Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Shake Shack Inc.SHAK · Entity 4254 | 10% owner | October 26, 2020 | October 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Shake Shack Inc.
Report date October 26, 2020 · Filed October 28, 2020
Jointly reported with Flug Jeffrey, Gulf Five Fiduciary Management Corp, Flug 2015 GS Trust U/A/D 12/29/15
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | IndirectBY TRUST | 0 |
Last balance in matching sequence
After 2020-10-27 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-10-26 · Conversion · Acquired 50,000 · Balance 50,000 F1: The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on September 16, 2020. F2: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F3: Represents Class A Stock of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of such Reporting Person's pecuniary interest therein. Row 2 · 2020-10-27 · Sale · Disposed 36,794 · Balance 13,206 F4: The transaction was executed in multiple trades at prices ranging from $70.21 to $71.20. The price reported above reflects the weighted average sales price. F5: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3: Represents Class A Stock of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of such Reporting Person's pecuniary interest therein. Row 3 · 2020-10-27 · Sale · Disposed 13,206 · Balance 0 F5: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F6: The transaction was executed in multiple trades at prices ranging from $71.21 to $72.20. The price reported above reflects the weighted average sales price. F3: Represents Class A Stock of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of such Reporting Person's pecuniary interest therein. |
| CLASS B COMMON STOCKSEC Table I · non-derivative | IndirectBY TRUST | 0 |
Reported balance
After 2020-10-26 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-10-26 · Other · Disposed 50,000 · Balance 0 F7: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock of the Issuer. F8: Represents shares of Class B Stock of the Issuer held by the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. |
| Common Membership InterestsSEC Table II · derivative / convertible security | IndirectBY TRUST | 0 |
Reported balance
After 2020-10-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-10-26 · Conversion · Acquired 50,000 · Balance 0 F9: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F10: Represents LLC Interests held by the Trust. Each Reporting Person disclaims beneficial ownership of such interests except to the extent of such Reporting Person's pecuniary interest therein. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 6,750 |
Reported balance
Holding disclosure · report date 2020-10-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 6,750 |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on September 16, 2020.
F2: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests").
F3: Represents Class A Stock of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of such Reporting Person's pecuniary interest therein.
F4: The transaction was executed in multiple trades at prices ranging from $70.21 to $71.20. The price reported above reflects the weighted average sales price.
F5: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The transaction was executed in multiple trades at prices ranging from $71.21 to $72.20. The price reported above reflects the weighted average sales price.
F7: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock of the Issuer.
F8: Represents shares of Class B Stock of the Issuer held by the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein.
F9: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.
F10: Represents LLC Interests held by the Trust. Each Reporting Person disclaims beneficial ownership of such interests except to the extent of such Reporting Person's pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2018 Filed Mar 5, 2018 18:30 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 40,000 | $39.12 | $1,564,652.00 |
DisclosureSEC source: 0001620533-18-000026 · wf-form4_152029262944178.xml · nonDerivative · entry 2 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 145,904 F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · price: The transaction was executed in multiple trades at prices ranging from $39.0000 to $39.4100. The price reported above reflects the weighted average sales price. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:30 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 22,720 | $39.12 | $888,876.83 |
DisclosureSEC source: 0001620533-18-000026 · wf-form4_152029262944178.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 185,904 F1 · price: The transaction was executed in multiple trades at prices ranging from $39.0000 to $39.3000. The price reported above reflects the weighted average sales price. F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 18:12 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 36,500 | $39.12 | $1,427,982.20 |
DisclosureSEC source: 0001620533-18-000022 · wf-form4_151985955945666.xml · nonDerivative · entry 3 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 208,624 F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · price: The transaction as executed in multiple trades at prices ranging from $39.0500 to $39.4200. The price reported above reflects the weighted average sales price. F2 · ownership.nature: Represents shares of Class A Stock held by Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 18:12 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 4,876 | $39.24 | $191,357.16 |
