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Rhode Jason P

Disclosed activity across 1 company

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145472
SEC CIK
0001310422

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIRRUS LOGIC, INC.CRUS · Entity 3854Director · CEONovember 05, 2020November 09, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIRRUS LOGIC, INC.

Report date November 05, 2020 · Filed November 09, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect206,141 Ending reported balance After 2020-11-05 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2020-11-05 · Exercise / conversion · Acquired 50,000 · Balance 276,458

F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2020.

Row 2 · 2020-11-05 · Sale · Disposed 50,000 · Balance 226,458

F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2020.

F2: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.29 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Row 3 · 2020-11-05 · Sale · Disposed 20,317 · Balance 206,141

F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2020.

F2: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.29 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.25 · Expires 2025-11-04Direct73,063 Reported balance After 2020-11-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-11-05 · Exercise / conversion · Disposed 50,000 · Balance 73,063

F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2020.

F3: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/4/19.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2020.

F2: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.29 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

F3: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/4/19.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2020 Filed Nov 9, 2020 21:33 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0001273902-20-000085 · edgardoc.xml · derivative · entry 4

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,063

Underlying: Common Stock · 50,000 shares

Expires 2025-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2020.

F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/4/19.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:33 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 20,317 $71.73 $1,457,336.38
Disclosure

SEC source: 0001273902-20-000085 · edgardoc.xml · nonDerivative · entry 3

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,141

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.29 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:33 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 50,000 $71.71 $3,585,465.00
Disclosure

SEC source: 0001273902-20-000085 · edgardoc.xml · nonDerivative · entry 2

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,458

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.29 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:33 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 50,000 $31.25 $1,562,500.00
Disclosure

SEC source: 0001273902-20-000085 · edgardoc.xml · nonDerivative · entry 1

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 31, 2020.

Read SEC document
November 01, 2020 Filed Nov 3, 2020 21:24 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-20-000076 · edgardoc.xml · derivative · entry 3

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,250

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 1, 2020, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 11/01/20.

Read SEC document
November 01, 2020 Filed Nov 3, 2020 21:24 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 9,838 $68.87 $677,543.06
Disclosure

SEC source: 0001273902-20-000076 · edgardoc.xml · nonDerivative · entry 2

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,458

Read SEC document
November 01, 2020 Filed Nov 3, 2020 21:24 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-20-000076 · edgardoc.xml · nonDerivative · entry 1

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:03 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 97,148 $0.00 Strike: $23.34 $0.00
Disclosure

SEC source: 0001273902-20-000031 · edgardoc.xml · derivative · entry 3

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 97,148 shares

Expires 2023-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 17, 2020.

F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/2/14; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/2/17.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:03 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 97,148 $71.72 $6,967,464.27
Disclosure

SEC source: 0001273902-20-000031 · edgardoc.xml · nonDerivative · entry 2

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,296

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 17, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.905 to $72.86. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:03 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 97,148 $23.34 $2,267,434.32
Disclosure

SEC source: 0001273902-20-000031 · edgardoc.xml · nonDerivative · entry 1

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 17, 2020.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:27 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GiftCommon Stock 6,612 $0.00 $0.00
Disclosure

SEC source: 0001273902-20-000018 · edgardoc.xml · nonDerivative · entry 1

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,296

F1 · shares: Represents shares that the reporting person donated as a gift to a charitable donor advised fund.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:51 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 85,091 $0.00 Strike: $20.37 $0.00
Disclosure

SEC source: 0001273902-20-000008 · edgardoc.xml · derivative · entry 3

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,091 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 26, 2019

F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/1/15; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/1/18.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:51 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 85,091 $79.24 $6,742,644.88
Disclosure

SEC source: 0001273902-20-000008 · edgardoc.xml · nonDerivative · entry 2

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,908

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 26, 2019

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.31 to $79.80. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:51 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 85,091 $20.37 $1,733,303.67
Disclosure

