Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT CORP.IIVI · Entity 1179 | Director | August 28, 2018 | August 30, 2018 |
| ON SEMICONDUCTOR CORPON · Entity 3161 | EVP & Chief Operating Officer | November 13, 2020 | November 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT CORP.
Report date August 28, 2018 · Filed August 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,069 |
Reported balance
After 2018-08-28 transaction · row 1
1 source rowRow 1 · 2018-08-28 · Grant · Acquired 1,608 · Balance 12,069 F1: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2019. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.90 · Expires 2028-08-28 | Direct | 4,020 |
Reported balance
After 2018-08-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-08-28 · Grant · Acquired 4,020 · Balance 4,020 F2: These options will vest in four equal annual installments beginning on August 28, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2019.
F2: These options will vest in four equal annual installments beginning on August 28, 2019.
ON SEMICONDUCTOR CORP
Report date November 13, 2020 · Filed November 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 489,025 |
Reported balance
After 2020-11-13 transaction · row 1
1 source rowRow 1 · 2020-11-13 · Sale · Disposed 104,462 · Balance 489,025 F1: This disposition transaction was executed in multiple trades at prices ranging from $27.84 to $28.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This disposition transaction was executed in multiple trades at prices ranging from $27.84 to $28.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2016 Filed Dec 14, 2016 19:55 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | Exercise / conversionCommon | 60,000 | $9.21 | $552,480.00 |
DisclosureSEC source: 0001225208-16-043159 · doc4.xml · nonDerivative · entry 1 Schromm William A. · CIK 0001363806 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan (i.e. a stock trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended). Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 20:20 UTC | ON SEMICONDUCTOR CORP ON · Entity 3161 | Tax withholdingCommon | 4,539 | $11.03 | $50,065.17 |
DisclosureSEC source: 0001225208-16-038951 · doc4.xml · nonDerivative · entry 1 Schromm William A. · CIK 0001363806 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,397 F1 · shares: This disposition transaction represents shares withheld by the Issuer in connection with the September 2, 2014 restricted stock units award to the Reporting Person under the Issuer's Amended and Restated Stock Incentive Plan. On September 2, 2016, certain of these units vested. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.