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Ott Jeffrey L

Disclosed activity across 2 companies

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145310
SEC CIK
0001299046

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TEAM INCTISI · Entity 6688President, TEAM PSL & QuestNovember 15, 2020November 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TEAM INC

Report date November 15, 2020 · Filed November 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect365,082 Ending reported balance After 2020-11-15 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2020-11-15 · Exercise / conversion · Acquired 1,464 · Balance 356,805

F1: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

Row 2 · 2020-11-15 · Exercise / conversion · Acquired 2,751 · Balance 359,556

F1: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

Row 3 · 2020-11-15 · Exercise / conversion · Acquired 2,659 · Balance 362,215

F1: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

Row 4 · 2020-11-15 · Exercise / conversion · Acquired 2,867 · Balance 365,082

F1: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2030-11-15Direct21,154 Reported balance After 2020-11-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-11-15 · Grant · Acquired 21,154 · Balance 21,154

F2: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F3: Stock Units vest one-third on 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-11-15Direct638 Reported balance After 2020-11-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-11-15 · Exercise / conversion · Disposed 1,464 · Balance 638

F2: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F4: Stock Units vest 25% on 11/15/2017, 11/15/2018, 11/15/2019 and 11/15/2020, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-11-15Direct0 Reported balance After 2020-11-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-11-15 · Tax withholding · Disposed 638 · Balance 0

F5: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-11-15Direct5,152 Reported balance After 2020-11-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-11-15 · Exercise / conversion · Disposed 2,751 · Balance 5,152

F2: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F6: Stock Units vest 25% on 11/15/2018, 11/15/2019, 11/15/2020 and 11/15/2021, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-11-15Direct3,952 Reported balance After 2020-11-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-11-15 · Tax withholding · Disposed 1,200 · Balance 3,952

F5: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-11-15Direct8,794 Reported balance After 2020-11-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-11-15 · Exercise / conversion · Disposed 2,659 · Balance 8,794

F2: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F7: Stock Units vest 25% on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-11-15Direct7,635 Reported balance After 2020-11-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2020-11-15 · Tax withholding · Disposed 1,159 · Balance 7,635

F5: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-11-15Direct13,601 Reported balance After 2020-11-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2020-11-15 · Exercise / conversion · Disposed 2,867 · Balance 13,601

F2: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F8: Stock Units vest 25% on 11/15/2020, 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-11-15Direct12,351 Reported balance After 2020-11-15 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2020-11-15 · Tax withholding · Disposed 1,250 · Balance 12,351

F5: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

F2: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F3: Stock Units vest one-third on 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

F4: Stock Units vest 25% on 11/15/2017, 11/15/2018, 11/15/2019 and 11/15/2020, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

F5: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

F6: Stock Units vest 25% on 11/15/2018, 11/15/2019, 11/15/2020 and 11/15/2021, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

F7: Stock Units vest 25% on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

F8: Stock Units vest 25% on 11/15/2020, 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ClearSign Technologies Corp

Report date October 01, 2018 · Filed October 02, 2018

Section 16 reporting ended · disclosed 2018-10-02. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2017 Filed Oct 17, 2017 20:42 UTC TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 539 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029936 · form4.xml · derivative · entry 9

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,864

Underlying: Common Stock · 539 shares

Expires 2025-10-15

F4 · derivative.exercise_price: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Read SEC document
October 15, 2017 Filed Oct 17, 2017 20:42 UTC TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 893 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029936 · form4.xml · derivative · entry 8

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,403

Underlying: Common Stock · 893 shares

Expires 2025-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F6 · derivative.exercise_date: Stock Units vest 25% on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Read SEC document
October 15, 2017 Filed Oct 17, 2017 20:42 UTC TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 491 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029936 · form4.xml · derivative · entry 7

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306

Underlying: Common Stock · 491 shares

Expires 2024-10-15

F4 · derivative.exercise_price: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Read SEC document
October 15, 2017 Filed Oct 17, 2017 20:42 UTC TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 814 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029936 · form4.xml · derivative · entry 6

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,797

Underlying: Common Stock · 814 shares

Expires 2024-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F5 · derivative.exercise_date: Stock Units vest 25% on 11/4/2015, 10/15/2016, 10/15/2017 and 10/15/2018, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the repective vesting schedule.

Read SEC document
October 15, 2017 Filed Oct 17, 2017 20:42 UTC TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 478 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029936 · form4.xml · derivative · entry 5

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 478 shares

Expires 2023-10-15

F4 · derivative.exercise_price: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Read SEC document
October 15, 2017 Filed Oct 17, 2017 20:42 UTC TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 793 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029936 · form4.xml · derivative · entry 4

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478

Underlying: Common Stock · 793 shares

Expires 2023-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F3 · derivative.exercise_date: Stock Units vest 25% on 10/15/2014, 10/15/2015, 10/15/2016 and 10/15/2017, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Read SEC document
October 15, 2017 Filed Oct 17, 2017 20:42 UTC TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 893 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029936 · form4.xml · nonDerivative · entry 3

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents vesting of restricted Stock Units and conversion to Team Common Stock.

