TapewireFind a company

person · Reporting owner

Haller Julia A

Disclosed activity across 4 companies

Tapewire entity
14549
SEC CIK
0001656082

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BRISTOL MYERS SQUIBB COBMY · Entity 1662DirectorJune 15, 2026June 16, 2026
HYPERION DEFI, INC.EYEN · Entity 7220DirectorJune 16, 2022June 21, 2022
Outlook Therapeutics, Inc.OTLK · Entity 608DirectorOctober 01, 2025October 04, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BRISTOL MYERS SQUIBB CO

Report date June 15, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.10 par valueSEC Table I · non-derivativeDirect34,079 Reported balance After 2026-06-15 transaction · row 1
1 source row

Row 1 · 2026-06-15 · Exercise / conversion · Acquired 20,460 · Balance 34,079

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.76 · Expires 2026-06-15Direct0 Reported balance After 2026-06-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-15 · Exercise / conversion · Disposed 20,460 · Balance 0

F1: The reporting person made a cash exercise of an option and is currently holding the underlying shares.

F2: All of the shares are currently exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person made a cash exercise of an option and is currently holding the underlying shares.

F2: All of the shares are currently exercisable.

HYPERION DEFI, INC.

Report date June 16, 2022 · Filed June 21, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.0001SEC Table I · non-derivativeDirect30,408 Reported balance After 2022-06-16 transaction · row 1
1 source row

Row 1 · 2022-06-16 · Grant · Acquired 22,222 · Balance 30,408

F1: Represents restricted stock units that fully vest on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2032-06-16Direct30,769 Reported balance After 2022-06-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-06-16 · Grant · Acquired 30,769 · Balance 30,769

F2: The option becomes exercisable on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that fully vest on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

F2: The option becomes exercisable on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Outlook Therapeutics, Inc.

Report date October 01, 2025 · Filed October 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.04 · Expires 2035-10-01Direct286,734 Reported balance After 2025-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-10-01 · Grant · Acquired 286,734 · Balance 286,734

F1: This option grant is an annual stock option grant under the Issuer's Non-Employee Director Compensation Policy and the Issuer's 2024 Equity Incentive Plan (the "2024 Plan") and shall fully vest on October 1, 2026, subject to the Reporting Person providing continuous service to the Issuer on such date. In addition, the shares underlying the options are subject to acceleration upon a Change in Control as defined in the 2024 Plan, subject to the Reporting Person providing continuous service to the Issuer immediately prior to such Change in Control.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.06 · Expires 2035-10-03Direct58,648 Reported balance After 2025-10-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-10-03 · Grant · Acquired 58,648 · Balance 58,648

F2: The options were granted under the 2024 Plan in lieu of $55,000 cash fees payable under the Issuer's Non-Employee Director Compensation Policy and vest in four equal quarterly installments on the last day of each fiscal quarter such that they are vested in full on September 30, 2026, subject to the Reporting Person providing continuous service to the Issuer on such date and subject to acceleration upon a Change in Control as defined in the 2024 Plan, subject to the Reporting Person providing continuous service to the Issuer immediately prior to such Change in Control.

Filing footnotes · ownership attribution and instrument terms

F1: This option grant is an annual stock option grant under the Issuer's Non-Employee Director Compensation Policy and the Issuer's 2024 Equity Incentive Plan (the "2024 Plan") and shall fully vest on October 1, 2026, subject to the Reporting Person providing continuous service to the Issuer on such date. In addition, the shares underlying the options are subject to acceleration upon a Change in Control as defined in the 2024 Plan, subject to the Reporting Person providing continuous service to the Issuer immediately prior to such Change in Control.

