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Baxter Joel D.

Disclosed activity across 1 company

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145551
SEC CIK
0001666161

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SHERWIN WILLIAMS COSHW · Entity 2948Pres. & GM, Glob. Supply ChainNovember 02, 2020November 04, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SHERWIN WILLIAMS CO

Report date November 02, 2020 · Filed November 04, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,204 Reported balance After 2020-11-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-11-02 · Exercise / conversion · Acquired 6,500 · Balance 8,204

Common StockSEC Table I · non-derivativeDirect8,104 Reported balance After 2020-11-02 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-11-02 · Sale · Disposed 100 · Balance 8,104

Common StockSEC Table I · non-derivativeDirect6,801 Reported balance After 2020-11-02 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2020-11-02 · Sale · Disposed 1,303 · Balance 6,801

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $700.62 to $701.56 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Common StockSEC Table I · non-derivativeDirect6,304 Reported balance After 2020-11-02 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2020-11-02 · Sale · Disposed 497 · Balance 6,304

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $701.67 to $702.58 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Common StockSEC Table I · non-derivativeDirect5,704 Reported balance After 2020-11-02 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2020-11-02 · Sale · Disposed 600 · Balance 5,704

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $702.89 to $703.12 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Common StockSEC Table I · non-derivativeDirect5,564 Reported balance After 2020-11-02 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2020-11-02 · Sale · Disposed 140 · Balance 5,564

Common StockSEC Table I · non-derivativeDirect3,964 Reported balance After 2020-11-02 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2020-11-02 · Sale · Disposed 1,600 · Balance 3,964

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $708.06 to $709.05 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Common StockSEC Table I · non-derivativeDirect2,264 Reported balance After 2020-11-02 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2020-11-02 · Sale · Disposed 1,700 · Balance 2,264

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $709.06 to $709.61 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Common StockSEC Table I · non-derivativeDirect1,964 Reported balance After 2020-11-02 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2020-11-02 · Sale · Disposed 300 · Balance 1,964

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $710.14 to $710.17 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Common StockSEC Table I · non-derivativeDirect1,537 Reported balance After 2020-11-02 transaction · row 10 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 10 · 2020-11-02 · Gift · Disposed 427 · Balance 1,537

F7: Of shares listed, 1,277 are restricted stock units.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $383.92 · Expires 2027-10-17Direct0 Reported balance After 2020-11-02 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2020-11-02 · Exercise / conversion · Disposed 2,167 · Balance 0

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $383.92 · Expires 2027-10-17Direct0 Reported balance After 2020-11-02 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2020-11-02 · Exercise / conversion · Disposed 2,167 · Balance 0

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $383.92 · Expires 2027-10-17Direct0 Reported balance After 2020-11-02 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2020-11-02 · Exercise / conversion · Disposed 2,166 · Balance 0

Common StockSEC Table I · non-derivativeIndirectStock Plan7,238.97 Reported balance Holding disclosure · report date 2020-11-02 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 7,238.97

F8: Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 9/30/2020 statement.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $700.62 to $701.56 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $701.67 to $702.58 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $702.89 to $703.12 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $708.06 to $709.05 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $709.06 to $709.61 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $710.14 to $710.17 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F7: Of shares listed, 1,277 are restricted stock units.

F8: Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 9/30/2020 statement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 27, 2018 Filed Jul 31, 2018 15:02 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 SaleCommon Stock 600 $447.68 $268,608.00
Disclosure

SEC source: 0001209191-18-044504 · doc4.xml · nonDerivative · entry 2

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $447.66 to $447.77 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 15:02 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 SaleCommon Stock 1,933 $447.06 $864,166.98
Disclosure

SEC source: 0001209191-18-044504 · doc4.xml · nonDerivative · entry 1

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $446.52 to $447.48 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:36 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 GiftCommon Stock 647 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028879 · doc4.xml · nonDerivative · entry 1

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,526

Read SEC document
February 16, 2018 Filed Feb 21, 2018 00:20 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 Tax withholdingCommon Stock 1,237 $401.08 $496,135.96
Disclosure

SEC source: 0001209191-18-011606 · doc4.xml · nonDerivative · entry 2

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,173

Read SEC document
February 16, 2018 Filed Feb 21, 2018 00:20 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 GrantCommon Stock 2,282 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011606 · doc4.xml · nonDerivative · entry 1