Read SEC document
October 15, 2017 Filed Oct 17, 2017 20:42 UTC TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 814 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029936 · form4.xml · nonDerivative · entry 2

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents vesting of restricted Stock Units and conversion to Team Common Stock.

Read SEC document
October 15, 2017 Filed Oct 17, 2017 20:42 UTC TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 793 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029936 · form4.xml · nonDerivative · entry 1

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents vesting of restricted Stock Units and conversion to Team Common Stock.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 20:45 UTC TEAM INC TISI · Entity 6688 GrantRestricted Stock Units · Derivative 35,186 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-027849 · form4.xml · derivative · entry 2

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,186

Underlying: Common Stock · 35,186 shares

Expires 2027-09-18

F1 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F2 · derivative.exercise_date: Stock Units vest 100% on 9/18/2019, unless earlier vested or terminated in accordance with the Retention Agreement. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:53 UTC ClearSign Technologies Corp CLIR · Entity 7487 GrantCommon Stock/CLIR 27,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-009081 · v459437_4.xml · nonDerivative · entry 1

Ott Jeffrey L · CIK 0001299046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,226

F1 · shares: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan.

F1 · price: On February 10, 2017, the Issuer's Compensation Committee approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As full compensation for services provided to the Issuer during 2017, each independent director was granted 27,778 shares of common stock, having a per share value of $3.60, the closing price of the Issuer's common stock on the date of grant. The Company has the right to repurchase the shares at a price of $0.0001 per share upon the termination of the reporting person's services as a director or other circumstances designated in the award agreement. The repurchase right expires on February 10, 2018. The shares will be issued from the Issuer's 2011 Equity Compensation Plan.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 21:32 UTC ClearSign Technologies Corp CLIR · Entity 7487 OtherWarrant to Purchase Common Stock · Derivative 3,462 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001144204-17-004034 · v457572_4.xml · derivative · entry 3

Ott Jeffrey L · CIK 0001299046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,462

Underlying: Common Stock · 3,462 shares

Expires 2019-01-25

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

F2 · derivative.underlying: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.00 from the date of issuance through January 25, 2019.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 21:32 UTC ClearSign Technologies Corp CLIR · Entity 7487 OtherCommon Stock/CLIR 3,462 $4.00 $13,848.00
Disclosure

SEC source: 0001144204-17-004034 · v457572_4.xml · nonDerivative · entry 1

Ott Jeffrey L · CIK 0001299046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,448

F1 · price: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 12:04 UTC ClearSign Technologies Corp CLIR · Entity 7487 GrantCommon Stock 3,676 $3.40 $12,498.40
Disclosure

SEC source: 0001144204-17-000021 · v456039_4.xml · nonDerivative · entry 1

Ott Jeffrey L · CIK 0001299046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,986

F1 · shares: On March 9, 2016 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2016, each independent director was granted 3,676 shares of common stock per quarter, having a per share value of $3.40, the closing price of the Issuer's common stock on the date of grant. The shares of common stock were issued from the Company's 2011 Equity Incentive Plan and held in escrow until the shares are earned. The shares are earned on a quarterly basis and are released to the independent directors on the last day of each fiscal quarter.

F1 · price: On March 9, 2016 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2016, each independent director was granted 3,676 shares of common stock per quarter, having a per share value of $3.40, the closing price of the Issuer's common stock on the date of grant. The shares of common stock were issued from the Company's 2011 Equity Incentive Plan and held in escrow until the shares are earned. The shares are earned on a quarterly basis and are released to the independent directors on the last day of each fiscal quarter.

Read SEC document
December 27, 2016 Filed Jan 26, 2017 21:32 UTC ClearSign Technologies Corp CLIR · Entity 7487 OtherSubscription Rights (Right to Purchase) · Derivative 3,462 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001144204-17-004034 · v457572_4.xml · derivative · entry 2

Ott Jeffrey L · CIK 0001299046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: See Footnote · 3,462 shares

Expires 2017-01-13

F1 · derivative.underlying: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by the Issuer to all holders of the Issuer's common stock. Each holder received 0.2 subscription rights per share of stock owned, and each right allowed the recipient to purchase one unit, consisting of one share of common stock and one warrant to purchase one share of common stock. The subscription price per unit was $4.00.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 16:38 UTC TEAM INC TISI · Entity 6688 GrantRestricted Stock Units · Derivative 8,407 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067511 · form4.xml · derivative · entry 2