F2: The options were granted under the 2024 Plan in lieu of $55,000 cash fees payable under the Issuer's Non-Employee Director Compensation Policy and vest in four equal quarterly installments on the last day of each fiscal quarter such that they are vested in full on September 30, 2026, subject to the Reporting Person providing continuous service to the Issuer on such date and subject to acceleration upon a Change in Control as defined in the 2024 Plan, subject to the Reporting Person providing continuous service to the Issuer immediately prior to such Change in Control.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CELGENE CORP /DE/

Report date November 20, 2019 · Filed November 22, 2019

Section 16 reporting ended · disclosed 2019-11-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-11-20 transaction · row 1
1 source row

Row 1 · 2019-11-20 · Disposition to issuer · Disposed 2,409 · Balance 0

F1: Reflects disposition in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), each share of Celgene common stock was converted into the right to receive (i) $50.00 in cash, (ii) one share of BMS common stock, and (iii) one contingent value right ("CVR") issued by BMS subject to and in accordance with the CVR agreement, dated November 20, 2019, by and between BMS and the Equiniti Trust Company.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $117.53 · Expires 2025-10-15Direct0 Reported balance After 2019-11-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-11-20 · Disposition to issuer · Disposed 10,000 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $99.98 · Expires 2026-06-15Direct0 Reported balance After 2019-11-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-11-20 · Disposition to issuer · Disposed 11,000 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $121.04 · Expires 2027-06-14Direct0 Reported balance After 2019-11-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-11-20 · Disposition to issuer · Disposed 10,500 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.38 · Expires 2028-06-13Direct0 Reported balance After 2019-11-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-11-20 · Disposition to issuer · Disposed 13,266 · Balance 0

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F2: This option was fully exercisable.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-11-20 · Disposition to issuer · Disposed 300 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-11-20 · Disposition to issuer · Disposed 970 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-11-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-11-20 · Disposition to issuer · Disposed 4,756 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated January 2, 2019, by and among Celgene Corporation ("Celgene"), Bristol-Myers Squibb Company ("BMS"), and Burgundy Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of BMS ("Merger Sub"), pursuant to which Merger Sub will merge with and into Celgene, with Celgene surviving as a direct wholly owned subsidiary of BMS and upon the effective time of such merger (the "Effective Time"), each share of Celgene common stock was converted into the right to receive (i) $50.00 in cash, (ii) one share of BMS common stock, and (iii) one contingent value right ("CVR") issued by BMS subject to and in accordance with the CVR agreement, dated November 20, 2019, by and between BMS and the Equiniti Trust Company.

F2: This option was fully exercisable.

F3: Upon the Effective Time, these stock options were assumed by BMS and converted into options relating to BMS common stock (plus a payment of CVRs, in some cases) in accordance with the methodology and exchange ratio set forth in the Merger Agreement.

F4: Each restricted stock unit represents a contingent right to receive one share of Celgene common stock.

F5: Upon the Effective Time, these restricted stock units were assumed by BMS and converted into restricted stock units relating to BMS common stock and CVRs in accordance with the methodology and exchange ratio set forth in the Merger Agreement and became vested. The converted restricted stock units will be settled as promptly as practicable following the Effective Time.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2026 Filed Jun 16, 2026 20:07 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionOption (right to buy) · Derivative 20,460 $0.00 Strike: $53.76 $0.00
Disclosure

SEC source: 0001656082-26-000004 · wk-form4_1781640443.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 20,460 shares

Expires 2026-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person made a cash exercise of an option and is currently holding the underlying shares.

F2 · derivative.exercise_date: All of the shares are currently exercisable.

Read SEC document
June 15, 2026 Filed Jun 16, 2026 20:07 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 20,460 $53.76 $1,099,929.60
Disclosure

SEC source: 0001656082-26-000004 · wk-form4_1781640443.xml · nonDerivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:22 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 3,996.367 $55.05 $220,000.00
Disclosure

SEC source: 0001656082-26-000002 · wk-form4_1770153750.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,903.154

Underlying: Common Stock, $0.10 par value · 3,996.367 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 03, 2025 Filed Oct 4, 2025 00:12 UTC Outlook Therapeutics, Inc. OTLK · Entity 608 GrantStock Option (Right to Buy) · Derivative 58,648 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001649989-25-000009 · primary_doc.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,648

Underlying: Common Stock · 58,648 shares

Expires 2035-10-03

F2 · derivative.exercise_date: The options were granted under the 2024 Plan in lieu of $55,000 cash fees payable under the Issuer's Non-Employee Director Compensation Policy and vest in four equal quarterly installments on the last day of each fiscal quarter such that they are vested in full on September 30, 2026, subject to the Reporting Person providing continuous service to the Issuer on such date and subject to acceleration upon a Change in Control as defined in the 2024 Plan, subject to the Reporting Person providing continuous service to the Issuer immediately prior to such Change in Control.

