Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Woodward, Inc.WWD · Entity 3264 | President | October 01, 2020 | October 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Woodward, Inc.
Report date October 01, 2020 · Filed October 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $81.03 · Expires 2030-10-01 | Direct | 28,300 |
Reported balance
After 2020-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-10-01 · Grant · Acquired 28,300 · Balance 28,300 F1: Options, which expire October 1, 2030, become exercisable as to 25% of the shares on October 1, 2021 and each one-year anniversary thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Options, which expire October 1, 2030, become exercisable as to 25% of the shares on October 1, 2021 and each one-year anniversary thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2017 Filed Jul 21, 2017 18:59 UTC | Woodward, Inc. WWD · Entity 3264 | Tax withholdingWoodward, Inc. Common Stock | 50.94 | $69.30 | $3,530.14 |
DisclosureSEC source: 0001209191-17-045894 · doc4.xml · nonDerivative · entry 2 Preiss Chad Robert · CIK 0001446897 · President, Engine Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,760.28 F3 · shares: Shares withheld to cover the tax liability incident to the issuance of shares under the Woodward Executive Benefit Plan in accordance with Rule 16b-3. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 18:59 UTC | Woodward, Inc. WWD · Entity 3264 | Exercise / conversionWoodward, Inc. Common Stock | 168.94 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-045894 · doc4.xml · nonDerivative · entry 1 Preiss Chad Robert · CIK 0001446897 · President, Engine Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,811.22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person participates in the Woodward Executive Benefit Plan (Plan). Pursuant to an election made under the Plan, each phantom stock unit (PSU) distributed under the Plan on 7/19/2017 entitled the reporting person to receive on share of Woodward, Inc. (Company) common stock, less shares not distributed to the reporting person to cover tax liabilities. See footnote 3. The reporting person received a net distribution of 118 shares of Company common stock. PSUs are accrued under the Plan and are to be settled in 100% stock on a 1-for-1 basis at the distribution date specified at the time of election. Each PSU is the economic equivalent of one share of Company common stock. The total shown represents the dollar amount of deferrals divided by the current share price and, therefore, the number of shares reported may fluctuate from period to period. The total shown also includes PSUs acquired in connection with dividend re-investments and other acquisitions made under the Plan. F2 · shares: The acquisition of shares represents a predetermined automatic distribution from the Plan based on the terms of the Plan and does not represent an open-market purchase by the reporting person. F1 · price: The reporting person participates in the Woodward Executive Benefit Plan (Plan). Pursuant to an election made under the Plan, each phantom stock unit (PSU) distributed under the Plan on 7/19/2017 entitled the reporting person to receive on share of Woodward, Inc. (Company) common stock, less shares not distributed to the reporting person to cover tax liabilities. See footnote 3. The reporting person received a net distribution of 118 shares of Company common stock. PSUs are accrued under the Plan and are to be settled in 100% stock on a 1-for-1 basis at the distribution date specified at the time of election. Each PSU is the economic equivalent of one share of Company common stock. The total shown represents the dollar amount of deferrals divided by the current share price and, therefore, the number of shares reported may fluctuate from period to period. The total shown also includes PSUs acquired in connection with dividend re-investments and other acquisitions made under the Plan. F2 · price: The acquisition of shares represents a predetermined automatic distribution from the Plan based on the terms of the Plan and does not represent an open-market purchase by the reporting person. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 16:38 UTC | Woodward, Inc. WWD · Entity 3264 | Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative | 3,400 | $0.00 Strike: $32.73 | $0.00 |
DisclosureSEC source: 0001209191-17-008539 · doc4.xml · derivative · entry 4 Preiss Chad Robert · CIK 0001446897 · President, Engine Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Woodward, Inc. Common Stock · 3,400 shares Expires 2017-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options, which expire November 16, 2017, became exercisable as to 25% of the shares on November 16, 2008 and each one-year anniversary thereafter. F3 · derivative.expiration_date: Options, which expire November 16, 2017, became exercisable as to 25% of the shares on November 16, 2008 and each one-year anniversary thereafter. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 16:38 UTC | Woodward, Inc. WWD · Entity 3264 | SaleWoodward, Inc. Common Stock | 3,400 | $70.03 | $238,091.12 |
