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person · Reporting owner

Falck David P

Disclosed activity across 2 companies

Tapewire entity
14618
SEC CIK
0001433108

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMPHENOL CORP /DE/APH · Entity 2846DirectorMay 22, 2026May 27, 2026
PINNACLE WEST CAPITAL CORPPNW · Entity 3465EVP, LawFebruary 20, 2018February 22, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMPHENOL CORP /DE/

Report date May 22, 2026 · Filed May 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted StockSEC Table I · non-derivativeDirect1,552 Reported balance After 2026-05-22 transaction · row 1
1 source row

Row 1 · 2026-05-22 · Grant · Acquired 1,552 · Balance 1,552

F1: Stock awards granted pursuant to the terms of the 2024 Restricted Stock Plan for Directors of Amphenol Corporation.

Class A Common StockSEC Table I · non-derivativeDirect94,794 Reported balance Holding disclosure · report date 2026-05-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 94,794

Filing footnotes · ownership attribution and instrument terms

F1: Stock awards granted pursuant to the terms of the 2024 Restricted Stock Plan for Directors of Amphenol Corporation.

PINNACLE WEST CAPITAL CORP

Report date February 20, 2018 · Filed February 22, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect44,881 Ending reported balance After 2018-02-20 transaction · row 22
22 source rows · reconciled sequence

Row 1 · 2018-02-20 · Grant · Acquired 4,006 · Balance 44,844

F1: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

Row 2 · 2018-02-20 · Tax withholding · Disposed 1,734 · Balance 43,110

F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Row 3 · 2018-02-20 · Grant · Acquired 428 · Balance 43,538

F3: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

Row 4 · 2018-02-20 · Tax withholding · Disposed 184 · Balance 43,354

F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Row 5 · 2018-02-20 · Exercise / conversion · Acquired 770 · Balance 44,124

F4: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Row 6 · 2018-02-20 · Disposition to issuer · Disposed 770 · Balance 43,354

Row 7 · 2018-02-20 · Exercise / conversion · Acquired 770 · Balance 44,124

F4: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Row 8 · 2018-02-20 · Tax withholding · Disposed 331 · Balance 43,793

F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Row 9 · 2018-02-20 · Exercise / conversion · Acquired 650 · Balance 44,443

F4: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Row 10 · 2018-02-20 · Disposition to issuer · Disposed 650 · Balance 43,793

Row 11 · 2018-02-20 · Exercise / conversion · Acquired 649 · Balance 44,442

F4: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Row 12 · 2018-02-20 · Tax withholding · Disposed 279 · Balance 44,163

F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Row 13 · 2018-02-20 · Exercise / conversion · Acquired 558 · Balance 44,721

F4: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Row 14 · 2018-02-20 · Disposition to issuer · Disposed 558 · Balance 44,163

Row 15 · 2018-02-20 · Exercise / conversion · Acquired 558 · Balance 44,721

F4: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Row 16 · 2018-02-20 · Tax withholding · Disposed 240 · Balance 44,481

F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Row 17 · 2018-02-20 · Exercise / conversion · Acquired 471 · Balance 44,952

F5: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Row 18 · 2018-02-20 · Disposition to issuer · Disposed 471 · Balance 44,481

Row 19 · 2018-02-20 · Exercise / conversion · Acquired 470 · Balance 44,951

F5: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Row 20 · 2018-02-20 · Tax withholding · Disposed 202 · Balance 44,749

F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Row 21 · 2018-02-20 · Grant · Acquired 236 · Balance 44,985

F6: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015, 2016 and 2017 Restricted Stock Unit grants.

Row 22 · 2018-02-20 · Tax withholding · Disposed 104 · Balance 44,881

F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-02-20 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2018-02-20 · Exercise / conversion · Disposed 1,540 · Balance 0

F4: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,299 Reported balance After 2018-02-20 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2018-02-20 · Exercise / conversion · Disposed 1,299 · Balance 1,299

F4: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,232 Reported balance After 2018-02-20 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2018-02-20 · Exercise / conversion · Disposed 1,116 · Balance 2,232

F4: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,823 Reported balance After 2018-02-20 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2018-02-20 · Exercise / conversion · Disposed 941 · Balance 2,823

F5: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F10: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,916 Reported balance After 2018-02-20 transaction · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · 2018-02-20 · Grant · Acquired 2,916 · Balance 2,916

F5: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

F3: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

F4: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F5: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015, 2016 and 2017 Restricted Stock Unit grants.