Read SEC document
October 01, 2025 Filed Oct 4, 2025 00:12 UTC Outlook Therapeutics, Inc. OTLK · Entity 608 GrantStock Option (Right to Buy) · Derivative 286,734 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001649989-25-000009 · primary_doc.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,734

Underlying: Common Stock · 286,734 shares

Expires 2035-10-01

F1 · derivative.exercise_date: This option grant is an annual stock option grant under the Issuer's Non-Employee Director Compensation Policy and the Issuer's 2024 Equity Incentive Plan (the "2024 Plan") and shall fully vest on October 1, 2026, subject to the Reporting Person providing continuous service to the Issuer on such date. In addition, the shares underlying the options are subject to acceleration upon a Change in Control as defined in the 2024 Plan, subject to the Reporting Person providing continuous service to the Issuer immediately prior to such Change in Control.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 3,562.341 $58.95 $210,000.00
Disclosure

SEC source: 0000014272-25-000020 · wk-form4_1738714429.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,223.091

Underlying: Common Stock, $0.10 par value · 3,562.341 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 03, 2024 Filed Oct 4, 2024 00:30 UTC Outlook Therapeutics, Inc. OTLK · Entity 608 GrantStock Option (Right to Buy) · Derivative 12,082 $0.00 Strike: $5.25 $0.00
Disclosure

SEC source: 0001415889-24-024708 · form4-10032024_081015.xml · derivative · entry 3

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,082

Underlying: Common Stock · 12,082 shares

Expires 2034-10-03

F3 · derivative.exercise_date: The options were granted under the 2024 Plan in lieu of $55,000 cash fees payable under the Issuer's Non-Employee Director Compensation Policy and vest in four equal quarterly installments on the last day of each fiscal quarter such that they are vested in full on September 30, 2025, subject to the Reporting Person providing continuous service to the Issuer on such date and subject to acceleration upon a Change in Control as defined in the 2024 Plan, subject to the Reporting Person providing continuous service to the Issuer immediately prior to such Change in Control.

Read SEC document
October 01, 2024 Filed Oct 4, 2024 00:30 UTC Outlook Therapeutics, Inc. OTLK · Entity 608 GrantStock Option (Right to Buy) · Derivative 47,232 $0.00 Strike: $5.22 $0.00
Disclosure

SEC source: 0001415889-24-024708 · form4-10032024_081015.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,232

Underlying: Common Stock · 47,232 shares

Expires 2034-10-01

F2 · derivative.exercise_date: This option grant was made under the 2024 Plan and shall fully vest on October 1, 2025, subject to the Reporting Person providing continuous service to the Issuer on such date. In addition, the shares underlying the options are subject to acceleration upon a Change in Control as defined in the 2024 Plan, subject to the Reporting Person providing continuous service to the Issuer immediately prior to such Change in Control.

Read SEC document
October 01, 2024 Filed Oct 4, 2024 00:30 UTC Outlook Therapeutics, Inc. OTLK · Entity 608 GrantStock Option (Right to Buy) · Derivative 56,636 $0.00 Strike: $5.22 $0.00
Disclosure

SEC source: 0001415889-24-024708 · form4-10032024_081015.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,636

Underlying: Common Stock · 56,636 shares

Expires 2034-10-01

F1 · derivative.exercise_date: This option grant is an annual stock option grant under the Issuer's Non-Employee Director Compensation Policy and the Issuer's 2024 Equity Incentive Plan (the "2024 Plan") and shall fully vest on October 1, 2025, subject to the Reporting Person providing continuous service to the Issuer on such date. In addition, the shares underlying the options are subject to acceleration upon a Change in Control as defined in the 2024 Plan, subject to the Reporting Person providing continuous service to the Issuer immediately prior to such Change in Control.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:30 UTC Outlook Therapeutics, Inc. OTLK · Entity 608 GrantStock Option (Right to Buy) · Derivative 94,441 $0.00 Strike: $0.41 $0.00
Disclosure

SEC source: 0001415889-24-007354 · form4-03082024_090336.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,441

