Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Chord Energy CorpOAS · Entity 630 | Director · CEO | November 18, 2020 | November 20, 2020 |
| Oasis Midstream Partners LPOMP · Entity 130813 | Director | June 12, 2020 | June 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Chord Energy Corp
Report date November 18, 2020 · Filed November 20, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-11-19 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2020-11-18 · Grant · Acquired 10,780 · Balance 799,896 F1: Represents shares issuable to the reporting person in settlement of a grant of performance share units made on January 12, 2017. On November 18, 2020, these shares were determined to have been earned, and they vested on such date in connection with a change of control that occurred in connection with Oasis Petroleum Inc.'s voluntary cases under Chapter 11 of the U.S. Bankruptcy Code. Row 2 · 2020-11-18 · Tax withholding · Disposed 4,242 · Balance 795,654 Row 3 · 2020-11-18 · Grant · Acquired 35,386 · Balance 831,040 F2: Represents shares issuable to the reporting person in settlement of a grant of performance share units made on January 24, 2018. On November 18, 2020, these shares were determined to have been earned, and they vested on such date in connection with a change of control that occurred in connection with Oasis Petroleum Inc.'s voluntary cases under Chapter 11 of the U.S. Bankruptcy Code. Row 4 · 2020-11-18 · Tax withholding · Disposed 13,925 · Balance 817,115 Row 5 · 2020-11-19 · Disposition to issuer · Disposed 817,115 · Balance 0 F3: On September 30, 2020, Oasis Petroleum Inc. ("Oasis") and certain of its affiliates (together with Oasis, the "Company") commenced voluntary cases under Chapter 11 of the U.S. Bankruptcy Code ("Chapter 11") in the U.S. Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On November 10, 2020 the Bankruptcy Court entered an order confirming the Joint Prepackaged Chapter 11 Plan of Reorganization of Oasis and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On November 19, 2020 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from Chapter 11. F4: On the Effective Date, all outstanding shares of Oasis common stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. |
| Warrants (Rights to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.57 · Expires 2024-11-19 | Direct | 4,136 |
Reported balance
After 2020-11-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-11-19 · Grant · Acquired 4,136 · Balance 4,136 F3: On September 30, 2020, Oasis Petroleum Inc. ("Oasis") and certain of its affiliates (together with Oasis, the "Company") commenced voluntary cases under Chapter 11 of the U.S. Bankruptcy Code ("Chapter 11") in the U.S. Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On November 10, 2020 the Bankruptcy Court entered an order confirming the Joint Prepackaged Chapter 11 Plan of Reorganization of Oasis and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On November 19, 2020 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from Chapter 11. F5: On the Effective Date, pursuant to and under the Plan, the Reporting Person received warrants (the "Warrants") to purchase shares of outstanding common stock, par value $0.01 per share, of Oasis (the "New Common Stock"), in exchange for all of the Reporting Person's outstanding shares of Oasis Common Stock, which were cancelled and extinguished in accordance with the Plan. Each Warrant is exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issuable to the reporting person in settlement of a grant of performance share units made on January 12, 2017. On November 18, 2020, these shares were determined to have been earned, and they vested on such date in connection with a change of control that occurred in connection with Oasis Petroleum Inc.'s voluntary cases under Chapter 11 of the U.S. Bankruptcy Code.
F2: Represents shares issuable to the reporting person in settlement of a grant of performance share units made on January 24, 2018. On November 18, 2020, these shares were determined to have been earned, and they vested on such date in connection with a change of control that occurred in connection with Oasis Petroleum Inc.'s voluntary cases under Chapter 11 of the U.S. Bankruptcy Code.
F3: On September 30, 2020, Oasis Petroleum Inc. ("Oasis") and certain of its affiliates (together with Oasis, the "Company") commenced voluntary cases under Chapter 11 of the U.S. Bankruptcy Code ("Chapter 11") in the U.S. Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On November 10, 2020 the Bankruptcy Court entered an order confirming the Joint Prepackaged Chapter 11 Plan of Reorganization of Oasis and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On November 19, 2020 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from Chapter 11.