SEC source: 0001273902-20-000008 · edgardoc.xml · nonDerivative · entry 1

Rhode Jason P · CIK 0001310422 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 26, 2019

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:12 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 3,200 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0001273902-19-000126 · edgardoc.xml · derivative · entry 6

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires 2025-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/4/19.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:12 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 4,641 $0.00 Strike: $23.34 $0.00
Disclosure

SEC source: 0001273902-19-000126 · edgardoc.xml · derivative · entry 5

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,641 shares

Expires 2023-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/2/14; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/2/17.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:12 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 4,909 $0.00 Strike: $20.37 $0.00
Disclosure

SEC source: 0001273902-19-000126 · edgardoc.xml · derivative · entry 4

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,909 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/1/15; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/1/18.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:12 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 4,641 $23.34 $108,320.94
Disclosure

SEC source: 0001273902-19-000126 · edgardoc.xml · nonDerivative · entry 3

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:12 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 4,909 $20.37 $99,996.33
Disclosure

SEC source: 0001273902-19-000126 · edgardoc.xml · nonDerivative · entry 2

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:12 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 3,200 $31.25 $100,000.00
Disclosure

SEC source: 0001273902-19-000126 · edgardoc.xml · nonDerivative · entry 1

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 22:13 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 17,250 $0.00 $0.00
Disclosure

SEC source: 0001273902-19-000117 · edgardoc.xml · derivative · entry 4

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,250

Underlying: Common Stock · 17,250 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F4 · derivative.exercise_date: 100% of the restricted stock units will vest on 11/6/22, the 3-year anniversary of the grant date.

F4 · derivative.expiration_date: 100% of the restricted stock units will vest on 11/6/22, the 3-year anniversary of the grant date.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 22:13 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantPerformance Shares · Derivative 13,800 $0.00 $0.00
Disclosure

SEC source: 0001273902-19-000117 · edgardoc.xml · derivative · entry 3

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,800

Underlying: Common Stock · 13,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 6, 2019, and ending on November 6, 2022.

F2 · derivative.exercise_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 6, 2019, and ending on November 6, 2022.

F2 · derivative.expiration_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 6, 2019, and ending on November 6, 2022.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 22:13 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantNon-Qualified Stock Option (right to buy) · Derivative 48,542 $0.00 Strike: $68.56 $0.00
Disclosure

SEC source: 0001273902-19-000117 · edgardoc.xml · derivative · entry 2

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,542

Underlying: Common Stock · 48,542 shares

Expires 2029-11-06

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/6/20; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/6/23.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 22:13 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantIncentive Stock Option (right to buy) · Derivative 1,458 $0.00 Strike: $68.56 $0.00
Disclosure

SEC source: 0001273902-19-000117 · edgardoc.xml · derivative · entry 1

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Underlying: Common Stock · 1,458 shares

Expires 2029-11-06

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/6/20; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/6/23.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 02:05 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 135,000 $69.14 Strike: $15.41 $9,333,225.00
Disclosure

SEC source: 0001273902-19-000047 · edgardoc.xml · derivative · entry 6

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 135,000 shares

Expires 2021-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019

F5 · derivative.exercise_date: The option vested on a 4-year schedule: 25% of the shares became exercisable on 10/5/2012; the remaining 75% of the shares vested at a rate of 1/36th per month over the following 36 months so that the option was fully vested and exercisable on 10/05/2015

Read SEC document
November 04, 2019 Filed Nov 6, 2019 02:05 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 43,207 $69.92 $3,021,176.02
Disclosure

SEC source: 0001273902-19-000047 · edgardoc.xml · nonDerivative · entry 5

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,158

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019

F4 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.69 to $72.24. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 02:05 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 135,000 $69.14 $9,333,225.00
Disclosure

SEC source: 0001273902-19-000047 · edgardoc.xml · nonDerivative · entry 4

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,365

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019

F3 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.58 to $72.24. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 02:05 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 135,000 $15.41 $2,080,350.00
Disclosure

SEC source: 0001273902-19-000047 · edgardoc.xml · nonDerivative · entry 3

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019

Read SEC document
November 02, 2019 Filed Nov 6, 2019 02:05 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-19-000047 · edgardoc.xml · derivative · entry 7

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 2, 2019, and the Company withheld sufficient shares for payment of required tax withholdings.