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,410

F1 · kind: Represents the vesting of performance-based restricted stock units previously granted to the reporting person under The Sherwin-Williams Company 2006 Equity and Performance Incentive Plan for the 2015 - 2017 performance period.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 14:49 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 439 $0.00 Strike: $227.73 $0.00
Disclosure

SEC source: 0001209191-17-061922 · doc4.xml · derivative · entry 6

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 439 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 14:49 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 476 $0.00 Strike: $180.46 $0.00
Disclosure

SEC source: 0001209191-17-061922 · doc4.xml · derivative · entry 5

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 476 shares

Expires 2023-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 14:49 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 SaleCommon Stock 2,376 $389.26 $924,881.76
Disclosure

SEC source: 0001209191-17-061922 · doc4.xml · nonDerivative · entry 3

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365

F1 · balance_after: Of shares listed, 725 are restricted stock units.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 14:49 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 Exercise / conversionCommon Stock 439 $227.73 $99,973.47
Disclosure

SEC source: 0001209191-17-061922 · doc4.xml · nonDerivative · entry 2

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 14:49 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 Exercise / conversionCommon Stock 476 $180.46 $85,898.96
Disclosure

SEC source: 0001209191-17-061922 · doc4.xml · nonDerivative · entry 1

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2017 Filed Oct 19, 2017 19:09 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 GrantEmployee Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $383.92 $0.00
Disclosure

SEC source: 0001209191-17-057439 · doc4.xml · derivative · entry 1

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2027-10-17

F1 · derivative.exercise_date: The option vests in three annual installments of 2,167, 2,167 and 2,166 beginning on October 18, 2018.

Read SEC document
May 15, 2017 Filed May 17, 2017 13:27 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,137 $0.00 Strike: $180.46 $0.00
Disclosure

SEC source: 0001209191-17-032924 · doc4.xml · derivative · entry 7

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476

Underlying: Common Stock · 1,137 shares

Expires 2023-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 13:27 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,166 $0.00 Strike: $180.46 $0.00
Disclosure

SEC source: 0001209191-17-032924 · doc4.xml · derivative · entry 6

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,166 shares

Expires 2023-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 13:27 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,167 $0.00 Strike: $180.46 $0.00
Disclosure

SEC source: 0001209191-17-032924 · doc4.xml · derivative · entry 5

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,167 shares

Expires 2023-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 13:27 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 GiftCommon Stock 227 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032924 · doc4.xml · nonDerivative · entry 3

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,826

F1 · balance_after: Of shares listed, 725 are restricted stock units.

Read SEC document
May 15, 2017 Filed May 17, 2017 13:27 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 SaleCommon Stock 5,470 $335.50 $1,835,185.00
Disclosure

SEC source: 0001209191-17-032924 · doc4.xml · nonDerivative · entry 2

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,053

Read SEC document
May 15, 2017 Filed May 17, 2017 13:27 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 Exercise / conversionCommon Stock 5,470 $180.46 $987,116.20
Disclosure

SEC source: 0001209191-17-032924 · doc4.xml · nonDerivative · entry 1

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 21:54 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 GiftCommon Stock 645 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013843 · doc4.xml · nonDerivative · entry 1

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,053

F1 · balance_after: Of shares listed, 725 are restricted stock units.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 13:00 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 Tax withholdingCommon Stock 1,350 $311.37 $420,349.50
Disclosure

SEC source: 0001209191-17-013008 · doc4.xml · nonDerivative · entry 1

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,698

F1 · balance_after: Of shares listed, 725 are restricted stock units.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 22:01 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 554 $0.00 Strike: $180.46 $0.00
Disclosure

SEC source: 0001209191-16-151470 · doc4.xml · derivative · entry 3

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,613

Underlying: Common Stock · 554 shares

Expires 2023-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 22:01 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 Exercise / conversionCommon Stock 554 $180.46 $99,974.84
Disclosure

SEC source: 0001209191-16-151470 · doc4.xml · nonDerivative · entry 1

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Of shares listed, 3,250 are restricted stock and 725 are restricted stock units.

Read SEC document
October 18, 2016 Filed Oct 20, 2016 14:55 UTC SHERWIN WILLIAMS CO SHW · Entity 2948 GrantEmployee Stock Option (Right to Buy) · Derivative 7,200 $0.00 Strike: $270.12 $0.00
Disclosure

SEC source: 0001209191-16-146440 · doc4.xml · derivative · entry 1

Baxter Joel D. · CIK 0001666161 · Pres. & GM, Glob. Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Common Stock · 7,200 shares

Expires 2026-10-17

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on October 18, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.