F7: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F8: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F9: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F10: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F11: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2026 Filed May 27, 2026 20:01 UTC AMPHENOL CORP /DE/ APH · Entity 2846 GrantRestricted Stock 1,552 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-066893 · tm2615640-2_4seq1.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,552

F1 · shares: Stock awards granted pursuant to the terms of the 2024 Restricted Stock Plan for Directors of Amphenol Corporation.

Read SEC document
May 16, 2025 Filed May 19, 2025 20:16 UTC AMPHENOL CORP /DE/ APH · Entity 2846 GrantRestricted Stock 2,360 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-014906 · form4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,360

F1 · shares: Stock awards granted pursuant to the terms of the 2024 Restricted Stock Plan for Directors of Amphenol Corporation.

Read SEC document
May 17, 2024 Filed May 21, 2024 13:53 UTC AMPHENOL CORP /DE/ APH · Entity 2846 GrantRestricted Stock 1,365 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016068 · form4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,365

F1 · shares: Stock awards granted pursuant to the terms of the 2024 Restricted Stock Plan for Directors of Amphenol Corporation.

Read SEC document
May 15, 2024 Filed May 15, 2024 21:22 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionPhantom Stock · Derivative 2,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-015514 · form4.xml · derivative · entry 2

Falck David P · CIK 0001433108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock was the economic equivalent of one share of Class A Common Stock of the Issuer and was settled in shares of Class A Common Stock on May 15, 2024, the day immediately prior to the 2024 regular annual meeting of the Issuer's stockholders.

F1 · price: Each share of phantom stock was the economic equivalent of one share of Class A Common Stock of the Issuer and was settled in shares of Class A Common Stock on May 15, 2024, the day immediately prior to the 2024 regular annual meeting of the Issuer's stockholders.

F1 · derivative.exercise_date: Each share of phantom stock was the economic equivalent of one share of Class A Common Stock of the Issuer and was settled in shares of Class A Common Stock on May 15, 2024, the day immediately prior to the 2024 regular annual meeting of the Issuer's stockholders.

F1 · derivative.expiration_date: Each share of phantom stock was the economic equivalent of one share of Class A Common Stock of the Issuer and was settled in shares of Class A Common Stock on May 15, 2024, the day immediately prior to the 2024 regular annual meeting of the Issuer's stockholders.

Read SEC document
May 15, 2024 Filed May 15, 2024 21:22 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 2,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-015514 · form4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock was the economic equivalent of one share of Class A Common Stock of the Issuer and was settled in shares of Class A Common Stock on May 15, 2024, the day immediately prior to the 2024 regular annual meeting of the Issuer's stockholders.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 17:18 UTC AMPHENOL CORP /DE/ APH · Entity 2846 GrantPhantom Stock · Derivative 2,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018004 · form4.xml · derivative · entry 1

Falck David P · CIK 0001433108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,375

Underlying: Class A Common Stock · 2,375 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash, or at the election of the Reporting Person, in shares of common stock of the Issuer on the first to occur of (i) May 19, 2024, or (ii) the day immediately prior to the date of the 2024 regular annual meeting of the Issuer's stockholders.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash, or at the election of the Reporting Person, in shares of common stock of the Issuer on the first to occur of (i) May 19, 2024, or (ii) the day immediately prior to the date of the 2024 regular annual meeting of the Issuer's stockholders.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock of the Issuer and will be settled in cash, or at the election of the Reporting Person, in shares of common stock of the Issuer on the first to occur of (i) May 19, 2024, or (ii) the day immediately prior to the date of the 2024 regular annual meeting of the Issuer's stockholders.

Read SEC document
May 19, 2023 Filed May 22, 2023 17:59 UTC AMPHENOL CORP /DE/ APH · Entity 2846 GrantRestricted Stock 2,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016395 · form4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,375

F1 · shares: Stock awards granted pursuant to the terms of the 2012 Restricted Stock Plan for Directors of Amphenol Corporation.

Read SEC document
May 19, 2022 Filed May 20, 2022 17:37 UTC AMPHENOL CORP /DE/ APH · Entity 2846 GrantRestricted Stock 2,664 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015219 · form4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,664

F1 · shares: Stock awards granted pursuant to the terms of the 2012 Restricted Stock Plan for Directors of Amphenol Corporation.

Read SEC document
May 20, 2021 Filed May 21, 2021 18:25 UTC AMPHENOL CORP /DE/ APH · Entity 2846 GrantRestricted Stock 2,403 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017749 · form4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,403

F1 · shares: Stock awards granted pursuant to the terms of the 2012 Restricted Stock Plan for Directors of Amphenol Corporation.