DisclosureSEC source: 0001620533-18-000022 · wf-form4_151985955945666.xml · nonDerivative · entry 2 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 245,124 F3 · price: The transaction as executed in multiple trades at prices ranging from $39.2000 to $39.2700. The price reported above reflects the weighted average sales price. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Represents shares of Class A Stock held by Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 18:12 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-18-000022 · wf-form4_151985955945666.xml · derivative · entry 6 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 372,574 Underlying: CLASS A COMMON STOCK · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F8 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F8 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F9 · ownership.nature: Represents LLC Interests held by the Trust. Each Reporting Person disclaims beneficial ownership of such interests except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 18:12 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherCLASS B COMMON STOCK | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-18-000022 · wf-form4_151985955945666.xml · nonDerivative · entry 4 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 372,574 F6 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the LLC Interests for shares of Class A Stock of the Issuer. F7 · ownership.nature: Represents shares of Class B Common Stock held by the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 18:12 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-18-000022 · wf-form4_151985955945666.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F2 · ownership.nature: Represents shares of Class A Stock held by Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 17:53 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 14,050 | $31.54 | $443,191.80 |
DisclosureSEC source: 0001620533-17-000144 · wf-form4_150551242403864.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 0 F1 · price: The transaction was executed in multiple trades at prices ranging from $31.4500 to $31.6200. The price reported above reflects the weighted average sales price. F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 18:01 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 20,000 | $31.45 | $628,990.00 |
DisclosureSEC source: 0001620533-17-000142 · wf-form4_150542648642949.xml · nonDerivative · entry 2 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 14,050 F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected F4 · price: The transaction was executed in multiple trades at prices ranging from $31.3500 to $31.6100. The price reported above reflects the weighted average sales price. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 18:01 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 19,619 | $31.36 | $615,210.64 |
DisclosureSEC source: 0001620533-17-000142 · wf-form4_150542648642949.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 34,050 F1 · price: The transaction was executed in multiple trades at prices ranging from $31.3500 to $31.4000. The price reported above reflects the weighted average sales price F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 17:01 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 16,531 | $31.17 | $515,221.68 |
DisclosureSEC source: 0001620533-17-000140 · wf-form4_150490447168446.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 53,669 F1 · price: The transaction was executed in multiple trades at prices ranging from $31.1500 to $31.2200. The price reported above reflects the weighted average sales price. F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 18:16 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 25,000 | $30.98 | $774,580.00 |
DisclosureSEC source: 0001620533-17-000137 · wf-form4_150464977816466.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 70,200 F1 · price: The transaction was executed in multiple trades at prices ranging from $30.9500 to $31.0900. The price reported above reflects the weighted averages sales price. F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein Read SEC document |
| August 29, 2017 Filed Aug 29, 2017 17:54 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 4,800 | $30.96 | $148,604.64 |
DisclosureSEC source: 0001620533-17-000135 · wf-form4_150404366756517.xml · nonDerivative · entry 2 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 95,200 F3 · price: The transaction as executed in multiple trades at prices ranging from $30.9500 to $31.0000. The price reported above reflects the weighted average sales price. F4 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Represents shares of Class A Stock held by Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 17:54 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCommon Membership Interests · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000135 · wf-form4_150404366756517.xml · derivative · entry 5 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 622,574 Underlying: CLASS A COMMON STOCK · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date F7 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date F7 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date F8 · ownership.nature: Represents LLC Interests held by the Trust. Each Reporting Person disclaims beneficial ownership of such interests except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 17:54 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherCLASS B COMMON STOCK | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000135 · wf-form4_150404366756517.xml · nonDerivative · entry 3 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 622,574 F5 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-to-one basis upon redemption of the LLC Interests for shares of Class A Stock of the Issuer. F6 · ownership.nature: Represents shares of Class B Common Stock held by the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 17:54 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000135 · wf-form4_150404366756517.