Underlying: Common Stock · 94,441 shares

Expires 2034-03-07

F1 · derivative.exercise_date: The options were granted under the Issuer's 2015 Equity Incentive Plan (the "2015 Plan") and shall fully vest on the earlier of (i) March 7, 2025; or (ii) the date of the Issuer's next annual meeting of stockholders, in each case subject to the Reporting Person providing continuous service to the Issuer on such date. In addition, the shares underlying the options are subject to acceleration upon a Change in Control as defined in the 2015 Plan, subject to the Reporting Person providing continuous service to the Issuer immediately prior to such Change in Control.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:17 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 4,314.773 $48.67 $210,000.00
Disclosure

SEC source: 0000014272-24-000028 · wk-form4_1707178628.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,341.22

Underlying: Common Stock, $0.10 par value · 4,314.773 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 22:36 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 706.49 $51.31 $36,250.00
Disclosure

SEC source: 0000014272-24-000006 · wk-form4_1704321375.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,746.04

Underlying: Common Stock, $0.10 par value · 706.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 04, 2023 Filed Oct 5, 2023 21:15 UTC Outlook Therapeutics, Inc. OTLK · Entity 608 GrantStock Option (Right to Buy) · Derivative 210,225 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001209191-23-052240 · doc4.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,225

Underlying: Common Stock · 210,225 shares

Expires 2033-10-04

F1 · derivative.exercise_date: The options were granted under the 2015 Plan in lieu of $44,000 cash fees payable under the Issuer's non-employee Director compensation program and vest in four equal quarterly installments on the last day of each fiscal quarter such that they are vested in full on September 30, 2024, subject to the Reporting Person providing continuous service to the Issuer on such date and subject to acceleration upon a Change in Control as defined in the 2015 Plan.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 22:31 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 624.569 $58.04 $36,249.98
Disclosure

SEC source: 0000014272-23-000163 · wk-form4_1696372274.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,797.26

Underlying: Common Stock, $0.10 par value · 624.569 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:31 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 553.943 $63.95 $35,424.65
Disclosure

SEC source: 0000014272-23-000136 · wk-form4_1688592700.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,978.355

Underlying: Common Stock, $0.10 par value · 553.943 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2023 Filed Apr 5, 2023 00:37 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 486.943 $69.31 $33,750.02
Disclosure

SEC source: 0000014272-23-000091 · wf-form4_168065505897640.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,255.615

Underlying: Common Stock, $0.10 par value · 486.943 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 21:49 UTC Outlook Therapeutics, Inc. OTLK · Entity 608 GrantStock Option (Right to Buy) · Derivative 41,065 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001209191-23-021912 · doc4.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,065

Underlying: Common Stock · 41,065 shares

Expires 2033-03-29

F1 · derivative.exercise_date: The options were granted under the Issuer's 2015 Equity Incentive Plan (the "2015 Plan") and shall fully vest on the earlier of (i) March 29,2024; or (ii) the date of the Issuer's next annual meeting of stockholders, in each case subject to the Reporting Person providing continuous service to the Issuer on such date. In addition, the shares underlying the options are subject to acceleration upon a Change in Control as defined in the 2015 Plan, subject to the Reporting Person providing continuous service to the Issuer immediately prior to such Change in Control.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 2,807.806 $71.23 $200,000.02
Disclosure

SEC source: 0000014272-23-000034 · wf-form4_167546993071782.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,768.672

Underlying: Common Stock, $0.10 par value · 2,807.806 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:25 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 469.076 $71.95 $33,750.02
Disclosure

SEC source: 0000014272-23-000016 · wf-form4_167287111139496.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,826.219

Underlying: Common Stock, $0.10 par value · 469.076 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 20:35 UTC Outlook Therapeutics, Inc. OTLK · Entity 608 GrantStock Option (Right to Buy) · Derivative 42,239 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001209191-22-053117 · doc4.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,239

Underlying: Common Stock · 42,239 shares

Expires 2032-10-05

F1 · derivative.exercise_date: The options were granted under the 2015 Plan in lieu of $44,000 cash fees payable under the Issuer's non-employee Director compensation program and vest in four equal quarterly installments on the last day of each fiscal quarter such that they are vested in full on September 30, 2023, subject to the Reporting Person providing continuous service to the Issuer on such date and subject to acceleration upon a Change in Control as defined in the 2015 Plan.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:16 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 474.75 $71.09 $33,749.98
Disclosure

