GOODWIN C KIM

SEC source: 0001209191-22-052881 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,507

Underlying: Common Stock Par Value $0.01 per share · 73 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0000897101-22-000867 · edgardoc.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,631

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2022 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

SEC source: 0001209191-22-041250 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,434

Underlying: Common Stock Par Value $0.01 per share · 68 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0000897101-22-000623 · edgarform4primarydoc.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,322

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

SEC source: 0001209191-22-035572 · doc4.xml · derivative · entry 6

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,513.77

Underlying: Common Stock · 1,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from an additional deferred share award granted on June 8, 2021 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 8, 2021.

F1 · derivative.expiration_date: Receipt of shares from an additional deferred share award granted on June 8, 2021 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 8, 2021.

SEC source: 0001209191-22-035572 · doc4.xml · derivative · entry 5

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,829.77

Underlying: Common Stock · 22.75 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 8, 2021. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 8, 2021. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-22-035572 · doc4.xml · derivative · entry 4

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,807.02

Underlying: Common Stock · 1,515.15 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-22-035572 · doc4.xml · derivative · entry 3

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,808.71

Underlying: Common Stock · 39.69 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 8, 2021. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 8, 2021. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-22-035572 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,769.02

Underlying: Common Stock · 1,515.15 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $92,500. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-22-035572 · doc4.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on June 8, 2021 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 8, 2021.

F1 · price: Receipt of shares from an additional deferred share award granted on June 8, 2021 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 8, 2021.

SEC source: 0001209191-22-029053 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366

Underlying: Common Stock Par Value $0.01 per share · 1,616 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-22-028479 · doc4.xml · nonDerivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,274.824

SEC source: 0001209191-22-028479 · doc4.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,428.824

SEC source: 0001209191-22-022853 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

Underlying: Common Stock Par Value $0.01 per share · 53 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-22-013648 · doc4.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,133

SEC source: 0001209191-22-001535 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,697

Underlying: Common Stock Par Value $0.01 per share · 43 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-21-059295 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,654

Underlying: Common Stock Par Value $0.01 per share · 46 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-21-045312 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,608

Underlying: Common Stock Par Value $0.01 per share · 46 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-21-039525 · doc4.xml · derivative · entry 6

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,291.87

Underlying: Common Stock · 962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Receipt of shares from an additional deferred share award granted on October 26, 2020 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since October 26, 2020.

F1 · derivative.expiration_date: Receipt of shares from an additional deferred share award granted on October 26, 2020 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since October 26, 2020.

SEC source: 0001209191-21-039525 · doc4.xml · derivative · entry 5

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,253.87

Underlying: Common Stock · 7.54 shares

Expires not disclosed

F5 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since October 26, 2020. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

F5 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since October 26, 2020. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-21-039525 · doc4.xml · derivative · entry 4

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,246.33

Underlying: Common Stock · 1,292.78 shares

Expires not disclosed

F4 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F4 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of shareholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-21-039525 · doc4.xml · derivative · entry 3

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,253.87

Underlying: Common Stock · 7.54 shares

Expires not disclosed

F3 · derivative.exercise_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since October 26, 2020. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

F3 · derivative.expiration_date: Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since October 26, 2020. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.

SEC source: 0001209191-21-039525 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,246.33

Underlying: Common Stock · 1,292.78 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-21-039525 · doc4.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Receipt of shares from an additional deferred share award granted on October 26, 2020 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since October 26, 2020.

F1 · price: Receipt of shares from an additional deferred share award granted on October 26, 2020 (and corresponding disposition of an additional deferred share award) in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since October 26, 2020.

SEC source: 0001209191-21-031163 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,562

Underlying: Common Stock Par Value $0.01 per share · 1,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-21-025046 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,980

Underlying: Common Stock Par Value $0.01 per share · 34 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-21-000829 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,946

Underlying: Common Stock Par Value $0.01 per share · 44 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-20-056062 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 953.55

Underlying: Common Stock · 953.55 shares

Expires not disclosed

F2 · derivative.exercise_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000, prorated for the number of days between the Director's election to the Board and the expected date of the next annual meeting of stockholders. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

F2 · derivative.expiration_date: Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $85,000, prorated for the number of days between the Director's election to the Board and the expected date of the next annual meeting of stockholders. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.

SEC source: 0001209191-20-056062 · doc4.xml · derivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 953.55

Underlying: Common Stock · 953.55 shares

Expires not disclosed

F1 · derivative.exercise_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000, prorated for the number of days between the Director's election to the Board and the expected date of the next annual meeting of stockholders. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

F1 · derivative.expiration_date: Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $85,000, prorated for the number of days between the Director's election to the Board and the expected date of the next annual meeting of stockholders. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.

SEC source: 0001209191-20-053433 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902

Underlying: Common Stock Par Value $0.01 per share · 65 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-20-040984 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,837

Underlying: Common Stock Par Value $0.01 per share · 65 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-20-028807 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,772

Underlying: Common Stock Par Value $0.01 per share · 3,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-20-022954 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,229

Underlying: Common Stock Par Value $0.01 per share · 27 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-20-000614 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,202

Underlying: Common Stock Par Value $0.01 per share · 12 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-19-052060 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190

Underlying: Common Stock Par Value $0.01 per share · 13 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-19-040479 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,177

Underlying: Common Stock Par Value $0.01 per share · 12 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-19-028179 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,165

Underlying: Common Stock Par Value $0.01 per share · 2,165 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

SEC source: 0001209191-19-008411 · doc5.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,519.482

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-18-029103 · doc4.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,203.342

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

F2 · balance_after: Includes 174.436 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-18-009083 · doc5.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,309.125

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-034848 · doc4.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,940.47

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

F2 · balance_after: Includes 242.114 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

SEC source: 0001209191-17-009810 · doc5.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,832.352

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.