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,407

Underlying: Common Stock · 8,407 shares

Expires 2026-11-15

F1 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F2 · derivative.exercise_date: Stock Units vest 25% on 11/15/2017, 11/15/2018, 11/15/2019 and 11/15/2020, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Read SEC document
October 15, 2016 Filed Oct 25, 2016 20:45 UTC TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 539 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065218 · form4.xml · derivative · entry 12

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,296

Underlying: Common Stock · 539 shares

Expires 2025-10-15

F4 · derivative.exercise_price: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Read SEC document
October 15, 2016 Filed Oct 25, 2016 20:45 UTC TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 893 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065218 · form4.xml · derivative · entry 11

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,835

Underlying: Common Stock · 893 shares

Expires 2025-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F7 · derivative.exercise_date: Stock Units vest 25% on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Read SEC document
October 15, 2016 Filed Oct 25, 2016 20:45 UTC TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 491 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065218 · form4.xml · derivative · entry 10

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,611

Underlying: Common Stock · 491 shares

Expires 2024-10-15

F4 · derivative.exercise_price: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Read SEC document
October 15, 2016 Filed Oct 25, 2016 20:45 UTC TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 815 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065218 · form4.xml · derivative · entry 9

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,102

Underlying: Common Stock · 815 shares

Expires 2024-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F6 · derivative.exercise_date: Stock Units vest 25% on 11/4/2015, 10/15/2016, 10/15/2017 and 10/15/2018, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the repective vesting schedule.

Read SEC document
October 15, 2016 Filed Oct 25, 2016 20:45 UTC TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 478 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065218 · form4.xml · derivative · entry 8

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271

Underlying: Common Stock · 478 shares

Expires 2023-10-15

F4 · derivative.exercise_price: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Read SEC document
October 15, 2016 Filed Oct 25, 2016 20:45 UTC TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 793 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065218 · form4.xml · derivative · entry 7

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 793 shares

Expires 2023-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F5 · derivative.exercise_date: Stock Units vest 25% on 10/15/2014, 10/15/2015, 10/15/2016 and 10/15/2017, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Read SEC document
October 15, 2016 Filed Oct 25, 2016 20:45 UTC TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 87 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065218 · form4.xml · derivative · entry 6

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87 shares

Expires 2022-10-15

F4 · derivative.exercise_price: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Read SEC document
October 15, 2016 Filed Oct 25, 2016 20:45 UTC TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 142 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065218 · form4.xml · derivative · entry 5

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87

Underlying: Common Stock · 142 shares

Expires 2022-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F3 · derivative.exercise_date: Stock Units vest 25% on 10/15/2013, 10/15/2014, 10/15/2015 and 10/15/2016, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

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October 15, 2016 Filed Oct 25, 2016 20:45 UTC TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 893 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065218 · form4.xml · nonDerivative · entry 4

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents vesting of restricted Stock Units and conversion to Team Common Stock.

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October 15, 2016 Filed Oct 25, 2016 20:45 UTC TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 815 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065218 · form4.xml · nonDerivative · entry 3

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents vesting of restricted Stock Units and conversion to Team Common Stock.

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October 15, 2016 Filed Oct 25, 2016 20:45 UTC TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 793 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065218 · form4.xml · nonDerivative · entry 2

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents vesting of restricted Stock Units and conversion to Team Common Stock.

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October 15, 2016 Filed Oct 25, 2016 20:45 UTC TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065218 · form4.xml · nonDerivative · entry 1

Ott Jeffrey L · CIK 0001299046 · President, TeamFurmanite&Quest

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents vesting of restricted Stock Units and conversion to Team Common Stock.

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September 30, 2016 Filed Nov 1, 2016 00:09 UTC ClearSign Technologies Corp CLIR · Entity 7487 GrantCommon Stock 3,676 $3.40 $12,498.40
Disclosure

SEC source: 0001144204-16-130654 · v451809_4.xml · nonDerivative · entry 1

Ott Jeffrey L · CIK 0001299046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,310

F1 · shares: On March 9, 2016 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2016, each independent director was granted 3,676 shares of common stock per quarter, having a per share value of $3.40, the closing price of the Issuer's common stock on the date of grant. The shares of common stock were issued from the Company's 2011 Equity Incentive Plan and held in escrow until the shares are earned. The shares are earned on a quarterly basis and are released to the independent directors on the last day of each fiscal quarter.

F1 · price: On March 9, 2016 the Issuer's board of directors approved annual compensation for the Issuer's independent directors. The reporting person is an independent director. As partial compensation for services provided to the Issuer during 2016, each independent director was granted 3,676 shares of common stock per quarter, having a per share value of $3.40, the closing price of the Issuer's common stock on the date of grant. The shares of common stock were issued from the Company's 2011 Equity Incentive Plan and held in escrow until the shares are earned. The shares are earned on a quarterly basis and are released to the independent directors on the last day of each fiscal quarter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.