F7 · derivative.expiration_date: Expiration date of 11/02/19.

Read SEC document
November 02, 2019 Filed Nov 6, 2019 02:05 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-19-000047 · edgardoc.xml · nonDerivative · entry 2

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 02, 2019 Filed Nov 6, 2019 02:05 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 9,838 $72.43 $712,566.34
Disclosure

SEC source: 0001273902-19-000047 · edgardoc.xml · nonDerivative · entry 1

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,365

F1 · security: No shares were sold: these shares were withheld to satisfy tax withholding requirements.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:13 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 128,847 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001273902-19-000040 · edgardoc.xml · derivative · entry 4

Rhode Jason P · CIK 0001310422 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 128,847 shares

Expires 2020-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 15, 2019.

F4 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested and became exercisable on 10/06/2011. The remaining shares vested monthly thereafter over the following 36 months so that the option was fully vested and exercisable on 10/06/2014. These options were set to expire on 10/06/2020.

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August 12, 2019 Filed Aug 14, 2019 21:13 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 128,847 $52.14 $6,717,567.19
Disclosure

SEC source: 0001273902-19-000040 · edgardoc.xml · nonDerivative · entry 3

Rhode Jason P · CIK 0001310422 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,203

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 15, 2019.

F3 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.81 to $52.48. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

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August 12, 2019 Filed Aug 14, 2019 21:13 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 128,847 $16.25 $2,093,763.75
Disclosure

SEC source: 0001273902-19-000040 · edgardoc.xml · nonDerivative · entry 2

Rhode Jason P · CIK 0001310422 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 15, 2019.

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May 15, 2019 Filed Aug 14, 2019 21:13 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-19-000040 · edgardoc.xml · nonDerivative · entry 1

Rhode Jason P · CIK 0001310422 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,203

F1 · shares: This transaction involved a charitable donation of securities and is being voluntarily reported on this form by the reporting person.

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November 07, 2018 Filed Nov 9, 2018 22:43 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-18-000067 · edgardoc.xml · derivative · entry 4

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F4 · derivative.exercise_date: 100% of the restricted stock units will vest on 11/7/21, the 3-year anniversary of the grant date.

F4 · derivative.expiration_date: 100% of the restricted stock units will vest on 11/7/21, the 3-year anniversary of the grant date.

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November 07, 2018 Filed Nov 9, 2018 22:43 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantPerformance Shares · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-18-000067 · edgardoc.xml · derivative · entry 3

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 7, 2018, and ending on November 7, 2021.

F2 · derivative.exercise_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 7, 2018, and ending on November 7, 2021.

F2 · derivative.expiration_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 7, 2018, and ending on November 7, 2021.

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November 07, 2018 Filed Nov 9, 2018 22:43 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantNon-Qualified Stock Option (right to buy) · Derivative 72,589 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001273902-18-000067 · edgardoc.xml · derivative · entry 2

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,589

Underlying: Common Stock · 72,589 shares

Expires 2028-11-07

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/7/19; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/7/22.

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November 07, 2018 Filed Nov 9, 2018 22:43 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantIncentive Stock Option (right to buy) · Derivative 2,411 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001273902-18-000067 · edgardoc.xml · derivative · entry 1

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,411

Underlying: Common Stock · 2,411 shares

Expires 2028-11-07

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/7/19; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/7/22.