Read SEC document
May 21, 2020 Filed May 22, 2020 17:21 UTC AMPHENOL CORP /DE/ APH · Entity 2846 GrantRestricted Stock 1,774 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017645 · form4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,774

F1 · shares: Stock awards granted pursuant to the terms of the 2012 Restricted Stock Plan for Directors of Amphenol Corporation.

Read SEC document
May 23, 2019 Filed May 24, 2019 19:00 UTC AMPHENOL CORP /DE/ APH · Entity 2846 GrantRestricted Stock 1,788 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019836 · form4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

F1 · shares: Stock awards granted pursuant to the terms of the 2012 Restricted Stock Plan for Directors of Amphenol Corporation.

Read SEC document
May 18, 2018 Filed May 21, 2018 16:15 UTC AMPHENOL CORP /DE/ APH · Entity 2846 GrantRestricted Stock 1,592 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018243 · form4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

F1 · shares: Stock awards granted pursuant to the terms of the 2012 Restricted Stock Plan for Directors of Amphenol Corporation.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantRestricted Stock Units · Derivative 2,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · derivative · entry 27

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916

Underlying: Common Stock · 2,916 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 941 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · derivative · entry 26

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,823

Underlying: Common Stock · 941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 1,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · derivative · entry 25

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232

Underlying: Common Stock · 1,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 1,299 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · derivative · entry 24

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,299

Underlying: Common Stock · 1,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionRestricted Stock Units · Derivative 1,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · derivative · entry 23

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 104 $77.20 $8,028.80
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 22

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,881

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 236 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 21

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,985

F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015, 2016 and 2017 Restricted Stock Unit grants.

F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015, 2016 and 2017 Restricted Stock Unit grants.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 202 $77.20 $15,594.40
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 20

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,749

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 19

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 471 $77.20 $36,361.20
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 18

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,481

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 471 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 17

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 240 $77.20 $18,528.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 16

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,481

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 15

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 558 $77.20 $43,077.60
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 14

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,163

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 13

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 279 $77.20 $21,538.80
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 12

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,163

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 11

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 650 $77.20 $50,180.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 10

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,793

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 9

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 331 $77.20 $25,553.20
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 8

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,793

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 7

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Disposition to issuerCommon Stock 770 $77.20 $59,444.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 6

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,354

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Exercise / conversionCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 5

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 184 $77.20 $14,204.80
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 4

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,354

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 428 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 3

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,538

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 1,734 $77.20 $133,864.80
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 2

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,110

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 4,006 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,844

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 21:54 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 SaleCommon Stock 4,500 $89.07 $400,815.00
Disclosure

SEC source: 0001209191-17-066165 · doc4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,838

Read SEC document
December 01, 2017 Filed Dec 5, 2017 18:55 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GiftCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063790 · doc4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,338

F1 · kind: The reporting person gifted the shares to a 501(c)(3) charitable donor-advised fund.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 21:20 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 271 $87.76 $23,782.96
Disclosure

SEC source: 0001209191-17-057490 · doc4.xml · nonDerivative · entry 4

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,172

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 21:20 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 594 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057490 · doc4.xml · nonDerivative · entry 3

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,443

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 21:20 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 2,519 $87.76 $221,067.44
Disclosure

SEC source: 0001209191-17-057490 · doc4.xml · nonDerivative · entry 2

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,849

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 21:20 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 5,528 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057490 · doc4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,368

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2014.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2014.

Read SEC document
August 24, 2017 Filed Aug 28, 2017 21:59 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 SaleCommon Stock 4,600 $89.98 $413,908.00
Disclosure

SEC source: 0001209191-17-050461 · doc4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,840

Read SEC document
May 19, 2017 Filed May 22, 2017 16:12 UTC AMPHENOL CORP /DE/ APH · Entity 2846 GrantRestricted Stock 1,921 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-018941 · form4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,921

F1 · shares: Stock awards granted pursuant to the terms of the 2012 Restricted Stock Plan for Directors of Amphenol Corporation.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:49 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantRestricted Stock Units · Derivative 3,764 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013833 · doc4.xml · derivative · entry 5

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,764

Underlying: Common Stock · 3,764 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:49 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 Tax withholdingCommon Stock 305 $79.77 $24,329.85
Disclosure

SEC source: 0001209191-17-013833 · doc4.xml · nonDerivative · entry 4

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,440

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:49 UTC PINNACLE WEST CAPITAL CORP PNW · Entity 3465 GrantCommon Stock 668 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013833 · doc4.xml · nonDerivative · entry 3

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,745

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.