F4: On the Effective Date, all outstanding shares of Oasis common stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.
F5: On the Effective Date, pursuant to and under the Plan, the Reporting Person received warrants (the "Warrants") to purchase shares of outstanding common stock, par value $0.01 per share, of Oasis (the "New Common Stock"), in exchange for all of the Reporting Person's outstanding shares of Oasis Common Stock, which were cancelled and extinguished in accordance with the Plan. Each Warrant is exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.
Oasis Midstream Partners LP
Report date June 12, 2020 · Filed June 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 19,927 |
Reported balance
After 2020-06-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-12 · Disposition to issuer · Disposed 15,460 · Balance 19,927 F1: Each Phantom Unit is the economic equivalent of one common unit representing a limited partner interest of Oasis Midstream Partners LP (the "Partnership"). F2: The reported transaction involved the Reporting Person's voluntary forfeiture of 15,460 phantom units in connection with the new Oasis Petroleum Inc. executive compensation program. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Phantom Unit is the economic equivalent of one common unit representing a limited partner interest of Oasis Midstream Partners LP (the "Partnership").
F2: The reported transaction involved the Reporting Person's voluntary forfeiture of 15,460 phantom units in connection with the new Oasis Petroleum Inc. executive compensation program.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2017 Filed Feb 16, 2017 16:44 UTC | Chord Energy Corp OAS · Entity 630 | Tax withholdingCommon Stock | 11,101 | $14.50 | $160,964.50 |
DisclosureSEC source: 0001209191-17-011493 · doc4.xml · nonDerivative · entry 1 Nusz Thomas B · CIK 0001494075 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569,546 Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 17:05 UTC | Chord Energy Corp OAS · Entity 630 | Tax withholdingCommon Stock | 34,587 | $14.46 | $500,128.02 |
DisclosureSEC source: 0001209191-17-005301 · doc4.xml · nonDerivative · entry 1 Nusz Thomas B · CIK 0001494075 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580,647 Read SEC document |
| January 15, 2017 Filed Jan 17, 2017 17:23 UTC | Chord Energy Corp OAS · Entity 630 | Tax withholdingCommon Stock | 10,338 | $14.76 | $152,588.88 |
DisclosureSEC source: 0001209191-17-003917 · doc4.xml · nonDerivative · entry 2 Nusz Thomas B · CIK 0001494075 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,615,234 Read SEC document |
| January 12, 2017 Filed Jan 17, 2017 17:23 UTC | Chord Energy Corp OAS · Entity 630 | GrantCommon Stock | 134,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003917 · doc4.xml · nonDerivative · entry 1 Nusz Thomas B · CIK 0001494075 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625,572 F1 · acquired: Represents a grant of restricted stock the reporting person received from the Company. Read SEC document |
| December 05, 2016 Filed Dec 9, 2016 17:04 UTC | Chord Energy Corp OAS · Entity 630 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154455 · doc4.xml · nonDerivative · entry 1 Nusz Thomas B · CIK 0001494075 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,490,772 Read SEC document |
| June 17, 2010 Filed Oct 6, 2020 20:57 UTC | Chord Energy Corp OAS · Entity 630 | PurchaseCommon Stock | 5,700 | $14.00 | $79,800.00 |
DisclosureSEC source: 0001209191-20-054096 · doc4.xml · nonDerivative · entry 4 Nusz Thomas B · CIK 0001494075 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Elizabeth R. Nusz Living Trust Disclosed balance after: 5,700 F4 · ownership.nature: The Reporting Person is a joint-trustee of Elizabeth R. Nusz Living Trust (the "Trust") and shares investment control over the Trust's assets with the other joint-trustee. The Reporting Person is neither a grantor nor a beneficiary of the Trust and does not have the ability to revoke the Trust or amend its governing documents. The Trust acquired 5,700 shares of the Common Stock of Oasis in connection with Oasis's initial public offering. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.