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November 04, 2018 Filed Nov 7, 2018 00:12 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 41,667 $0.00 $0.00
Disclosure

SEC source: 0001273902-18-000054 · edgardoc.xml · derivative · entry 3

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 41,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 4, 2018, and the Company withheld sufficient shares for payment of required tax withholdings.

F3 · derivative.expiration_date: Expiration date of 11/04/18

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November 04, 2018 Filed Nov 7, 2018 00:12 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 41,667 $0.00 $0.00
Disclosure

SEC source: 0001273902-18-000054 · edgardoc.xml · nonDerivative · entry 2

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2018 Filed Nov 7, 2018 00:12 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 15,875 $41.50 $658,812.50
Disclosure

SEC source: 0001273902-18-000054 · edgardoc.xml · nonDerivative · entry 1

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,536

F1 · security: No shares were sold; these shares were withheld to satisfy tax withholding requirements.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000109 · edgardoc.xml · derivative · entry 4

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,667

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F4 · derivative.exercise_date: 100% of the restricted stock units will vest on 11/1/20, the 3-year anniversary of the grant date.

F4 · derivative.expiration_date: 100% of the restricted stock units will vest on 11/1/20, the 3-year anniversary of the grant date.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantPerformance Shares · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000109 · edgardoc.xml · derivative · entry 3

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,328

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 1, 2017, and ending on November 1, 2020.

F2 · derivative.exercise_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 1, 2017, and ending on November 1, 2020.

F2 · derivative.expiration_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 1, 2017, and ending on November 1, 2020.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantNon-Qualified Stock Option (right to buy) · Derivative 73,206 $0.00 Strike: $55.72 $0.00
Disclosure

SEC source: 0001273902-17-000109 · edgardoc.xml · derivative · entry 2

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,206

Underlying: Common Stock · 73,206 shares

Expires 2027-11-01

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/1/18; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/1/21.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantIncentive Stock Option (right to buy) · Derivative 1,794 $0.00 Strike: $55.72 $0.00
Disclosure

SEC source: 0001273902-17-000109 · edgardoc.xml · derivative · entry 1

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,794

Underlying: Common Stock · 1,794 shares

Expires 2027-11-01

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/1/18; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/1/21.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 00:17 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000088 · edgardoc.xml · derivative · entry 6

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on October 1, 2017, and the Company withheld sufficient shares for payment of required tax withholdings.

F5 · derivative.expiration_date: Expiration date of 10/01/17

Read SEC document
October 01, 2017 Filed Oct 4, 2017 00:17 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionPerformance Shares · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000088 · edgardoc.xml · derivative · entry 5

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,328

Underlying: Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance based RSU (PBRSU) represented the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock, and the Company withheld sufficient shares for payment of required tax withholdings

F3 · derivative.expiration_date: Each performance based RSU (PBRSU) represented the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock, and the Company withheld sufficient shares for payment of required tax withholdings

Read SEC document
October 01, 2017 Filed Oct 4, 2017 00:17 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 29,365 $53.32 $1,565,741.80
Disclosure

SEC source: 0001273902-17-000088 · edgardoc.xml · nonDerivative · entry 4

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,411

F1 · security: No shares were sold; these shares were withheld to satisfy tax withholding requirements.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 00:17 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000088 · edgardoc.xml · nonDerivative · entry 3

Rhode Jason P · CIK 0001310422 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The number of performance based RSUs (PBRSUs) that vested was determined based on pre-established performance metrics over a three-year period beginning October 1, 2014 and ending October 1, 2017, as approved by the Company's Compensation Committee. A total shareholder return (TSR) measurement was made relative to the component companies of the Philadelphia Semiconductor Index, which determined a payout percentage ranging between 0-200%. The payout percentage was then multiplied by a target number of PBRSUs. Dr. Rhode's target number of PBRSUs was 35,000, and Cirrus Logic's TSR for the three-year period resulted in a 200% payout percentage. Therefore 70,000 shares of common stock vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.