Fehring Nicolas A.

SEC source: 0001562180-24-004964 · primarydocument.xml · nonDerivative · entry 1

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,110.074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-001703 · primarydocument.xml · derivative · entry 8

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,622

Underlying: Common Stock · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

SEC source: 0001562180-24-001703 · primarydocument.xml · derivative · entry 7

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 790

Underlying: Common Stock · 394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

SEC source: 0001562180-24-001703 · primarydocument.xml · derivative · entry 6

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,421

Underlying: Common Stock · 8,421 shares

Expires 2034-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

SEC source: 0001562180-24-001703 · primarydocument.xml · derivative · entry 5

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,527

Underlying: Common Stock · 2,527 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 631 of these units on February 21, 2025, 632 of these units on February 21, 2026, 632 of these units on February 21, 2027, and 632 of these units on February 21, 2028.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 631 of these units on February 21, 2025, 632 of these units on February 21, 2026, 632 of these units on February 21, 2027, and 632 of these units on February 21, 2028.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 631 of these units on February 21, 2025, 632 of these units on February 21, 2026, 632 of these units on February 21, 2027, and 632 of these units on February 21, 2028.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 631 of these units on February 21, 2025, 632 of these units on February 21, 2026, 632 of these units on February 21, 2027, and 632 of these units on February 21, 2028.

SEC source: 0001562180-24-001703 · primarydocument.xml · nonDerivative · entry 4

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,581.217

SEC source: 0001562180-24-001703 · primarydocument.xml · nonDerivative · entry 3

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,774.217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-001703 · primarydocument.xml · nonDerivative · entry 2

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,234.217

SEC source: 0001562180-24-001703 · primarydocument.xml · nonDerivative · entry 1

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375.217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-001063 · primarydocument.xml · nonDerivative · entry 2

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,981.217

SEC source: 0001562180-24-001063 · primarydocument.xml · nonDerivative · entry 1

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,632.217

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2021-2023) and were payable in cash or the company's common stock on the transaction date shown.

SEC source: 0001562180-23-005036 · primarydocument.xml · derivative · entry 9

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,031

Underlying: Common Stock · 514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: On 06/08/21, the reporting person was granted 1,991 RSUs, 497 of which vested on 06/08/22, 497 of which vested on 06/08/23, 497 of which will vest on 06/08/24, and 500 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F5 · balance_after: On 06/08/21, the reporting person was granted 1,991 RSUs, 497 of which vested on 06/08/22, 497 of which vested on 06/08/23, 497 of which will vest on 06/08/24, and 500 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-23-005036 · primarydocument.xml · derivative · entry 8

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 527

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 06/08/20, the reporting person was granted 2,030 RSUs, 507 of which vested on 06/08/21, 507 of which vested on 06/08/22, 507 of which vested on 06/08/23, and 509 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · balance_after: On 06/08/20, the reporting person was granted 2,030 RSUs, 507 of which vested on 06/08/21, 507 of which vested on 06/08/22, 507 of which vested on 06/08/23, and 509 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-23-005036 · primarydocument.xml · nonDerivative · entry 6

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,893.434

SEC source: 0001562180-23-005036 · primarydocument.xml · nonDerivative · entry 5

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,077.434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-005036 · primarydocument.xml · nonDerivative · entry 4

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,563.434

SEC source: 0001562180-23-005036 · primarydocument.xml · nonDerivative · entry 3

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,751.434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-005036 · primarydocument.xml · derivative · entry 7

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 06/07/19, the reporting person was granted 1,483 RSUs, 370 of which vested on 06/07/20, 370 of which vested on 06/07/21, 370 of which vested on 06/07/22, and 373 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · balance_after: On 06/07/19, the reporting person was granted 1,483 RSUs, 370 of which vested on 06/07/20, 370 of which vested on 06/07/21, 370 of which vested on 06/07/22, and 373 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-23-005036 · primarydocument.xml · nonDerivative · entry 2

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,227.434

SEC source: 0001562180-23-005036 · primarydocument.xml · nonDerivative · entry 1

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,365.434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-004886 · primarydocument.xml · derivative · entry 3

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On June 3, 2019, the reporting person was granted 5,512 RSUs, 2,756 of which vested on June 3, 2021, and 2,756 of which vested on June 3, 2023. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · balance_after: On June 3, 2019, the reporting person was granted 5,512 RSUs, 2,756 of which vested on June 3, 2021, and 2,756 of which vested on June 3, 2023. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

SEC source: 0001562180-23-004886 · primarydocument.xml · nonDerivative · entry 2

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,979.434

SEC source: 0001562180-23-004886 · primarydocument.xml · nonDerivative · entry 1

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,993.434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001772 · primarydocument.xml · derivative · entry 5

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,184

Underlying: Common Stock · 394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

SEC source: 0001562180-23-001772 · primarydocument.xml · derivative · entry 4

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,643

Underlying: Common Stock · 8,643 shares

Expires 2033-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

SEC source: 0001562180-23-001772 · primarydocument.xml · derivative · entry 3

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,162

Underlying: Common Stock · 2,162 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 540 of these units on February 21, 2024, 541 of these units on February 21, 2025, 540 of these units on February 21, 2026, and 541 of these units on February 21, 2027.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 540 of these units on February 21, 2024, 541 of these units on February 21, 2025, 540 of these units on February 21, 2026, and 541 of these units on February 21, 2027.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 540 of these units on February 21, 2024, 541 of these units on February 21, 2025, 540 of these units on February 21, 2026, and 541 of these units on February 21, 2027.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 540 of these units on February 21, 2024, 541 of these units on February 21, 2025, 540 of these units on February 21, 2026, and 541 of these units on February 21, 2027.

SEC source: 0001562180-23-001772 · primarydocument.xml · nonDerivative · entry 2

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,145.434

SEC source: 0001562180-23-001772 · primarydocument.xml · nonDerivative · entry 1

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,286.434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-000959 · primarydocument.xml · nonDerivative · entry 2

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,892.434

SEC source: 0001562180-23-000959 · primarydocument.xml · nonDerivative · entry 1

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,425.434

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2020-2022) and were payable in cash or the company's common stock on the transaction date shown.