Mitra Shankh

SEC source: 0001209191-20-001136 · doc4.xml · derivative · entry 4

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,876 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These deferred stock units were granted without cash consideration on August 1, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in two installments with 2,876 units having vested on February 7, 2019 and 2,876 units having vested on December 31, 2019.

F3 · derivative.exercise_date: These deferred stock units were granted without cash consideration on August 1, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in two installments with 2,876 units having vested on February 7, 2019 and 2,876 units having vested on December 31, 2019.

F3 · derivative.expiration_date: These deferred stock units were granted without cash consideration on August 1, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in two installments with 2,876 units having vested on February 7, 2019 and 2,876 units having vested on December 31, 2019.

F4 · derivative.underlying_shares: The reported transaction was a vesting of 2,876 deferred stock units on December 31, 2019, resulting in the issuance of 2,876 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

F3 · balance_after: These deferred stock units were granted without cash consideration on August 1, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in two installments with 2,876 units having vested on February 7, 2019 and 2,876 units having vested on December 31, 2019.

SEC source: 0001209191-20-001136 · doc4.xml · nonDerivative · entry 2

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,149

F1 · shares: Shares withheld upon vesting to satisfy tax withholding obligation.

SEC source: 0001209191-20-001136 · doc4.xml · nonDerivative · entry 1

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-059676 · doc4.xml · nonDerivative · entry 2

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,397

F1 · kind: The reporting is voluntary reporting the acquisition of shares of the issuer's common stock pursuant to the Welltower Inc. Employee Stock Purchase Plan ("ESPP"). These transactions were both exempt under Rule 16b-3(c) and Rule 16b-3(d).

F3 · price: In accordance with the ESPP these shares were purchased based on 85% of the closing stock price on June 3, 2019, the first trading day of the offering period.

SEC source: 0001209191-19-059676 · doc4.xml · nonDerivative · entry 1

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,394

F1 · kind: The reporting is voluntary reporting the acquisition of shares of the issuer's common stock pursuant to the Welltower Inc. Employee Stock Purchase Plan ("ESPP"). These transactions were both exempt under Rule 16b-3(c) and Rule 16b-3(d).

F2 · price: In accordance with the ESPP these shares were purchased based on 85% of the closing stock price on May 31, 2019, the last trading day of the offering period.

SEC source: 0001209191-19-011269 · doc4.xml · nonDerivative · entry 1

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,054

F1 · shares: These shares represent restricted stock units that were granted without cash consideration on February 14, 2019 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2019-2021 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2020, January 15, 2021, January 15, 2022 and January 15, 2023.

F1 · price: These shares represent restricted stock units that were granted without cash consideration on February 14, 2019 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2019-2021 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2020, January 15, 2021, January 15, 2022 and January 15, 2023.

SEC source: 0001209191-19-009096 · doc4.xml · derivative · entry 4

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,876

Underlying: Common · 2,876 shares

Expires 2019-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These deferred stock units were granted without cash consideration on August 1, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in two installments with 2,876 units having vested on February 7, 2019 and 2,876 units vesting on December 31, 2019.

F3 · derivative.exercise_date: These deferred stock units were granted without cash consideration on August 1, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in two installments with 2,876 units having vested on February 7, 2019 and 2,876 units vesting on December 31, 2019.

F3 · derivative.expiration_date: These deferred stock units were granted without cash consideration on August 1, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in two installments with 2,876 units having vested on February 7, 2019 and 2,876 units vesting on December 31, 2019.

F4 · derivative.underlying_shares: The reported transaction was a vesting of 2,876 deferred stock units on February 7, 2019, resulting in the issuance of 2,876 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

F3 · balance_after: These deferred stock units were granted without cash consideration on August 1, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in two installments with 2,876 units having vested on February 7, 2019 and 2,876 units vesting on December 31, 2019.

SEC source: 0001209191-19-009096 · doc4.xml · nonDerivative · entry 2

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,372

F1 · shares: Shares withheld upon vesting to satisfy tax withholding obligation.

SEC source: 0001209191-19-009096 · doc4.xml · nonDerivative · entry 1

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-004339 · doc4.xml · nonDerivative · entry 1

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,815

F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligations.

SEC source: 0001209191-19-002851 · doc4.xml · nonDerivative · entry 1

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,137

F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligations.

SEC source: 0001209191-18-061798 · doc4.xml · nonDerivative · entry 2

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,360

F1 · security: The reporting is voluntary reporting the acquisition of shares of the issuer's common stock pursuant to the Welltower Inc. Employee Stock Purchase Plan ("ESPP"). These transactions were both exempt under Rule 16b-3(c) and Rule 16b-3(d).

