stock.

F2: Represents the vesting of restricted stock units granted on June 10, 2025. The award has fully vested. Each restricted stock unit converted into a share of common stock on a one-for-one basis.

F3: The restricted stock units are scheduled to vest on the earlier of (a) the date of the issuer's 2027 annual meeting of stockholders and (b) June 10, 2027. Each unit converts into a share of common stock on a one-for-one basis.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Pinnacle Entertainment, Inc.

Report date October 15, 2018 · Filed October 16, 2018

Section 16 reporting ended · disclosed 2018-10-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-10-15 transaction · row 3
2 source rows · reconciled sequence

Row 1 · 2018-10-03 · Gift · Disposed 5,326 · Balance 204,514

F1: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on October 3, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Row 3 · 2018-10-15 · Disposition to issuer · Disposed 204,514 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F3: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectBy Shanks Family Trust331,924 Reported balance After 2018-10-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-10-03 · Gift · Acquired 5,326 · Balance 331,924

F1: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on October 3, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Common StockSEC Table I · non-derivativeIndirectBy Shanks Family Trust0 Reported balance After 2018-10-15 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2018-10-15 · Disposition to issuer · Disposed 331,924 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F3: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.55 · Expires 2022-10-05Direct0 Reported balance After 2018-10-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-10-15 · Disposition to issuer · Disposed 26,010 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F4: The stock options vest and become exercisable in four annual installments on October 5, 2016, 2017, 2018 and 2019.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.51 · Expires 2023-04-28Direct0 Reported balance After 2018-10-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-10-15 · Disposition to issuer · Disposed 50,000 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F6: The stock options vest and become exercisable in four annual installments on April 28, 2017, 2018, 2019 and 2020.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on October 3, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F3: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement.

F4: The stock options vest and become exercisable in four annual installments on October 5, 2016, 2017, 2018 and 2019.

F5: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F6: The stock options vest and become exercisable in four annual installments on April 28, 2017, 2018, 2019 and 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2020 Filed May 18, 2020 20:08 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantCommon Stock 4,866 $0.00 $0.00
Disclosure

SEC source: 0001182489-20-000108 · edgar.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,988

F1 · shares: Stock awarded under the 2015 Stock Compensation Plan for Non-Employee Directors.

F2 · balance_after: Total includes 710 shares acquired through the reinvestment of dividends since May 16, 2019, the date of the last reportable transaction.

Read SEC document
May 30, 2019 Filed Aug 6, 2019 18:54 UTC EPR PROPERTIES EPR · Entity 3975 GrantRestricted Share Units · Derivative 1,668 $0.00 $0.00
Disclosure

SEC source: 0001045450-19-000077 · primary_doc.xml · derivative · entry 2

SHANKS VIRGINIA E · CIK 0001269955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,015

Underlying: Common Shares · 1,668 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted Share Units were issued to Reporting Person pursuant to Company's Equity Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common share.

F2 · derivative.exercise_date: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant.

F2 · derivative.expiration_date: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant.

Read SEC document
May 30, 2019 Filed Aug 6, 2019 18:54 UTC EPR PROPERTIES EPR · Entity 3975 GrantRestricted Share Units · Derivative 1,347 $0.00 $0.00
Disclosure

SEC source: 0001045450-19-000077 · primary_doc.xml · derivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,347

Underlying: Common Shares · 1,347 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Share Units were issued to Reporting Person in lieu of the Reporting Person's Annual Trustee Retainer fee. Each Restricted Share Unit represents a contingent right to receive one share of the Issuer's common share.

F2 · derivative.exercise_date: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant.

F2 · derivative.expiration_date: Subject to certain exceptions, the vesting date for the Restricted Share Units is the earlier of (a) the close of business on the day preceding the first annual meeting of shareholders after the date of grant, or (b) a Change of Control (as defined in the 2016 Equity Incentive Plan). Settlement and delivery of common shares subject to vested Restricted Share Units are made pursuant to instructions provided to the Company by the Reporting Person prior to the date of grant.

Read SEC document
May 16, 2019 Filed May 20, 2019 20:26 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantCommon Stock 3,345 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000183 · edgar.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,412

F1 · shares: Stock awarded under the 2015 Stock Compensation Plan for Non-Employee Directors.

F2 · balance_after: Total includes 324 shares acquired through the reinvestment of dividends since May 17, 2018, the date of the last reportable transaction.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 11:44 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerStock Options (Right to Buy) · Derivative 50,000 Not disclosed Strike: $11.51 Not disclosed
Disclosure

SEC source: 0001209191-18-055049 · doc4.xml · derivative · entry 6

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-04-28

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5 · price: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F6 · derivative.exercise_date: The stock options vest and become exercisable in four annual installments on April 28, 2017, 2018, 2019 and 2020.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 11:44 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerStock Options (Right to Buy) · Derivative 26,010 Not disclosed Strike: $10.55 Not disclosed
Disclosure

SEC source: 0001209191-18-055049 · doc4.xml · derivative · entry 5

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,010 shares

Expires 2022-10-05

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5 · price: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F4 · derivative.exercise_date: The stock options vest and become exercisable in four annual installments on October 5, 2016, 2017, 2018 and 2019.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 11:44 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerCommon Stock 331,924 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-055049 · doc4.xml · nonDerivative · entry 4

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shanks Family Trust

Disclosed balance after: 0

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F3 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 11:44 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerCommon Stock 204,514 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-055049 · doc4.xml · nonDerivative · entry 3

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F3 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement.

