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GIACOBBE SCOTT J

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145691
SEC CIK
0001669102

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABM INDUSTRIES INC /DE/ABM · Entity 4290EVP & Chief Revenue OfficerOctober 27, 2020October 29, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABM INDUSTRIES INC /DE/

Report date October 27, 2020 · Filed October 29, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect100,462 Reported balance After 2020-10-27 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-10-27 · Sale · Disposed 700 · Balance 100,462

F1: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on September 18, 2020.

F2: Includes 53,531 unvested RSUs and Dividend Equivalent Rights relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Filing footnotes · ownership attribution and instrument terms

F1: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on September 18, 2020.

F2: Includes 53,531 unvested RSUs and Dividend Equivalent Rights relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2020 Filed Oct 29, 2020 20:49 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 SaleCommon Stock 700 $36.00 $25,200.00
Disclosure

SEC source: 0001225208-20-012805 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,462

F1 · kind: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on September 18, 2020.

F2 · balance_after: Includes 53,531 unvested RSUs and Dividend Equivalent Rights relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
September 12, 2020 Filed Sep 15, 2020 20:30 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Tax withholdingCommon Stock 782 $36.14 $28,261.48
Disclosure

SEC source: 0001225208-20-011575 · doc4.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,162

F1 · balance_after: Includes 53,531 unvested RSUs and Dividend Equivalent Rights related to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:30 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Tax withholdingCommon Stock 258 $36.14 $9,324.12
Disclosure

SEC source: 0001225208-20-011575 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,944

Read SEC document
August 03, 2020 Filed Aug 5, 2020 21:21 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 147 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-010287 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,202

F1 · shares: Dividend equivalent rights (DERs) accrued on restricted stock units and earned but not yet vested performance shares granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units or earned performance shares to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 55,345 unvested RSUs and 598 performance shares earned but not vested with respect to TSR performance shares granted on 9/11/2017. Such RSUs and performance shares include DERs.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 20:50 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 27,168 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009794 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,055

F1 · shares: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest in two equal annual installments beginning a year from the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.

F2 · balance_after: Includes 55,200 unvested RSUs and 595 performance shares earned but not vested with respect to TSR performance shares granted on 9/11/2017. Such RSUs and performance shares include DERs.

Read SEC document
May 04, 2020 Filed May 6, 2020 21:10 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 162 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007196 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,887

F1 · shares: Dividend equivalent rights (DERs) accrued on restricted stock units and earned but not yet vested performance shares granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units or earned performance shares to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 28,032 unvested RSUs and 595 performance shares earned but not vested with respect to TSR performance shares granted on 9/11/2017. Such RSUs and performance shares include DERs.

Read SEC document
February 03, 2020 Filed Feb 6, 2020 01:46 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 118 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001755 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,725

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 27,872 unvested RSUs, 592 performance shares earned but not vested with respect to TSR performance shares granted on 9/11/2017. Such RSUs and performance shares include Dividend Equivalent Rights.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:19 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Exercise / conversionStock Options · Derivative 5,984 $0.00 Strike: $25.30 $0.00
Disclosure

SEC source: 0001225208-20-000845 · doc4.xml · derivative · entry 3

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,984 shares

Expires 2020-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted under the 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: 25% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:19 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 SaleCommon Stock 5,984 $39.35 $235,454.24
Disclosure

SEC source: 0001225208-20-000845 · doc4.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,607

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.17 to $39.49, inclusive. The reporting person undertakes to provide ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.

F2 · balance_after: Includes 27,756 unvested RSUs, 589 performance shares earned but not vested with respect to TSR performance shares granted on 9/11/2017, and Dividend Equivalent Rights related to such RSUs and performance shares, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:19 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Exercise / conversionCommon Stock 5,984 $25.30 $151,395.20
Disclosure

SEC source: 0001225208-20-000845 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 01:19 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Tax withholdingCommon Stock 3,079 $38.66 $119,034.14
Disclosure

SEC source: 0001225208-20-000754 · doc4.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,607

F2 · balance_after: Includes 27,756 unvested RSUs, 589 performance shares earned but not vested with respect to TSR performance shares granted on 9/11/2017, and Dividend Equivalent Rights related to such RSUs and performance shares, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
January 09, 2020 Filed Jan 14, 2020 01:19 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 7,102 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000754 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,686

F1 · shares: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest in three equal annual installments beginning a year from the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:40 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 589 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000714 · doc4.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,584

F2 · shares: Represents the number of shares earned in connection with TSR performance shares previously granted on 9/11/2017, based on TSR performance in the 3-year period ended 10/31/2019 as compared to the S&P SmallCap 600 Index. Such TSR performance shares vest on 9/11/2020.

