Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Azenta, Inc.BRKS · Entity 4724 | Director | September 25, 2020 | September 25, 2020 |
| COLLECTORS UNIVERSE INCCLCT · Entity 142969 | Director | December 04, 2018 | December 06, 2018 |
| LKQ CORPLKQ · Entity 1128 | Director | March 16, 2020 | March 18, 2020 |
| PSYCHEMEDICS CORPPMD · Entity 85009 | Director | November 13, 2020 | November 13, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Azenta, Inc.
Report date September 25, 2020 · Filed September 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,099 |
Reported balance
After 2020-09-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-09-25 · Grant · Acquired 17 · Balance 8,099 F1: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 4, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company.
F2: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 4, 2020. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units.
COLLECTORS UNIVERSE INC
Report date December 04, 2018 · Filed December 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,443 |
Reported balance
After 2018-08-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-08-08 · Gift · Disposed 385 · Balance 75,443 |
| Common StockSEC Table I · non-derivative | Direct | 74,023 |
Reported balance
After 2018-08-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-08-14 · Gift · Disposed 1,420 · Balance 74,023 |
| Common StockSEC Table I · non-derivative | Direct | 73,773 |
Reported balance
After 2018-08-27 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-08-27 · Gift · Disposed 250 · Balance 73,773 |
| Common StockSEC Table I · non-derivative | Direct | 72,373 |
Reported balance
After 2018-09-04 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2018-09-04 · Gift · Disposed 1,400 · Balance 72,373 |
| Common StockSEC Table I · non-derivative | Direct | 71,698 |
Reported balance
After 2018-09-18 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2018-09-18 · Gift · Disposed 675 · Balance 71,698 |
| Common StockSEC Table I · non-derivative | Direct | 71,023 |
Reported balance
After 2018-09-24 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2018-09-24 · Gift · Disposed 675 · Balance 71,023 |
| Common StockSEC Table I · non-derivative | Direct | 70,823 |
Reported balance
After 2018-10-19 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2018-10-19 · Gift · Disposed 200 · Balance 70,823 |
| Common StockSEC Table I · non-derivative | Direct | 70,423 |
Reported balance
After 2018-10-23 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2018-10-23 · Gift · Disposed 400 · Balance 70,423 |
| Common StockSEC Table I · non-derivative | Direct | 64,423 |
Reported balance
After 2018-11-28 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2018-11-28 · Gift · Disposed 6,000 · Balance 64,423 F1: Includes 6,154 shares owned by Mr. Allen's spouse. The undersigned reporting person does not have any pecuniary interest in and disclaims beneficial ownership of those shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,154 shares owned by Mr. Allen's spouse. The undersigned reporting person does not have any pecuniary interest in and disclaims beneficial ownership of those shares.
LKQ CORP
Report date March 16, 2020 · Filed March 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 241,266 |
Reported balance
After 2020-03-16 transaction · row 1
1 source rowRow 1 · 2020-03-16 · Sale · Disposed 20,000 · Balance 241,266 F1: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $20.54 to $21.05 The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy wife | 23,300 |
Reported balance
Holding disclosure · report date 2020-03-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,300 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 11,000 |
Reported balance
Holding disclosure · report date 2020-03-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $20.54 to $21.05 The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
PSYCHEMEDICS CORP
Report date November 13, 2020 · Filed November 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.005 Par ValueSEC Table I · non-derivative | Indirectin Trust | 3,000 |
Reported balance
After 2020-11-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-11-13 · Purchase · Acquired 2,000 · Balance 3,000 F1: The reporting person also holds 20,280 shares directly. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person also holds 20,280 shares directly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2017 Filed Dec 7, 2017 16:31 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GrantCommon Stock | 1,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-020337 · rdgdoc.xml · nonDerivative · entry 7 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,171 F2 · shares: Grant of restricted shares that are subject to forfeiture in the event of a cessation of service with the Company prior to vesting. The shares will cease to be subject to the risk of forfeiture (and, therefore, will become vested) as to 388, 389, 389 and 389 of those shares on March 5, 2018, June 5, 2018, September 5, 2018 and December 5, 2018, respectively, provided that the reporting person is still in the service of the Company on such date. F3 · balance_after: Includes 5,947 shares owned by Mr. Allen's spouse. The undersigned reporting person does not have any pecuniary interest in and disclaims beneficial ownership of those shares. Read SEC document |
| November 30, 2017 Filed Dec 7, 2017 16:31 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-020337 · rdgdoc.xml · nonDerivative · entry 6 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,616 Read SEC document |
| November 21, 2017 Filed Dec 7, 2017 16:31 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-020337 · rdgdoc.xml · nonDerivative · entry 5 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,616 Read SEC document |
| October 19, 2017 Filed Dec 7, 2017 16:31 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GiftCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-020337 · rdgdoc.xml · nonDerivative · entry 4 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,816 Read SEC document |
| October 13, 2017 Filed Dec 7, 2017 16:31 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GiftCommon Stock | 475 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-020337 · rdgdoc.xml · nonDerivative · entry 3 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,166 Read SEC document |
| October 12, 2017 Filed Dec 7, 2017 16:31 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GiftCommon Stock | 2,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-020337 · rdgdoc.xml · nonDerivative · entry 2 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,641 Read SEC document |