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon a redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). F2 · ownership.nature: Represents shares of Class A Stock held by Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 19, 2017 Filed May 22, 2017 17:09 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 9,000 | $37.81 | $340,281.00 |
DisclosureSEC source: 0001620533-17-000088 · wf-form4_149548733393506.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 0 F1 · price: The transaction was executed in multiple trades at prices ranging from $37.8000 to $37.9800. The price reported above reflects the weighted average sales price. F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest there. Read SEC document |
| May 18, 2017 Filed May 18, 2017 17:53 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 10,000 | $37.88 | $378,841.00 |
DisclosureSEC source: 0001620533-17-000084 · wf-form4_149514442152343.xml · nonDerivative · entry 3 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 9,000 F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F5 · price: The transaction was executed in multiple trades at prices ranging from $37.7500 to $38.0800. The price reported above reflects the weighted average sales price. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock) of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp. is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 17, 2017 Filed May 18, 2017 17:53 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 20,000 | $36.56 | $731,142.00 |
DisclosureSEC source: 0001620533-17-000084 · wf-form4_149514442152343.xml · nonDerivative · entry 2 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 19,000 F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F4 · price: The transaction was executed in multiple trades at prices ranging from $36.2600 to $36.8100. The price reported above reflects the weighted average sales price. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock) of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp. is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 16, 2017 Filed May 18, 2017 17:53 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 10,000 | $35.96 | $359,641.00 |
DisclosureSEC source: 0001620533-17-000084 · wf-form4_149514442152343.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 39,000 F1 · price: The transaction was executed in multiple trades at prices ranging from $35.9000 to $36.1850. The price reported above reflects the weighted average sales price. F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock) of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp. is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 12, 2017 Filed May 15, 2017 19:56 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 26,000 | $36.53 | $949,738.40 |
DisclosureSEC source: 0001620533-17-000082 · wf-form4_149489255133975.xml · nonDerivative · entry 2 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 49,000 F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · price: The transaction was executed in multiple trades at prices ranging from $36.5000 to $36.7000. The price reported above reflects the weighted average sales price. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp. is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 11, 2017 Filed May 15, 2017 19:56 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 25,000 | $36.66 | $916,602.50 |
DisclosureSEC source: 0001620533-17-000082 · wf-form4_149489255133975.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner Flug 2015 GS Trust U/A/D 12/29/15 · CIK 0001706704 · 10% owner Gulf Five Fiduciary Management Corp · CIK 0001706756 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 75,000 F1 · price: The transaction was executed in multiple trades at prices ranging from $36.5000 to $36.9200. The price reported above reflects the weighted average sales price. F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2015 GS Trust U/A/D 12/29/15 (the "Trust"). Gulf Five Fiduciary Management Corp. is the trustee of the Trust. Sheryl Flug, the wife of Jeffrey Flug, is the President of Gulf Five Fiduciary Management Corp. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 10, 2017 Filed May 10, 2017 19:20 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 25,000 | $36.48 | $911,950.00 |
DisclosureSEC source: 0001620533-17-000076 · wf-form4_149445844014992.xml · nonDerivative · entry 3 Flug Jeffrey · CIK 0001396917 · Director · 10% owner FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 100,000 F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · price: The transaction was executed in multiple trades at prices ranging from $36.2600 to $36.8400. The price reported above reflects the weighted average sales price. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2012 GS Trust U/A/D 9/4/12 (the "Trust"). Kenneth Flug, the brother of Jeffrey Flug, and Sheryl Flug, the wife of Jeffrey Flug, are trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 09, 2017 Filed May 10, 2017 19:20 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 25,000 | $36.56 | $913,997.50 |