F3 · balance_after: Includes 24,330 unvested RSUs and Dividend Equivalent Rights (DERs) related to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 3,060 performance shares earned but not vested with respect to performance shares granted on 1/10/2017, 589 performance shares earned but not vested with respect to TSR performance shares granted on 9/11/2017, and DERs related thereto.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:40 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 3,060 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000714 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,995

F1 · shares: Represents the number of shares earned in connection with performance shares previously granted on 1/10/2017, based on achievement of certain targets in the period ending 10/31/2019. These performance shares vest on 1/10/2020.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 01:24 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 118 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-014225 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,935

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 24,330 unvested RSUs and DERs relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 22:17 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Tax withholdingCommon Stock 267 $36.85 $9,838.95
Disclosure

SEC source: 0001225208-19-012615 · doc4.xml · nonDerivative · entry 4

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,817

F4 · balance_after: Includes 24,212 unvested RSUs and DERs relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 22:17 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 34 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012615 · doc4.xml · nonDerivative · entry 3

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,084

F3 · shares: Dividend equivalent rights (DERs) accrued on earned TSR-performance shares under the 2006 Equity Incentive Plan. Each DER is the economic equivalent of one share of ABM common stock.

Read SEC document
September 11, 2019 Filed Sep 14, 2019 00:28 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Tax withholdingCommon Stock 2,516 $36.55 $91,959.80
Disclosure

SEC source: 0001225208-19-012447 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,465

F1 · balance_after: Includes 24,212 unvested RSUs and DERs relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
September 08, 2019 Filed Sep 10, 2019 20:55 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Tax withholdingCommon Stock 706 $35.34 $24,950.04
Disclosure

SEC source: 0001225208-19-012298 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,984

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:46 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 143 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011036 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,690

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 31,687 unvested RSUs and DERs relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
May 06, 2019 Filed May 9, 2019 01:39 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 147 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-024610 · tv521120_4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,549

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 31,536 unvested RSUs and DERs relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:55 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Exercise / conversionStock Options · Derivative 7,143 $0.00 Strike: $18.31 $0.00
Disclosure

SEC source: 0001225208-19-006143 · doc4.xml · derivative · entry 3

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,143 shares

Expires 2019-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted under the 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: 25% exercisable on 10/11/2013 and 25% on the anniversary date of the following three years.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:55 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 SaleCommon Stock 7,143 $36.90 $263,575.27
Disclosure

SEC source: 0001225208-19-006143 · doc4.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,402

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.86 to $36.93, inclusive. The reporting person undertakes to provide ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.

F2 · balance_after: Includes 31,389 unvested RSUs and DERs relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:55 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Exercise / conversionCommon Stock 7,143 $18.31 $130,788.33
Disclosure

SEC source: 0001225208-19-006143 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 02:02 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Tax withholdingCommon Stock 175 $36.72 $6,426.00
Disclosure

SEC source: 0001225208-19-003313 · doc4.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,402

F2 · balance_after: Includes 31,389 unvested RSUs and DERs relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 02:02 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 405 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003313 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,577

F1 · shares: Dividend equivalent rights (DERs) accrued on earned performance shares under the 2006 Equity Incentive Plan. Each DER is the economic equivalent of one share of ABM common stock.

Read SEC document
February 04, 2019 Filed Feb 7, 2019 02:26 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 122 $34.50 $4,209.00
Disclosure

SEC source: 0001225208-19-001923 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,172

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 31,389 unvested RSUs and DERs relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
January 12, 2019 Filed Jan 16, 2019 02:38 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Tax withholdingCommon Stock 3,419 $34.28 $117,203.32
Disclosure

SEC source: 0001567619-19-001179 · doc1.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,050

F2 · balance_after: Includes 31,267 unvested RSUs and DERS relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
January 12, 2019 Filed Jan 16, 2019 02:38 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 7,659 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-001179 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,469

F1 · shares: Represents the number of shares of common stock earned in connection with performance shares previously granted on 1/12/2016 and 3/11/2016, based on achievement of certain targets in the period ended 10/31/2018. These performance shares vested on 1/12/2019.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:57 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Tax withholdingCommon Stock 633 $35.19 $22,275.27
Disclosure

SEC source: 0001567619-19-001051 · doc1.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,810

F2 · balance_after: Includes 31,267 unvested RSUs and DERS relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 21:57 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 7,875 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-001051 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,444

F1 · shares: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.

Read SEC document
December 21, 2018 Filed Sep 16, 2019 22:17 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 585 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012615 · doc4.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,050

F2 · shares: Represents the number of shares earned in connection with TSR performance shares previously granted on 9/12/2016, based on TSR performance in the 3-year period ended 10/31/2018 as compared to the S&P SmallCap 600 Index. Such TSR performance shares vested on 9/12/2019. Inadvertently, these TSR performance shares were not reported at the time they were earned (12/21/2018).

Read SEC document
December 21, 2018 Filed Sep 16, 2019 22:17 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 7,659 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012615 · doc4.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,465

F1 · shares: Represents the number of shares earned in connection with performance shares previously granted on 1/12/2016, based on achievement of certain targets in the period ended 10/31/2018. Inadvertently, these performance shares were not reported at the time they were earned (12/21/2018), but were reported on a subsequent Form 4 disclosing their vesting and payout on 1/12/2019. As a result, none of these performance shares are being added to the reporting person's beneficial ownership total in this Form 4 to avoid double-counting.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:45 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 136 $31.59 $4,296.24
Disclosure

SEC source: 0001567619-18-005280 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,569

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 24,699 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 20:13 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Tax withholdingCommon Stock 529 $34.70 $18,356.30
Disclosure

SEC source: 0001567619-18-002546 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,433

F1 · balance_after: Includes 24,563 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and DERs related thereto.

