Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DROPBOX, INC.DBX · Entity 1121 | Director | November 09, 2020 | November 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DROPBOX, INC.
Report date November 09, 2020 · Filed November 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII, LP | 0 |
Last balance in matching sequence
After 2020-11-11 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-11-09 · Conversion · Acquired 5,713,435 · Balance 5,713,435 F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Row 4 · 2020-11-09 · Other · Disposed 5,713,435 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Row 8 · 2020-11-11 · Conversion · Acquired 5,713,438 · Balance 5,713,438 F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Row 11 · 2020-11-11 · Other · Disposed 5,713,438 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Technology Partners XII, LP | 0 |
Last balance in matching sequence
After 2020-11-11 transaction · row 12
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 2 · 2020-11-09 · Conversion · Acquired 213,788 · Balance 213,788 F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Row 5 · 2020-11-09 · Other · Disposed 213,788 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Row 9 · 2020-11-11 · Conversion · Acquired 213,783 · Balance 213,783 F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Row 12 · 2020-11-11 · Other · Disposed 213,783 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII Principals Fund, LLC | 0 |
Last balance in matching sequence
After 2020-11-11 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 3 · 2020-11-09 · Conversion · Acquired 610,635 · Balance 610,635 F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Row 6 · 2020-11-09 · Other · Disposed 610,635 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Row 10 · 2020-11-11 · Conversion · Acquired 610,637 · Balance 610,637 F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Row 13 · 2020-11-11 · Other · Disposed 610,637 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy family trust | 829,698 |
Reported balance
After 2020-11-09 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2020-11-09 · Other · Acquired 68,124 · Balance 829,698 F3: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy family trust | 897,822 |
Reported balance
After 2020-11-11 transaction · row 14
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 14 · 2020-11-11 · Other · Acquired 68,124 · Balance 897,822 F3: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital XII, LP | 5,713,438 |
Reported balance
After 2020-11-09 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2020-11-09 · Conversion · Disposed 5,713,435 · Balance 5,713,438 F5: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital XII, LP | 0 |
Reported balance
After 2020-11-11 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2020-11-11 · Conversion · Disposed 5,713,438 · Balance 0 F5: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Technology Partners XII, LP | 213,783 |
Reported balance
After 2020-11-09 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2020-11-09 · Conversion · Disposed 213,788 · Balance 213,783 F5: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Technology Partners XII, LP | 0 |
Reported balance
After 2020-11-11 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2020-11-11 · Conversion · Disposed 213,783 · Balance 0 F5: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital XII Principals Fund, LLC | 610,637 |
Reported balance
After 2020-11-09 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2020-11-09 · Conversion · Disposed 610,635 · Balance 610,637 F5: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital XII Principals Fund, LLC | 0 |
Reported balance
After 2020-11-11 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2020-11-11 · Conversion · Disposed 610,637 · Balance 0 F5: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | Direct | 38,881 |
Reported balance
Holding disclosure · report date 2020-11-09 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 38,881 F4: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 21, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.
F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
F3: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions.
F4: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 21, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.
F5: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2018 Filed Dec 3, 2018 21:02 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029980 · doc4.xml · nonDerivative · entry 4 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 21:02 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029980 · doc4.xml · nonDerivative · entry 3 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 407,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 21:02 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029980 · doc4.xml · nonDerivative · entry 2 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 142,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 21:02 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029980 · doc4.xml · nonDerivative · entry 1 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 3,808,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:49 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029783 · doc4.xml · derivative · entry 12 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 7,327,630 Underlying: Class A Common Stock · 407,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:49 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029783 · doc4.xml · derivative · entry 11 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 2,565,444 Underlying: Class A Common Stock · 142,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:49 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029783 · doc4.xml · derivative · entry 10 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 68,561,230 Underlying: Class A Common Stock · 3,808,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:49 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 44,509 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029783 · doc4.xml · nonDerivative · entry 7 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 89,018 F3 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions described in footnote (2) above. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:49 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029783 · doc4.xml · nonDerivative · entry 6 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:49 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029783 · doc4.xml · nonDerivative · entry 5 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:49 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029783 · doc4.xml · nonDerivative · entry 4 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:49 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029783 · doc4.xml · nonDerivative · entry 3 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 407,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:49 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029783 · doc4.xml · nonDerivative · entry 2 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 142,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:49 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029783 · doc4.xml · nonDerivative · entry 1 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 3,808,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 20:59 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029404 · doc4.xml · derivative · entry 12 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 2,443,403 Underlying: Class A Common Stock · 407,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 20:59 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029404 · doc4.xml · derivative · entry 11 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 7,999,287 Underlying: Class A Common Stock · 142,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 20:59 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029404 · doc4.xml · derivative · entry 10 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 72,370,187 Underlying: Class A Common Stock · 3,808,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 20:59 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 44,509 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029404 · doc4.xml · nonDerivative · entry 7 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 44,509 F3 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions described in footnote (2) above. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 20:59 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029404 · doc4.xml · nonDerivative · entry 6 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 20:59 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029404 · doc4.xml · nonDerivative · entry 5 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 20:59 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029404 · doc4.xml · nonDerivative · entry 4 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 20:59 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029404 · doc4.xml · nonDerivative · entry 3 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 407,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 20:59 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029404 · doc4.xml · nonDerivative · entry 2 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 142,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 20:59 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029404 · doc4.xml · nonDerivative · entry 1 Schreier R. Bryan · CIK 0001734432 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 3,808,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 21:43 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 17,628 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-023329 · doc4.xml · nonDerivative · entry 1 Schreier R. Bryan · CIK 0001734432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010-Seed Fund, L.P Disclosed balance after: 17,628 F1 · shares: These shares were received by Sequoia Capital U.S. Venture 2010-Seed Fund L.P. as part of a pro rata distribution-in-kind to the limited partners of an investment fund. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:31 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 2,850,494 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008937 · doc4.xml · derivative · entry 12 Schreier R. Bryan · CIK 0001734432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 2,850,494 Underlying: Class A Common Stock · 2,850,494 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F3 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F3 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management, is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:31 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionSeries B Preferred Stock · Derivative | 11,894 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008937 · doc4.xml · derivative · entry 11 Schreier R. Bryan · CIK 0001734432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 0 Underlying: Class B Common Stock · 11,894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F2 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management, is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:31 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionSeries A-1 Preferred Stock · Derivative | 1,376,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008937 · doc4.xml · derivative · entry 10 Schreier R. Bryan · CIK 0001734432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 0 Underlying: Class B Common Stock · 1,376,520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F2 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management, is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:31 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionSeries A Preferred Stock · Derivative | 1,462,080 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008937 · doc4.xml · derivative · entry 9 Schreier R. Bryan · CIK 0001734432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 0 Underlying: Class B Common Stock · 1,462,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F2 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management, is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:31 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 8,141,812 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008937 · doc4.xml · derivative · entry 8 Schreier R. Bryan · CIK 0001734432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 8,141,812 Underlying: Class A Common Stock · 8,141,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F3 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F3 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management, is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:31 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionSeries B Preferred Stock · Derivative | 33,974 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008937 · doc4.xml · derivative · entry 7 Schreier R. Bryan · CIK 0001734432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 33,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F2 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management, is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:31 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionSeries A-1 Preferred Stock · Derivative | 3,931,759 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008937 · doc4.xml · derivative · entry 6 Schreier R. Bryan · CIK 0001734432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 3,931,759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F2 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management, is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:31 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionSeries A Preferred Stock · Derivative | 4,176,079 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008937 · doc4.xml · derivative · entry 5 Schreier R. Bryan · CIK 0001734432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 4,176,079 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F2 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management, is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:31 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 76,179,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008937 · doc4.xml · derivative · entry 4 Schreier R. Bryan · CIK 0001734432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 76,179,144 Underlying: Class A Common Stock · 76,179,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F3 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F3 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management, is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:31 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionSeries B Preferred Stock · Derivative | 317,886 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008937 · doc4.xml · derivative · entry 3 Schreier R. Bryan · CIK 0001734432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 0 Underlying: Class B Common Stock · 317,886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F2 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management, is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:31 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionSeries A-1 Preferred Stock · Derivative | 36,787,659 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008937 · doc4.xml · derivative · entry 2 Schreier R. Bryan · CIK 0001734432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 0 Underlying: Class B Common Stock · 36,787,659 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F2 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management, is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:31 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionSeries A Preferred Stock · Derivative | 39,073,599 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008937 · doc4.xml · derivative · entry 1 Schreier R. Bryan · CIK 0001734432 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 0 Underlying: Class B Common Stock · 39,073,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into one share of Class B common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and has no expiration. F2 · ownership.nature: The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management, is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.