| October 03, 2017 Filed Mar 12, 2018 20:00 UTC | LKQ CORP LKQ · Entity 1128 | GiftCommon Stock | 275 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-002042 · marketforms-41372.xml · nonDerivative · entry 4 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,658 Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 20:09 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantRestricted Stock Unit · Derivative | 30 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054582 · doc4.xml · derivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,822 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 8, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 8, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 22:00 UTC | LKQ CORP LKQ · Entity 1128 | SaleCommon Stock | 16,000 | $32.92 | $526,755.20 |
DisclosureSEC source: 0001214659-17-005310 · marketforms-39500.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 23,300 F1 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $32.92 to $32.925. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| August 24, 2017 Filed Aug 29, 2017 20:35 UTC Amendment | LKQ CORP LKQ · Entity 1128 | SaleCommon Stock | 16,000 | $33.92 | $542,755.20 |
DisclosureSEC source: 0001214659-17-005363 · marketforms-39506.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 23,300 F1 · price: The original Form 4 reporting this transaction mistakenly disclosed the weighted average sale price as $32.9222. This Form 4/A discloses the correct weighted average sale price. The price range of such transactions, as corrected, was $33.92 to $33.925. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| June 26, 2017 Filed Mar 12, 2018 20:00 UTC | LKQ CORP LKQ · Entity 1128 | GiftCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-002042 · marketforms-41372.xml · nonDerivative · entry 3 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,933 Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 20:35 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantRestricted Stock Unit · Derivative | 27 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041841 · doc4.xml · derivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,792 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 2, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of June 2, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| May 30, 2017 Filed Mar 12, 2018 20:00 UTC | LKQ CORP LKQ · Entity 1128 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-002042 · marketforms-41372.xml · nonDerivative · entry 2 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,733 Read SEC document |
| May 18, 2017 Filed Mar 12, 2018 20:00 UTC | LKQ CORP LKQ · Entity 1128 | GiftCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-002042 · marketforms-41372.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,733 Read SEC document |
| May 08, 2017 Filed May 10, 2017 21:00 UTC | LKQ CORP LKQ · Entity 1128 | GrantCommon Stock | 3,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-003216 · marketforms-38803.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,083 F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2018 Annual Meeting of Stockholders of the Issuer. Read SEC document |
| May 04, 2017 Filed May 5, 2017 16:45 UTC | PSYCHEMEDICS CORP PMD · Entity 85009 | GrantStock Option (Right to Buy) · Derivative | 14,000 | $0.00 Strike: $18.87 | $0.00 |
DisclosureSEC source: 0001505148-17-000015 · edgar.xml · derivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock, $.005 Par Value · 14,000 shares Expires 2027-05-04 F1 · derivative.exercise_date: The option becomes exercisable with respect to 50% of the shares on April 30, 2018 and with respect to the remaining 50% on April 30, 2019, so long as the recipient continues as a director of the Issuer through each such respective vesting date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 22:00 UTC | LKQ CORP LKQ · Entity 1128 | SaleCommon Stock | 50,000 | $31.27 | $1,563,695.00 |
DisclosureSEC source: 0001214659-17-002934 · marketforms-38690.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,421 F1 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $31.10 to $32.55. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 21:16 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantRestricted Stock Unit · Derivative | 36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023168 · doc4.xml · derivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,765 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 4, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of March 4, 2017. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| February 14, 2017 Filed Dec 7, 2017 16:31 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-020337 · rdgdoc.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,116 F1 · balance_after: Includes 4,404 shares acquired under the Company's Dividend Reinvestment Plan. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:24 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 4,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009542 · doc4.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,348 F1 · price: Grant of restricted shares under the company's 2015 Equity Incentive Plan. All shares vest in one year on the date one day before the Company's 2018 Annual Meeting of Stockholders. Read SEC document |
| January 05, 2017 Filed Jan 5, 2017 21:08 UTC | Azenta, Inc. BRKS · Entity 4724 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001977 · doc4.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,993 F1 · price: The reporting person gifted 100 shares of Brooks Automation, Inc. stock each to two family members not residing with the reporting person for no consideration. The reporting person disclaims beneficial ownership of and pecuniary interest in such shares. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 12:51 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantRestricted Stock Unit · Derivative | 48 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156616 · doc4.xml · derivative · entry 2 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,729 Underlying: Common Stock · 48 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F3 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 2, 2016. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F3 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of December 2, 2016. Grant of Restricted Stock Units under the Company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| December 22, 2016 Filed Dec 22, 2016 22:00 UTC | LKQ CORP LKQ · Entity 1128 | GiftCommon Stock | 3,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015429 · marketforms-37455.xml · nonDerivative · entry 4 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,421 Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 12:51 UTC | Azenta, Inc. BRKS · Entity 4724 | GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156616 · doc4.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,193 F1 · price: The reporting person gifted 100 shares of Brooks Automation, Inc. stock each to six family members not residing with the reporting person for no consideration. The reporting person disclaims beneficial ownership of and pecuniary interest in such shares. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 22:00 UTC | LKQ CORP LKQ · Entity 1128 | SaleCommon Stock | 30,000 | $31.98 | $959,460.00 |