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September 08, 2018 Filed Sep 11, 2018 20:31 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Tax withholdingCommon Stock 1,047 $33.75 $35,336.25
Disclosure

SEC source: 0001567619-18-002396 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,962

F1 · balance_after: Includes 26,304 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and DERs related thereto.

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August 06, 2018 Filed Aug 7, 2018 21:06 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 164 $31.40 $5,149.60
Disclosure

SEC source: 0001140361-18-035839 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,009

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 28,307 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,443 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

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June 14, 2018 Filed Jun 15, 2018 17:08 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Exercise / conversionStock Options · Derivative 3,342 $0.00 Strike: $19.09 $0.00
Disclosure

SEC source: 0001140361-18-028743 · doc1.xml · derivative · entry 3

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,342 shares

Expires 2018-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted under the 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: 25% exercisable on 9/13/2012 and 25% on the anniversary date of each of the following three years.

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June 14, 2018 Filed Jun 15, 2018 17:08 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 SaleCommon Stock 3,342 $30.90 $103,257.11
Disclosure

SEC source: 0001140361-18-028743 · doc1.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,844

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.8944 to $30.9050, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.

F2 · balance_after: Includes 28,150 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,435 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

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June 14, 2018 Filed Jun 15, 2018 17:08 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Exercise / conversionCommon Stock 3,342 $19.09 $63,798.78
Disclosure

SEC source: 0001140361-18-028743 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 8, 2018 19:31 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 171 $30.14 $5,153.94
Disclosure

SEC source: 0001140361-18-022190 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,844

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 28,150 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,435 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

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February 05, 2018 Filed Feb 6, 2018 20:28 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 111 $34.96 $3,880.56
Disclosure

SEC source: 0001140361-18-005336 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,674

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan. DERs vest in the same manner as the restricted stock units to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 27,988 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,427 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

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January 15, 2018 Filed Jan 17, 2018 17:00 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Tax withholdingCommon Stock 1,267 $38.87 $49,248.29
Disclosure

SEC source: 0001140361-18-002225 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,434

F1 · balance_after: Includes 27,756 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,419 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

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January 10, 2018 Filed Jan 11, 2018 16:48 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 7,091 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-001771 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,810

F1 · shares: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.

F2 · balance_after: Includes 27,884 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 3,787 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 1,420 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

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December 28, 2017 Filed Jan 2, 2018 10:20 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 1,420 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000023 · doc1.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,719

F2 · shares: Represents the number of shares earned in connection with the TSR performance shares previously granted on 9/8/2015, based on TSR performance in the 3 year period ending 10/31/2017 as compared to the S&P 600. These awards vest on 9/8/2018.

F3 · balance_after: Includes 20,793 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 3,787 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 1,420 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.

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December 28, 2017 Filed Jan 2, 2018 10:20 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 3,151 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000023 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,299

F1 · shares: Represents the number of shares earned in connection with the performance shares previously granted on 1/15/2015, based on achievement of certain targets in the period ending 10/31/2017. These performance shares vest on 1/15/2018.

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November 06, 2017 Filed Nov 7, 2017 13:00 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 GrantCommon Stock 89 $40.63 $3,616.07
Disclosure

SEC source: 0001140361-17-041296 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,148

F1 · shares: Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan and, if applicable, on performance shares granted under the 2006 Equity Plan, to the extent that such performance shares have been earned under the performance share program relating to such shares. DERs vest in the same manner as the awards to which they relate. Each DER is the economic equivalent of one share of ABM common stock.

F2 · balance_after: Includes 20,793 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 636 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

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September 13, 2017 Filed Sep 13, 2017 17:37 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Exercise / conversionStock Options · Derivative 11,094 $0.00 Strike: $25.84 $0.00
Disclosure

SEC source: 0001140361-17-035368 · doc1.xml · derivative · entry 3

GIACOBBE SCOTT J · CIK 0001669102 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,094 shares

Expires 2018-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted under the 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: 100% exercisable on the fifth anniversary of the grant date.

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September 13, 2017 Filed Sep 13, 2017 17:37 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 SaleCommon Stock 11,094 $39.92 $442,925.73
Disclosure

SEC source: 0001140361-17-035368 · doc1.xml · nonDerivative · entry 2

GIACOBBE SCOTT J · CIK 0001669102 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,058

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.81 to $40.00, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.

F2 · balance_after: Includes 20,706 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 633 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

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September 13, 2017 Filed Sep 13, 2017 17:37 UTC ABM INDUSTRIES INC /DE/ ABM · Entity 4290 Exercise / conversionCommon Stock 11,094 $25.84 $286,668.96
Disclosure

SEC source: 0001140361-17-035368 · doc1.xml · nonDerivative · entry 1

GIACOBBE SCOTT J · CIK 0001669102 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.