F3 · shares: In accordance with the ESPP these shares were purchased based on 85% of the closing stock price on June 1, 2018, the first trading day of the offering period.

SEC source: 0001209191-18-046494 · doc4.xml · nonDerivative · entry 3

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Indirect · By son and daugher

Disclosed balance after: 45,978

F3 · kind: This transaction involved a gift of securities by the reporting person to his son and daughter, who share reporting person's household. The reporting person disclaims beneficial ownership of the shares by his son and daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's or daughter's shares for purposes of Section 16 or for any other purpose.

F4 · shares: Of the 62 shares 31 shares are held by the son of the reporting person and 31 shares are held by the daughter of the reporting person.

SEC source: 0001209191-18-046494 · doc4.xml · nonDerivative · entry 2

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,040

F2 · price: This transaction was executed in multiple trades ranging from $63.48 to $63.6127. The price above reflects the weighted average purchase price. The reporting person undertakes to provide to issuer, any securities holder of the holder of the issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

SEC source: 0001209191-18-046494 · doc4.xml · nonDerivative · entry 1

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,978

F1 · shares: These shares represent restricted stock units that were granted without cash consideration on August 9, 2018 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2018-2020 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2019, January 15, 2020, January 15, 2021 and January 15, 2022.

F1 · price: These shares represent restricted stock units that were granted without cash consideration on August 9, 2018 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2018-2020 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2019, January 15, 2020, January 15, 2021 and January 15, 2022.

SEC source: 0001209191-18-061798 · doc4.xml · nonDerivative · entry 1

Mitra Shankh · CIK 0001698445 · EVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,263

F1 · security: The reporting is voluntary reporting the acquisition of shares of the issuer's common stock pursuant to the Welltower Inc. Employee Stock Purchase Plan ("ESPP"). These transactions were both exempt under Rule 16b-3(c) and Rule 16b-3(d).

F2 · shares: In accordance with the ESPP these shares were purchased based on 85% of the closing stock price on May 31, 2018, the last trading day of the offering period.

SEC source: 0001209191-18-011498 · doc4.xml · nonDerivative · entry 1

Mitra Shankh · CIK 0001698445 · SVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,805

F1 · shares: These shares represent restricted stock units that were granted without cash consideration on February 15, 2018 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2018-2020 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2019, January 15, 2020, January 15, 2021 and January 15, 2022.

F1 · price: These shares represent restricted stock units that were granted without cash consideration on February 15, 2018 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2018-2020 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2019, January 15, 2020, January 15, 2021 and January 15, 2022.

SEC source: 0001209191-18-009310 · doc4.xml · nonDerivative · entry 1

Mitra Shankh · CIK 0001698445 · SVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,179

F1 · shares: These shares represent restricted stock units that were granted without cash consideration on February 8, 2018 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each restricted stock unit will be settled in common stock upon vesting in three equal installments on January 15, 2019, January 15, 2020 and January 15, 2021.

F1 · price: These shares represent restricted stock units that were granted without cash consideration on February 8, 2018 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each restricted stock unit will be settled in common stock upon vesting in three equal installments on January 15, 2019, January 15, 2020 and January 15, 2021.

SEC source: 0001209191-18-004108 · doc4.xml · nonDerivative · entry 1

Mitra Shankh · CIK 0001698445 · SVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,460

F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligation.

SEC source: 0001209191-18-002743 · doc4.xml · nonDerivative · entry 1

Mitra Shankh · CIK 0001698445 · SVP, Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,959

F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligation.

SEC source: 0001209191-17-047489 · doc4.xml · derivative · entry 2

Mitra Shankh · CIK 0001698445 · SVP, Finance & Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526

Underlying: Common · 526 shares

Expires not disclosed

F2 · derivative.exercise_price: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period (2017-2019) based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F2 · price: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period (2017-2019) based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F2 · derivative.exercise_date: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period (2017-2019) based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F2 · derivative.expiration_date: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period (2017-2019) based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F2 · derivative.underlying_shares: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period (2017-2019) based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

SEC source: 0001209191-17-047489 · doc4.xml · derivative · entry 1

Mitra Shankh · CIK 0001698445 · SVP, Finance & Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943

Underlying: Common · 943 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period (2017-2018) based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · price: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period (2017-2018) based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.exercise_date: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period (2017-2018) based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.expiration_date: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period (2017-2018) based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.underlying_shares: The performance-based restricted stock units were granted under the Welltower Inc. 2016 Long-Term Incentive Plan. Final shares amounts will be determined at the conclusion of the performance period (2017-2018) based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.