Read SEC document
October 03, 2018 Filed Oct 16, 2018 11:44 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 5,326 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055049 · doc4.xml · nonDerivative · entry 2

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shanks Family Trust

Disclosed balance after: 331,924

F1 · kind: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on October 3, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
October 03, 2018 Filed Oct 16, 2018 11:44 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 5,326 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055049 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,514

F1 · kind: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on October 3, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
September 24, 2018 Filed Sep 25, 2018 21:15 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Tax withholdingCommon Stock 3,456 $33.19 $114,704.64
Disclosure

SEC source: 0001209191-18-052242 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,840

Read SEC document
September 07, 2018 Filed Sep 10, 2018 16:59 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 83,811 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050299 · doc4.xml · nonDerivative · entry 2

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shanks Family Trust

Disclosed balance after: 326,598

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on September 7, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 16:59 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 83,811 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050299 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,918

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on September 7, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 16:31 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $11.51 $0.00
Disclosure

SEC source: 0001209191-18-049092 · doc4.xml · derivative · entry 12

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2023-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options vest in four annual installments on April 28, 2017, 2018, 2019 and 2020.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 16:31 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionStock Options (Right to Buy) · Derivative 26,010 $0.00 Strike: $10.55 $0.00
Disclosure

SEC source: 0001209191-18-049092 · doc4.xml · derivative · entry 11

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,010

Underlying: Common Stock · 26,010 shares

Expires 2022-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vest in four annual installments on October 5, 2016, 2017, 2018 and 2019.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 16:31 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionStock Options (Right to Buy) · Derivative 30,770 $0.00 Strike: $6.97 $0.00
Disclosure

SEC source: 0001209191-18-049092 · doc4.xml · derivative · entry 10

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,770 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vested in four annual installments on May 20, 2015, 2016, 2017 and 2018.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 16:31 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionStock Options (Right to Buy) · Derivative 29,268 $0.00 Strike: $6.19 $0.00
Disclosure

SEC source: 0001209191-18-049092 · doc4.xml · derivative · entry 9

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,268 shares

Expires 2020-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in four annual installments on May 21, 2014, 2015, 2016 and 2017.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 16:31 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionStock Options (Right to Buy) · Derivative 42,000 $0.00 Strike: $2.86 $0.00
Disclosure

SEC source: 0001209191-18-049092 · doc4.xml · derivative · entry 8

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,000 shares

Expires 2019-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested in four annual installments on May 22, 2013, 2014, 2015 and 2016.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 16:31 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Tax withholdingCommon Stock 94,237 $34.27 $3,229,501.99
Disclosure

SEC source: 0001209191-18-049092 · doc4.xml · nonDerivative · entry 6

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,107

Read SEC document
August 31, 2018 Filed Aug 31, 2018 16:31 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionCommon Stock 50,000 $11.51 $575,500.00
Disclosure

SEC source: 0001209191-18-049092 · doc4.xml · nonDerivative · entry 5

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 16:31 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionCommon Stock 26,010 $10.55 $274,405.50
Disclosure

SEC source: 0001209191-18-049092 · doc4.xml · nonDerivative · entry 4

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 16:31 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionCommon Stock 30,770 $6.97 $214,466.90
Disclosure

SEC source: 0001209191-18-049092 · doc4.xml · nonDerivative · entry 3

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 16:31 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionCommon Stock 29,268 $6.19 $181,168.92
Disclosure

SEC source: 0001209191-18-049092 · doc4.xml · nonDerivative · entry 2

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 16:31 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionCommon Stock 42,000 $2.86 $120,120.00
Disclosure

SEC source: 0001209191-18-049092 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2018 Filed Jun 4, 2018 19:12 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 11,596 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035362 · doc4.xml · nonDerivative · entry 2

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shanks Family Trust

Disclosed balance after: 242,787

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on May 25, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
May 25, 2018 Filed Jun 4, 2018 19:12 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 11,596 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035362 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,296

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on May 25, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
May 20, 2018 Filed May 22, 2018 17:14 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Tax withholdingCommon Stock 647 $34.30 $22,192.10
Disclosure

SEC source: 0001209191-18-032355 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,892

Read SEC document
May 17, 2018 Filed May 21, 2018 19:55 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantCommon Stock 3,165 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000238 · edgar.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,743

F1 · shares: Stock awarded under the 2015 Stock Compensation Plan for Non-Employee Directors.