SEC source: 0000014272-22-000188 · wf-form4_166493247570386.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,244.249

Underlying: Common Stock, $0.10 par value · 474.75 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 21:16 UTC Outlook Therapeutics, Inc. OTLK · Entity 608 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.15 $0.00
Disclosure

SEC source: 0001209191-22-045826 · doc4.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-08-11

F1 · derivative.exercise_date: The options were granted under the Issuer's 2015 Equity Incentive Plan (the "2015 Plan") and shall vest in three equal installments on each of August 11, 2023, August 11, 2024 and August 11, 2025, subject to the Reporting Person providing continuous service to the Issuer on each such date and subject to acceleration upon a Change in Control as defined in the 2015 Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:28 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 438.312 $77.00 $33,750.02
Disclosure

SEC source: 0000014272-22-000155 · wf-form4_165705289311290.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,654.671

Underlying: Common Stock, $0.10 par value · 438.312 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 18:28 UTC HYPERION DEFI, INC. EYEN · Entity 7220 GrantStock Option (right to buy) · Derivative 30,769 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001415889-22-006810 · form4-06212022_110633.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,769

Underlying: Common Stock · 30,769 shares

Expires 2032-06-16

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 18:28 UTC HYPERION DEFI, INC. EYEN · Entity 7220 GrantCommon Stock, par value $.0001 22,222 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006810 · form4-06212022_110633.xml · nonDerivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,408

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 16, 2023 or the date of the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:50 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 2,949 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000124 · wf-form4_165463859067171.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,949 shares

Expires 2022-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F1 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F1 · derivative.expiration_date: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:50 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 2,949 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000124 · wf-form4_165463859067171.xml · nonDerivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F2 · price: Each restricted stock unit converts into one share of common stock upon vesting.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:14 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 462.139 $73.03 $33,750.01
Disclosure

SEC source: 0000014272-22-000106 · wf-form4_164911044680593.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,107.698

Underlying: Common Stock, $0.10 par value · 462.139 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:04 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 3,067.955 $65.19 $199,999.99
Disclosure

SEC source: 0000014272-22-000041 · wf-form4_164392945981410.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,645.559

Underlying: Common Stock, $0.10 par value · 3,067.955 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:21 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 521.251 $62.35 $32,500.00
Disclosure

SEC source: 0000014272-22-000015 · wf-form4_164133847930961.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,482.489

Underlying: Common Stock, $0.10 par value · 521.251 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
November 17, 2021 Filed Nov 22, 2021 14:22 UTC HYPERION DEFI, INC. EYEN · Entity 7220 GrantStock Option (right to buy) · Derivative 9,653 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001415889-21-005367 · form4-11222021_061159.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,653

Underlying: Common Stock · 9,653 shares

Expires 2031-11-17

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of November 17, 2022 or the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
November 17, 2021 Filed Nov 22, 2021 14:22 UTC HYPERION DEFI, INC. EYEN · Entity 7220 GrantCommon Stock, par value $.0001 6,963 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005367 · form4-11222021_061159.xml · nonDerivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,186

F1 · shares: Represents restricted stock units that fully vest on the earlier of November 17, 2022 or the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:31 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 549.265 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000219 · wf-form4_163312027292644.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,870.465

Underlying: Common Stock, $0.10 par value · 549.265 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 21:16 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 486.998 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000174 · wf-form4_162517416071414.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,247.38

Underlying: Common Stock, $0.10 par value · 486.998 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 13, 2021 Filed Jun 14, 2021 22:56 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 902 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000149 · wf-form4_162371135343506.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 902 shares

Expires 2021-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

F1 · derivative.expiration_date: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

F1 · derivative.underlying: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

Read SEC document
June 13, 2021 Filed Jun 14, 2021 22:56 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 902 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000149 · wf-form4_162371135343506.xml · nonDerivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

F2 · price: Each restricted stock unit converts into one share of common stock upon vesting.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:35 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 2,949 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000144 · wf-form4_162283893698433.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,949