DisclosureSEC source: 0001214659-16-015429 · marketforms-37455.xml · nonDerivative · entry 3 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,846 F1 · price: The price reflects the weighted average sale price of the transactions reported. The price range of such transactions was $31.91 to $32.05. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| December 14, 2016 Filed Dec 22, 2016 22:00 UTC | LKQ CORP LKQ · Entity 1128 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015429 · marketforms-37455.xml · nonDerivative · entry 2 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,846 Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:01 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GrantCommon Stock | 2,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-043101 · rdgdoc.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,812 F1 · shares: Grant of restricted shares that are subject to forfeiture in the event of a cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and, therefore, will become vested) as to 537, 537, 537 and 538 of those shares on March 6, 2017, June 6, 2017, September 6, 2017 and December 6, 2017, respectively, provided that the reporting person is still in the service of the Company on such date. F2 · balance_after: Includes 5,000 shares owned by Mr. Allen's spouse. The undersigned reporting person does not have any pecuniary interest in and disclaims beneficial ownership of those shares. Read SEC document |
| December 02, 2016 Filed Dec 22, 2016 22:00 UTC | LKQ CORP LKQ · Entity 1128 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015429 · marketforms-37455.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,246 Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 20:13 UTC | Azenta, Inc. BRKS · Entity 4724 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145796 · doc4.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,793 F1 · price: The reporting person gifted 100 shares of Brooks Automation, Inc. stock to a family member not residing with the reporting person for no consideration. The reporting person disclaims beneficial ownership of and pecuniary interest in such shares. Read SEC document |
| September 23, 2016 Filed Sep 29, 2016 01:05 UTC | LKQ CORP LKQ · Entity 1128 | Exercise / conversionStock Option (right to buy) (10/02/2006 grant) · Derivative | 80,000 | $0.00 Strike: $5.38 | $0.00 |
DisclosureSEC source: 0001214659-16-013854 · marketforms-36340.xml · derivative · entry 9 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2016-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2016 Filed Sep 29, 2016 01:05 UTC | LKQ CORP LKQ · Entity 1128 | Exercise / conversionCommon Stock | 80,000 | $5.38 | $430,200.00 |
DisclosureSEC source: 0001214659-16-013854 · marketforms-36340.xml · nonDerivative · entry 6 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2016 Filed Sep 29, 2016 20:14 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantRestricted Stock Unit · Derivative | 59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143140 · doc4.xml · derivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,681 Underlying: Common Stock · 59 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F2 · kind: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 2, 2016. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F2 · price: Grant of Restricted Stock Units (RSUs) based on the conversion of accumulated cash dividend equivalents on previously granted RSUs determined using the closing price of the Company's common stock on the dividend record date of September 2, 2016. Grant of Restricted Stock Units under the company's 2015 Equity Incentive Plan. No amount was paid upon grant of the units. F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one share of Brooks common stock. The units are fully vested upon grant but the Reporting Person elected to have the settlement deferred until the later of his attainment of age 65 or his separation from service from the company. Read SEC document |
| September 02, 2016 Filed Sep 21, 2016 13:19 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-038962 · rdgdoc.xml · nonDerivative · entry 2 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,663 F1 · balance_after: Includes 5,000 shares owned by Mr. Allen's spouse. The undersigned reporting person does not have any pecuniary interest in and disclaims beneficial ownership of those 5,000 shares. Read SEC document |
| August 29, 2016 Filed Sep 21, 2016 13:19 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-038962 · rdgdoc.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,663 F1 · balance_after: Includes 5,000 shares owned by Mr. Allen's spouse. The undersigned reporting person does not have any pecuniary interest in and disclaims beneficial ownership of those 5,000 shares. Read SEC document |
| August 18, 2016 Filed Sep 29, 2016 01:05 UTC | LKQ CORP LKQ · Entity 1128 | GiftCommon Stock | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-013854 · marketforms-36340.xml · nonDerivative · entry 5 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,546 Read SEC document |
| August 02, 2016 Filed Sep 29, 2016 01:05 UTC | LKQ CORP LKQ · Entity 1128 | GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-013854 · marketforms-36340.xml · nonDerivative · entry 4 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,906 Read SEC document |
| August 01, 2016 Filed Sep 29, 2016 01:05 UTC | LKQ CORP LKQ · Entity 1128 | GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-013854 · marketforms-36340.xml · nonDerivative · entry 3 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,656 Read SEC document |
| June 28, 2016 Filed Sep 29, 2016 01:05 UTC | LKQ CORP LKQ · Entity 1128 | GiftCommon Stock | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-013854 · marketforms-36340.xml · nonDerivative · entry 2 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,406 Read SEC document |
| May 11, 2016 Filed Sep 29, 2016 01:05 UTC | LKQ CORP LKQ · Entity 1128 | GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-013854 · marketforms-36340.xml · nonDerivative · entry 1 ALLEN A CLINTON · CIK 0001041888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,956 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.