F2 · balance_after: Total includes 97 shares acquired through the reinvestment of dividends since May 18, 2017, the date of the last reportable transaction.

Read SEC document
May 14, 2018 Filed May 15, 2018 17:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionStock Options (Right to Buy) · Derivative 20,000 $0.00 Strike: $4.22 $0.00
Disclosure

SEC source: 0001209191-18-030259 · doc4.xml · derivative · entry 5

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2018-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four equal annual installments on May 24, 2012, 2013, 2014 and 2015.

Read SEC document
May 14, 2018 Filed May 15, 2018 17:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Tax withholdingCommon Stock 9,400 $33.49 $314,806.00
Disclosure

SEC source: 0001209191-18-030259 · doc4.xml · nonDerivative · entry 4

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,539

Read SEC document
May 14, 2018 Filed May 15, 2018 17:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionCommon Stock 20,000 $4.22 $84,400.00
Disclosure

SEC source: 0001209191-18-030259 · doc4.xml · nonDerivative · entry 3

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 15, 2018 17:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 6,671 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030259 · doc4.xml · nonDerivative · entry 2

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shanks Family Trust

Disclosed balance after: 231,191

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on May 1, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
May 01, 2018 Filed May 15, 2018 17:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 6,671 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030259 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,939

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on May 1, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
April 28, 2018 Filed May 1, 2018 16:24 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Tax withholdingCommon Stock 4,329 $31.98 $138,441.42
Disclosure

SEC source: 0001209191-18-027091 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,610

Read SEC document
March 09, 2018 Filed Mar 16, 2018 16:56 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 10,691 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020242 · doc4.xml · nonDerivative · entry 2

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shanks Family Trust

Disclosed balance after: 224,520

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on March 9, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
March 09, 2018 Filed Mar 16, 2018 16:56 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 10,691 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020242 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,939

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on March 9, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 18:55 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Tax withholdingCommon Stock 3,456 $30.75 $106,272.00
Disclosure

SEC source: 0001209191-18-011573 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,630

Read SEC document
January 26, 2018 Filed Jan 26, 2018 18:06 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GrantCommon Stock 34,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005703 · doc4.xml · nonDerivative · entry 2

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,086

Read SEC document
January 26, 2018 Filed Jan 26, 2018 18:06 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GrantCommon Stock 17,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005703 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,486

F1 · kind: The securities reported are restricted stock with performance conditions which are subject to a performance period from January 1, 2018 to December 31, 2020.

F1 · shares: The securities reported are restricted stock with performance conditions which are subject to a performance period from January 1, 2018 to December 31, 2020.

Read SEC document
October 18, 2017 Filed Oct 25, 2017 17:40 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 34,830 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057952 · doc4.xml · nonDerivative · entry 2

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shanks Family Trust

Disclosed balance after: 213,829

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on October 18, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
October 18, 2017 Filed Oct 25, 2017 17:40 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 34,830 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057952 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,886

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on October 18, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 18:14 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Tax withholdingCommon Stock 25,170 $24.52 $617,168.40
Disclosure

SEC source: 0001209191-17-057198 · doc4.xml · nonDerivative · entry 3

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,716

Read SEC document
October 12, 2017 Filed Oct 17, 2017 18:14 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 5,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057198 · doc4.xml · nonDerivative · entry 2

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shanks Family Trust

Disclosed balance after: 178,999

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on October 12, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
October 12, 2017 Filed Oct 17, 2017 18:14 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 5,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057198 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,886

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on October 12, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
October 05, 2017 Filed Oct 10, 2017 17:08 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Tax withholdingCommon Stock 3,685 $23.70 $87,334.50
Disclosure

SEC source: 0001209191-17-056487 · doc4.xml · nonDerivative · entry 3

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,984

Read SEC document
September 22, 2017 Filed Oct 10, 2017 17:08 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 48,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-056487 · doc4.xml · nonDerivative · entry 2

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shanks Family Trust

Disclosed balance after: 173,901

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on September 22, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
September 22, 2017 Filed Oct 10, 2017 17:08 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 48,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-056487 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,669

F1 · shares: This transaction involved a gift of shares by the reporting person to the Shanks Family Trust, a living trust, on September 22, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 16:54 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0001209191-17-053621 · doc4.xml · derivative · entry 4

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2017-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in four equal annual installments on October 2, 2011, 2012, 2013 and 2014.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 16:54 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Tax withholdingCommon Stock 51,430 $20.21 $1,039,400.30
Disclosure

SEC source: 0001209191-17-053621 · doc4.xml · nonDerivative · entry 2

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,239

Read SEC document
September 19, 2017 Filed Sep 21, 2017 16:54 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionCommon Stock 100,000 $3.30 $330,000.00
Disclosure

SEC source: 0001209191-17-053621 · doc4.xml · nonDerivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.