Underlying: Common Stock, $0.10 par value · 2,949 shares

Expires 2022-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F1 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F1 · derivative.expiration_date: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:35 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 2,949 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000144 · wf-form4_162283893698433.xml · nonDerivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F2 · price: Each restricted stock unit converts into one share of common stock upon vesting.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 23:29 UTC HYPERION DEFI, INC. EYEN · Entity 7220 GrantStock Option (right to buy) · Derivative 1,637 $0.00 Strike: $5.11 $0.00
Disclosure

SEC source: 0001638599-21-000395 · doc4_7182.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637

Underlying: Common Stock · 1,637 shares

Expires 2031-03-31

F2 · derivative.exercise_date: The option becomes exercisable on the earlier of March 31, 2022 or the date of the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 23:29 UTC HYPERION DEFI, INC. EYEN · Entity 7220 GrantCommon Stock, par value $.0001 1,223 $0.00 $0.00
Disclosure

SEC source: 0001638599-21-000395 · doc4_7182.xml · nonDerivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223

F1 · shares: Represents restricted stock units that vest on the earlier of March 31, 2022 or the date of the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 17:16 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 514.811 $63.13 $32,500.02
Disclosure

SEC source: 0000014272-21-000118 · wf-form4_161738372741256.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,689.564

Underlying: Common Stock, $0.10 par value · 514.811 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:17 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 3,054.171 $62.21 $189,999.98
Disclosure

SEC source: 0000014272-21-000050 · wf-form4_161239784937177.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,174.753

Underlying: Common Stock, $0.10 par value · 3,054.171 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 523.94 $62.03 $32,500.00
Disclosure

SEC source: 0000014272-21-000020 · wf-form4_160989544623329.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,072.75

Underlying: Common Stock, $0.10 par value · 523.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:30 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 539.061 $60.29 $32,499.99
Disclosure

SEC source: 0000014272-20-000264 · wf-form4_160167062234972.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,507.151

Underlying: Common Stock, $0.10 par value · 539.061 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:07 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 528.893 $58.80 $31,098.91
Disclosure

SEC source: 0000014272-20-000218 · wf-form4_159372397567975.xml · derivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,930.548

Underlying: Common Stock, $0.10 par value · 528.893 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 14, 2020 Filed Jun 16, 2020 21:15 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 558 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000194 · wf-form4_159234213031831.xml · derivative · entry 4

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 558 shares

Expires 2020-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · shares: One June 14, 2017, the reporting person was granted 1,674 restricted stock units, vesting in three equal installments beginning on June 14, 2018.

F3 · derivative.exercise_date: One June 14, 2017, the reporting person was granted 1,674 restricted stock units, vesting in three equal installments beginning on June 14, 2018.

F3 · derivative.expiration_date: One June 14, 2017, the reporting person was granted 1,674 restricted stock units, vesting in three equal installments beginning on June 14, 2018.

Read SEC document
June 14, 2020 Filed Jun 16, 2020 21:15 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 558 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000194 · wf-form4_159234213031831.xml · nonDerivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: One June 14, 2017, the reporting person was granted 1,674 restricted stock units, vesting in three equal installments beginning on June 14, 2018.

F2 · price: Each restricted stock unit converts into one share of common stock upon vesting.

Read SEC document
June 13, 2020 Filed Jun 16, 2020 21:15 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 903 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000194 · wf-form4_159234213031831.xml · derivative · entry 3

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902

Underlying: Common Stock, $0.10 par value · 903 shares

Expires 2021-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

F1 · derivative.exercise_date: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

F1 · derivative.expiration_date: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

Read SEC document
June 13, 2020 Filed Jun 16, 2020 21:15 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 903 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000194 · wf-form4_159234213031831.xml · nonDerivative · entry 1

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 13, 2018, the reporting person was granted 2,708 restricted stock units, vesting in three equal installments beginning on June 13, 2019.

F2 · price: Each restricted stock unit converts into one share of common stock upon vesting.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:39 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 2,949 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000176 · wf-form4_159138957133577.xml · derivative · entry 2

Haller Julia A · CIK 0001656082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,898

Underlying: Common Stock, $0.10 par value · 2,949 shares

Expires 2022-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · shares: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F1 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

F1 · derivative.expiration_date: On June 3, 2019, the reporting person was granted 8,847 restricted stock units, vesting in three equal installments beginning on June 3, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.