DisclosureSEC source: 0001209191-17-008539 · doc4.xml · nonDerivative · entry 2 Preiss Chad Robert · CIK 0001446897 · President, Engine Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,642.281 F1 · price: The reporting person sold shares in multiple same day, same way open market sales, with prices ranging from $70.00 to $70.08 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the sales. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 16:38 UTC | Woodward, Inc. WWD · Entity 3264 | Exercise / conversionWoodward, Inc. Common Stock | 3,400 | $32.73 | $111,282.00 |
DisclosureSEC source: 0001209191-17-008539 · doc4.xml · nonDerivative · entry 1 Preiss Chad Robert · CIK 0001446897 · President, Engine Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,042.281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 23:43 UTC | Woodward, Inc. WWD · Entity 3264 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 23,000 | $0.00 Strike: $62.57 | $0.00 |
DisclosureSEC source: 0001209191-17-006040 · doc4.xml · derivative · entry 1 Preiss Chad Robert · CIK 0001446897 · President, Engine Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Woodward, Inc. Common Stock · 23,000 shares Expires 2026-10-03 F1 · date: The option grant was approved by the compensation committee of the Issuer's board of directors on September 30, 2016, subject to stockholder approval of the incentive plan under which the option was granted. The Issuer's stockholders approved the plan on January 25, 2017. F2 · derivative.exercise_date: Options, which expire October 3, 2026, become exercisable as to 25% of the shares on October 3, 2017 and each one-year anniversary thereafter. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 20:17 UTC | Woodward, Inc. WWD · Entity 3264 | GrantPhantom Stock · Derivative | 3,208.34 | $67.27 | $215,825.03 |
DisclosureSEC source: 0001209191-16-151680 · doc4.xml · derivative · entry 1 Preiss Chad Robert · CIK 0001446897 · President, Engine Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,974.454 Underlying: Woodward, Inc. Common Stock · 3,208.34 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person participates in the Woodward Executive Benefit Plan (the "Plan") and has elected to have his Long Term Incentive Plan bonus deferred and denominated in Company stock. Phantom stock units are accrued under the Plan and are to be settled in 100% stock on a one-for-one basis upon separation from the Company. The total shown represents the dollar amount of deferrals divided by the current share price and, therefore, the number of shares reported may fluctuate from period to period. The total shown also includes shares acquired under the Company's Dividend Reinvestment Plan. F1 · derivative.exercise_date: The reporting person participates in the Woodward Executive Benefit Plan (the "Plan") and has elected to have his Long Term Incentive Plan bonus deferred and denominated in Company stock. Phantom stock units are accrued under the Plan and are to be settled in 100% stock on a one-for-one basis upon separation from the Company. The total shown represents the dollar amount of deferrals divided by the current share price and, therefore, the number of shares reported may fluctuate from period to period. The total shown also includes shares acquired under the Company's Dividend Reinvestment Plan. F1 · derivative.expiration_date: The reporting person participates in the Woodward Executive Benefit Plan (the "Plan") and has elected to have his Long Term Incentive Plan bonus deferred and denominated in Company stock. Phantom stock units are accrued under the Plan and are to be settled in 100% stock on a one-for-one basis upon separation from the Company. The total shown represents the dollar amount of deferrals divided by the current share price and, therefore, the number of shares reported may fluctuate from period to period. The total shown also includes shares acquired under the Company's Dividend Reinvestment Plan. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 17:55 UTC | Woodward, Inc. WWD · Entity 3264 | Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative | 7,000 | $0.00 Strike: $32.73 | $0.00 |
DisclosureSEC source: 0001209191-16-151368 · doc4.xml · derivative · entry 4 Preiss Chad Robert · CIK 0001446897 · President, Engine Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Underlying: Woodward, Inc. Common Stock · 7,000 shares Expires 2017-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options, which expire November 16, 2017, became exercisable as to 25% of the shares on November 16, 2008 and each one-year anniversary thereafter. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 17:55 UTC | Woodward, Inc. WWD · Entity 3264 | SaleWoodward, Inc. Common Stock | 7,000 | $67.44 | $472,045.70 |
DisclosureSEC source: 0001209191-16-151368 · doc4.xml · nonDerivative · entry 2 Preiss Chad Robert · CIK 0001446897 · President, Engine Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,642.281 Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 17:55 UTC | Woodward, Inc. WWD · Entity 3264 | Exercise / conversionWoodward, Inc. Common Stock | 7,000 | $32.73 | $229,110.00 |
DisclosureSEC source: 0001209191-16-151368 · doc4.xml · nonDerivative · entry 1 Preiss Chad Robert · CIK 0001446897 · President, Engine Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,642.281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total reflects 207.875 shares acquired upon reinvestment of dividends since the date of the reporting person's last Form 4 with Table I reporting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.