DisclosureSEC source: 0001620533-17-000076 · wf-form4_149445844014992.xml · nonDerivative · entry 2 Flug Jeffrey · CIK 0001396917 · Director · 10% owner FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 125,000 F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · price: The transaction was executed in multiple trades at prices ranging from $36.1100 to $36.7900. The price reported above reflects the weighted average sales price. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2012 GS Trust U/A/D 9/4/12 (the "Trust"). Kenneth Flug, the brother of Jeffrey Flug, and Sheryl Flug, the wife of Jeffrey Flug, are trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 08, 2017 Filed May 10, 2017 19:20 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 35,000 | $37.74 | $1,320,935.00 |
DisclosureSEC source: 0001620533-17-000076 · wf-form4_149445844014992.xml · nonDerivative · entry 1 Flug Jeffrey · CIK 0001396917 · Director · 10% owner FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BY TRUST Disclosed balance after: 150,000 F1 · price: The transaction was executed in multiple trades as prices ranging from 35.6000 to 36.1200. The price reported above reflects their average sales price. F2 · price: Each Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Represents shares of Class A Common Stock ("Class A Stock") of the Issuer held by the Flug 2012 GS Trust U/A/D 9/4/12 (the "Trust"). Kenneth Flug, the brother of Jeffrey Flug, and Sheryl Flug, the wife of Jeffrey Flug, are trustees of the Trust. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:44 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 10,000 | $32.49 | $324,916.00 |
DisclosureSEC source: 0001620533-17-000037 · wf-form4_148901666907494.xml · nonDerivative · entry 2 FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were disposed by the Reporting Person. Sheryl Flug and Kenneth Flug are co-trustees of the Reporting Person, and disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. F3 · price: The transaction was executed in multiple trades at prices ranging from $32.3000 to $32.5900. The price reported above reflects the weighted average sales price. F4 · price: The Reporting Person hereby undertakes to provide upon request to the SEC Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Represents shares of Class A Stock of the Issuer held by the Reporting Person. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:44 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleCLASS A COMMON STOCK | 20,000 | $32.25 | $645,002.00 |
DisclosureSEC source: 0001620533-17-000037 · wf-form4_148901666907494.xml · nonDerivative · entry 1 FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were disposed by the Reporting Person. Sheryl Flug and Kenneth Flug are co-trustees of the Reporting Person, and disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. F2 · balance_after: Represents shares of Class A Stock of the Issuer held by the Reporting Person. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 17:34 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000027 · wf-form4_148823484488299.xml · derivative · entry 3 FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,574 Underlying: CLASS A COMMON STOCK · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F4 · price: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F4 · derivative.exercise_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F4 · derivative.expiration_date: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date. F5 · balance_after: Represents LLC Interests held by Reporting Person. Sheryl Flug and Kenneth Flug are co-trustees of the Reporting Person, and disclaim beneficial ownership of such LLC Interests, except to the extent of their pecuniary interest therein. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 17:34 UTC | Shake Shack Inc. SHAK · Entity 4254 | OtherCLASS B COMMON STOCK | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000027 · wf-form4_148823484488299.xml · nonDerivative · entry 2 FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,574 F2 · price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock. F3 · balance_after: Represents shares of Class B Stock of the Issuer held by the Reporting Person. Sheryl Flug and Kenneth Flug are co-trustees of the Reporting Person, and disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 17:34 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionCLASS A COMMON STOCK | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620533-17-000027 · wf-form4_148823484488299.xml · nonDerivative · entry 1 FLUG 2012 GS TRUST U/A/D 9/4/12 · CIK 0001633805 · 10% owner FLUG SHERYL H · CIK 0001633964 · 10% owner FLUG KENNETH · CIK 0001633966 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). Sheryl Flug and Kenneth Flug are co-trustees of the Reporting Person, and disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. The LLC Interests are redeemable for an equal number of Share of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market prices of such shares. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). Sheryl Flug and Kenneth Flug are co-trustees of the Reporting Person, and disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. The LLC Interests are redeemable for an equal number of Share of Class A Stock, or, at the election of the Issuer, cash equal to the volume-weighted average market prices of such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.